+ Executive Summary
+ Purpose: Deliver a regulator-submission-grade, end-to-end Master Reference & Implementation Blueprint for Enterprise AGI/ASI governance, EU-primary but globally interoperable, that is directly consumable by Sentinel sidecars, OPA bundles, supervisory notebooks, and the Planetary Supervisory Mesh.
+ Approach: Layered architecture (Codex → Treaty → Policy → Control → App → Data → Citizen) with zero-trust, Kafka WORM, multisig change control, PQC hybrid signing, AGI containment thresholds (Δ ≤ 4 %, latent ≤ 3 %, cosine ≥ 0.92, kill-switch ≤ 60 s), and a 5-year roadmap extending to 2032 for global adoption.
+ Deliverables: 14 modules · 70 sections · 12 schemas · 16 code examples · 6 case studies · 24 supervisory KPIs · 12 regulators · 12 risk-control rows · 7 workshops · 6 data flows · 12 traceability rows · 7-year roadmap · Annexes A-G + D/E/F · machine-parsable <directive> block.
+ Workshops & Pilots: 7 workshops (Board → press) and 4 pilots (EU↔UK, MAS↔HKMA, US-FRB, GAISM) drive global adoption and harmonization 2026-2032.
+ Outcomes
+ - Sub-30-min evidence-pack assembly with PAdES + Sigstore signing
- Sub-60-second multisig kill-switch propagation (cross-border)
- Quarterly GAP attestation co-signed by AISI
- Pillar 2 AI Capital Overlay calibrated to GTI sub-indices
- PQC-safe critical bundles by 2029
- GSC operational by 2030 with PSM public verifier
+ Builds On
+ WP-035 ENT-AGI-GOV-MASTERWP-036 WFAP-GEMINI-IMPLWP-037 GSIFI-AIMS-BLUEPRINTWP-038 AGI-REG-RESILIENTWP-039 INST-AGI-MASTERWP-040 ENT-AGI-REF-IMPLWP-041 TIER13-FULLSTACKWP-042 SENTINEL-V24-DEEPDIVEWP-043 PROMPT-MGMT-ARCHWP-044 CEGL-LEXAI-GOV
+ Counts
+
+ Regimes Aligned
+ EU AI Act 2026 (Arts 5/9/10/13/14/15/16/26/50/53/55/56/72)NIST AI RMF 1.0 + Generative AI ProfileISO/IEC 42001 (AIMS) + Annex A controlsISO/IEC 23894 (AI risk) + ISO/IEC 5338 (AI lifecycle)ISO/IEC 38507 (governance implications of AI)ISO/IEC 27001 / 27701 (ISMS / PIMS)GDPR Arts 5/6/22/25/32/35 + EDPB AI guidelinesEU DORA (operational resilience)Basel III/IV (BCBS 239 risk data aggregation, Pillar 2 add-ons)SR 11-7 (US Fed Model Risk Management) + OCC 2011-12PRA SS1/23 (model risk) + SS2/21 (operational resilience)FCA Consumer Duty + SYSC + SMCR (Senior Managers & Certification Regime)MAS FEAT Principles + AI Verify + TRMGHKMA SPM GS-1 / GL-90 / TM-G-1OECD AI Principles 2024G7 Hiroshima AI Process Code of ConductCouncil of Europe Framework Convention on AIFSB recommendations on AI in financial servicesUS EO 14110 (and successor frameworks) + NIST GAI ProfileOWASP LLM Top 10 (2025) + MITRE ATLAS
+
+
+
+ Modules (14)
+
+
+ M1 — Governance Framework Mappings (S1)
+ Authoritative crosswalk of the Master Blueprint to ISO/IEC 42001, NIST AI RMF 1.0, GDPR, EU AI Act 2026, SR 11-7, Basel III/IV, PRA/FCA, MAS FEAT, HKMA, SMCR, FCA Consumer Duty — with article-level evidence references and machine-parseable <directive> linkage.
+ ISO/IEC 42001NIST AI RMFGDPREU AI ActSR 11-7BaselPRA/FCAMASHKMASMCRConsumer Duty
+ M1-S1 — Mapping Methodology
| principles | - Each control has a single primary regime and N secondary regimes
- Article-level granularity (e.g. EU AI Act Art 9, GDPR Art 22, SR 11-7 §III.B)
- Every control is linked to a Sentinel/OPA enforcement point
- Cross-walk maintained as machine-readable JSON with semantic versioning
|
|---|
| tooling | - OSCAL profile
- ISO/IEC 42001 Annex A control catalogue
- NIST AI RMF Crosswalk Tool
- Sentinel Traceability Engine
|
|---|
M1-S2 — EU AI Act 2026 (Primary)
| articles | | Art 5 | Prohibited practices — hard-blocked at sidecar |
|---|
| Art 9 | Risk management system — lifecycle hooks |
|---|
| Art 10 | Data governance — provenance + minimization |
|---|
| Art 13 | Transparency — explanation envelope |
|---|
| Art 14 | Human oversight — kill-switch + two-eyes |
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| Art 15 | Accuracy/robustness/cybersecurity — red-team |
|---|
| Art 16/26 | Provider/deployer obligations |
|---|
| Art 50 | Disclosure of AI interaction |
|---|
| Art 53/55 | GPAI + systemic-risk model obligations |
|---|
| Art 72 | Post-market monitoring |
|---|
|
|---|
| highRiskClasses | - credit-scoring
- insurance pricing
- employment
- AML decisioning
|
|---|
M1-S3 — ISO/IEC 42001 + 23894 + 5338 + 38507
| AIMS | Plan-Do-Check-Act over the AI lifecycle (ISO 42001) |
|---|
| annexA | 37 controls mapped to Sentinel modules and OPA bundles |
|---|
| lifecycle | ISO/IEC 5338 phases mapped to CI/CD gates and MRM checkpoints |
|---|
| boardOversight | ISO/IEC 38507 mapped to SMCR Senior Manager responsibilities |
|---|
M1-S4 — NIST AI RMF 1.0 + GAI Profile
| functions | |
|---|
| gaiProfile | Applies to all foundation-model use; integrated with red-team engine |
|---|
| evidence | Each function emits a hash-chained envelope into the WORM ledger |
|---|
M1-S5 — Sectoral Prudential — SR 11-7, Basel III/IV, PRA SS1/23, MAS, HKMA, SMCR, Consumer Duty
| SR 11-7 | Effective challenge, independent validation, MRM inventory |
|---|
| Basel | BCBS 239 risk-data aggregation; Pillar 2 AI capital overlay |
|---|
| PRA SS1/23 | Model risk principles 1-5; aligned to ISO 42001 + Sentinel evidence |
|---|
| FCA Consumer Duty | Foreseeable-harm checks via OPA + outcome KPIs |
|---|
| MAS FEAT | Fairness, Ethics, Accountability, Transparency — AI Verify integration |
|---|
| HKMA GL-90 | Lifecycle controls, third-party risk, explainability |
|---|
| SMCR | Statements of Responsibility with explicit AI-domain coverage |
|---|
M2 — AI Governance Architecture (S2)
+ Layered EU-primary architecture: Civilizational Codex → Treaty layer → LexAI/OPA policy plane → Sentinel sidecar enforcement → Application & MLOps planes → Citizen/redress plane. Zero-trust, Kafka WORM, multisig change control.
+ layerszero-trustWORMpolicy-planecontrol-planedata-plane
+ M2-S1 — Reference Architecture (7 planes)
| planes | - Codex/Constitutional plane (axioms + red lines)
- Treaty/Regulatory plane (EU AI Act + sectoral)
- Policy plane (OPA Rego + LexAI bundles)
- Control plane (Sentinel sidecar + MutatingWebhook)
- Application plane (RAG, agents, model registry)
- Data plane (Kafka WORM, vector store, lakehouse)
- Citizen/Redress plane (DSAR portal, contestation)
|
|---|
M2-S2 — Zero-Trust Service Mesh
| identity | SPIFFE/SPIRE workload identity |
|---|
| mTLS | All east-west traffic mTLS; per-call attestation |
|---|
| policy | OPA sidecar with failurePolicy: Fail |
|---|
| secrets | Envelope-encrypted; KMS-rooted; FIPS 140-3 L3+ |
|---|
M2-S3 — Decision Envelope Schema
| fields | - envelopeId
- ts
- systemId
- promptHash
- outputHash
- fairness
- explanations
- policyDecisions
- prevHash
- thisHash
- signatures
|
|---|
| signing | Ed25519 + ML-DSA-65 hybrid; daily Merkle anchoring |
|---|
M2-S4 — Multi-Region & Air-Gap Variants
| EU primary | eu-west + eu-central active-active |
|---|
| Global interop | us-east, ap-southeast, ap-northeast read replicas |
|---|
| Air-gap | Docker Swarm enclave for Tier-1 (compute/AGI) workloads |
|---|
M2-S5 — Change Management & Multisig
| GitOps | Argo CD / Flux with signed manifests |
|---|
| multisig | 3-of-5 for Tier-1 OPA bundles and model promotion |
|---|
| rollback | Signed rollback bundles auto-staged for ≤ 5 min revert |
|---|
M3 — Financial Services Model Risk Governance (S3)
+ SR 11-7 / PRA SS1/23-aligned MRM lifecycle, with effective challenge, independent validation, ongoing monitoring, capital overlay, BCBS 239 data aggregation, and AI-CCP integration.
+ MRMSR 11-7PRA SS1/23BCBS 239Pillar 2validation
+ M3-S1 — MRM Inventory & Tiering
| tiers | T1 (high impact) — full validation; T2 — proportionate; T3 — light-touch |
|---|
| inventory | Single source of truth in Model Registry (M6 of WP-043 integrated) |
|---|
M3-S2 — Independent Validation
| scope | - conceptual soundness
- implementation testing
- outcome analysis
- ongoing monitoring
|
|---|
| evidence | Validation reports stored as signed Decision Envelopes |
|---|
M3-S3 — Drift, Stability & Outcome Analysis
| metrics | - PSI
- KS
- AUC drift
- calibration drift
- fairness drift
|
|---|
| thresholds | Tied to Sentinel containmentDelta ≤ 0.04 and latentDrift ≤ 0.03 |
|---|
M3-S4 — Pillar 2 AI Capital Overlay
| method | Risk-based overlay calibrated to GTI sub-indices (alignment, drift, fairness, incident) |
|---|
| review | Annually with supervisor; ad-hoc on SEV-1 events |
|---|
M3-S5 — Effective Challenge & Three Lines
| 1LoD | Model owner + dev |
|---|
| 2LoD | MRM + Compliance + AI Risk |
|---|
| 3LoD | Internal Audit (annual + thematic) |
|---|
M4 — AGI/ASI Safety and Containment (S4)
+ Cognitive Resonance Protocol, latent drift Δ_drift ≤ 4 %, fiduciary cosine ≥ 0.92, kill-switch ≤ 60 s, multi-agent swarm consensus, PQC-signed bundles, air-gapped enclaves, deceptive-alignment red-team.
+ containmentΔ_driftkill-switchswarm-consensusdeceptive-alignment
+ M4-S1 — Containment Threshold & Δ_drift
| containmentDelta | 0.04 |
|---|
| latentDriftAlert | 0.03 |
|---|
| fiduciaryCosineMin | 0.92 |
|---|
| monitor | PyTorch hooks + cosine sim to fiduciary vector Φ |
|---|
M4-S2 — Kill-Switch Architecture
| SLA | p95 ≤ 60 s global; signed multisig 3-of-5 trigger |
|---|
| fanout | Anycast to all sidecars; verified ack within SLA |
|---|
| fail-closed | Sidecar denies inference on signature failure |
|---|
M4-S3 — Multi-Agent Swarm Consensus
| protocol | Cognitive attestation per agent; quorum > 2/3; latent-drift veto |
|---|
| isolation | Per-agent zero-trust microsegmentation |
|---|
M4-S4 — Red-Team & Deceptive-Alignment
| engine | Polymorphic prompt-injection + reward-hacking probes (WP-042 M13) |
|---|
| post-mortem | Omni-Fiduciary-Trading-Candidate-v9 lessons → Codex updates |
|---|
M4-S5 — Air-Gap & PQC
| air-gap | Docker Swarm enclaves for Tier-1; SPIFFE inside |
|---|
| pqc | ML-DSA-65 hybrid signatures; HSM (FIPS 140-3 L4) custody |
|---|
M5 — Global AI and Compute Governance (S5)
+ Compute thresholds, frontier-model registry, cross-border kill-switch mutual recognition, sandbox passporting, AI-CCP and Trust Derivatives Layer integration, IMF Article IV AI annex feed.
+ computefrontier-registrypassportAI-CCPTDLIMF
+ M5-S1 — Compute Threshold Registry
| primary | FLOPs threshold (per EU AI Act Art 51) and capability evals |
|---|
| registry | Permissioned ledger with Treaty Authority co-signing |
|---|
M5-S2 — Cross-Border Kill-Switch Mutual Recognition
| treaty | GASRGP Art 6 (≤ 60 s p95) |
|---|
| operations | Per-jurisdiction supervisor-gateway-svc with mTLS |
|---|
M5-S3 — Sandbox Passporting
| sla | ≤ 45 days cross-jurisdiction acceptance |
|---|
| evidence | Mutual-recognition envelope + AISI co-sign |
|---|
M5-S4 — Trust Derivatives Layer (TDL)
| instruments | Trust bonds and swaps; CCP-cleared |
|---|
| circuit-breakers | Spread floor breach → CCP coordination per RB-07 |
|---|
M5-S5 — IMF / FSB Feeds
| imf | Article IV AI annex; FSAP-AI scenario library |
|---|
| fsb | AI dashboard daily feed; cross-border incident sharing |
|---|
M6 — Implementation Stack (S6)
+ End-to-end stack: Sentinel sidecar, OPA, Kafka WORM, Terraform IaC, MutatingWebhook, model registry, RAG, observability, CI/CD with SLSA L3+ and Sigstore, PQC HSM, KMS, SPIFFE/SPIRE.
+ SentinelOPAKafkaTerraformMLflowSigstoreSLSA
+ M6-S1 — Runtime Plane
| components | - Sentinel sidecar v2.4
- OPA bundle
- Envoy/mTLS
- Kafka WORM
- Vector DB
|
|---|
| language | Go + TypeScript + Python |
|---|
M6-S2 — MLOps Plane
| registry | MLflow + Vertex/SageMaker/Azure ML adapters |
|---|
| promotion | Multisig 3-of-5; signed model card; Sigstore attestation |
|---|
M6-S3 — IaC Plane (Terraform)
| modules | - sentinel-sidecar
- kafka-worm
- opa-bundle
- k8s-mwh
- kms-pqc
- spiffe-spire
- supervisor-gateway
- audit-anchor
|
|---|
M6-S4 — CI/CD & Supply Chain
| supply-chain | SLSA L3+; SBOM (CycloneDX); Sigstore cosign; Sigstore Rekor transparency |
|---|
| gates | - unit
- integration
- OPA bundle test
- FV-LexAI verify
- red-team smoke
- supervisor approval
|
|---|
M6-S5 — Observability
| tracing | OpenTelemetry GenAI conventions |
|---|
| logging | Kafka WORM + structured JSON; daily Merkle anchor |
|---|
| metrics | Prometheus + RED/USE; SLOs tied to KPIs |
|---|
M7 — Roadmap 2026-2030 (S7)
+ Five-year delivery plan with quarterly milestones, regulator demos, supervisor approval gates, and a 2026-2032 adoption extension.
+ roadmapmilestonessupervisor-approvals
+ M7-S1 — 2026 — Foundations
| Q1 | Master Blueprint v1.0; Sentinel v2.4 GA; OPA library v1; first regulator demo (DNB/BaFin/AMF) |
|---|
| Q2 | MRM lifecycle live for T1 models; Kafka WORM + daily anchor; SMCR map signed |
|---|
| Q3 | EU AI Act Art 53/55 GPAI conformity assessment dry-run |
|---|
| Q4 | Pillar 2 AI Capital Overlay v1; cross-border kill-switch drill #1 |
|---|
M7-S2 — 2027 — Multi-Regulator
| Q1 | PRA SS1/23 self-attestation; FCA Consumer Duty outcomes report |
|---|
| Q2 | MAS FEAT + AI Verify certification; HKMA GL-90 alignment |
|---|
| Q3 | AGI Containment v2 (multi-agent consensus); ANC pilot |
|---|
| Q4 | Supervisory Submission Pack v2; Regulator Demo Kit v2 |
|---|
M7-S3 — 2028 — Globalize
| Q1 | Global Supervisory Council (GSC) charter signed |
|---|
| Q2 | Sandbox passport pilots (EU↔UK, MAS↔HKMA) |
|---|
| Q3 | Trust Derivatives Layer v1 live (CCP-cleared) |
|---|
| Q4 | Regulator-Training Consortium (GRTC) cohort 1 graduates |
|---|
M7-S4 — 2029 — Mesh
| Q1 | Planetary Supervisory Mesh alpha; SCN node 100 |
|---|
| Q2 | GSKG v1 live; SIE alpha |
|---|
| Q3 | Cross-border kill-switch in production for top 5 G-SIFIs |
|---|
| Q4 | PQC migration complete for Tier-1 keys |
|---|
M7-S5 — 2030-2032 — Adoption & Harmonization
| 2030 | GSC operational; SASK + SSPEP standardized; Mesh public verifier |
|---|
| 2031 | Regional adoption (LATAM, MEA, ASEAN) via passporting |
|---|
| 2032 | Treaty review under GASRGP Art 12; Codex v2 amendment cycle |
|---|
M8 — Roles and Accountability (S8)
+ RACI for AI governance with SMCR Statement of Responsibility (SoR) mapping; 9 RBAC roles; multisig coverage on Tier-1 ops.
+ RACISMCRRBAC
+ M8-S1 — Top-of-House Accountability
| Board | AI risk appetite; annual review; veto on Tier-1 model classes |
|---|
| CEO+CFO+CRO | Pillar 2 capital sign-off |
|---|
| CAIO | AI strategy + accountability; SMCR SMF holder |
|---|
| GC+DPO | Legal/regulatory + privacy |
|---|
M8-S2 — Three Lines + AI Functions
| 1LoD | Model owner, dev, MLOps |
|---|
| 2LoD | MRM, AI Risk, Compliance, DPO, AI Safety Lead |
|---|
| 3LoD | Internal Audit (annual + thematic) |
|---|
M8-S3 — RBAC Roles (9)
| roles | - author
- reviewer
- approver
- publisher
- operator
- validator
- auditor
- supervisor-liaison
- kill-switch-officer
|
|---|
| multisig | 3-of-5 for publisher/operator/kill-switch-officer on T1 |
|---|
M8-S4 — SMCR Statements of Responsibility
| SMF24 | CRO – Model Risk; explicit AGI containment clause |
|---|
| SMF7 | CISO – Cyber + key custody for kill-switch |
|---|
| Reasonable steps | Documented attestation cycle; evidence in WORM ledger |
|---|
M8-S5 — Escalation Tree
| L1 | Operator / shift |
|---|
| L2 | AI Safety Lead + on-call MRM |
|---|
| L3 | CAIO + CRO |
|---|
| L4 | Board + Regulator notification |
|---|
M9 — Supervisory Readiness and Auditability (S9)
+ Evidence-pack assembly ≤ 30 min, daily Merkle anchoring, supervisor read-only ledger view, GAP attestation cycle, supervisory drill cadence.
+ evidence-packanchorGAPdrills
+ M9-S1 — Evidence Pack Generator
| inputs | - Decision envelopes
- OPA decisions
- model cards
- validation reports
- drift charts
|
|---|
| output | Signed PDF/A + JSON bundle; PAdES signed; Sigstore attested |
|---|
| sla | ≤ 30 min for any 7-day window |
|---|
M9-S2 — Supervisor Read-Only Ledger
| view | Merkle-anchored; per-jurisdiction filter; offline verifier CLI |
|---|
| auth | OIDC + step-up MFA; per-supervisor scope token |
|---|
M9-S3 — Governance Attestation Protocol (GAP)
| cadence | Quarterly attestation by CAIO/CRO/CISO; signed Decision Envelope |
|---|
| scope | Coverage of OPA bundles, MRM tier inventory, kill-switch drills, capital overlay |
|---|
M9-S4 — Drill Cadence
| tabletop | Quarterly cross-jurisdictional |
|---|
| live-fire | Annually with supervisor observers |
|---|
| reporting | Drill reports anchored in WORM ledger |
|---|
M9-S5 — Independent Inspection Rights
| AISI | Read access to Decision Envelopes for sampled inferences |
|---|
| Internal Audit | Full ledger access; signed query receipts |
|---|
M10 — Risk and Control Matrix (S10)
+ STRIDE + OWASP-LLM Top 10 (2025) + MITRE ATLAS threats with controls mapped to Sentinel modules and OPA rules; residual-risk scoring.
+ STRIDEOWASP-LLMATLASresidual-risk
+ M10-S1 — Threat Catalogue
| OWASP-LLM | Prompt injection, insecure output, training-data poisoning, supply-chain, sensitive-info disclosure, excessive agency, system-prompt leakage, vector/embedding weakness, misinformation, unbounded consumption |
|---|
| ATLAS | Adversarial ML tactics & techniques |
|---|
| STRIDE | Spoof, tamper, repudiate, info-disclosure, DoS, escalate |
|---|
M10-S2 — Control Mapping
| method | Each threat → ≥ 1 preventive + ≥ 1 detective + ≥ 1 corrective control |
|---|
| evidence | OPA rule IDs + Sentinel module IDs + KPI IDs |
|---|
M10-S3 — Residual Risk Scoring
| method | Likelihood × Impact × ControlEffectiveness; max acceptable = LOW for T1 |
|---|
| review | Quarterly; ad-hoc on incident |
|---|
M10-S4 — Top 10 Master Controls
| controls | - OPA pre-tool-call validation
- Decision envelope hash-chain
- Daily Merkle anchor
- Multisig on Tier-1 promote/kill-switch
- PQC hybrid signing
- Air-gapped enclave for AGI
- Cognitive Resonance Monitor
- Red-team gating in CI
- Capital overlay tied to GTI
- SMCR SoR with AI domain
|
|---|
M10-S5 — Key Risk Indicators (KRI)
| kri | - containment Δ
- latent drift
- kill-switch SLA
- PII leakage
- blocked-harm rate
- audit-chain verify
- drill participation
|
|---|
M11 — Resource and Capability Plan (S11)
+ Five-year FTE plan, capability matrix, training, vendor management, tooling, and budget envelopes for governance, MRM, AI safety, supervisory engagement, and engineering.
+ FTEtrainingvendorbudget
+ M11-S1 — FTE Plan
| 2026 | Governance 25, MRM 30, AI Safety 12, SupervisorLiaison 4, Eng 80 |
|---|
| 2030 | Governance 40, MRM 50, AI Safety 25, SupervisorLiaison 10, Eng 140 |
|---|
M11-S2 — Capability Matrix
| competencies | - Rego/OPA
- PyTorch
- Kafka/streaming
- FV/Coq/Lean (subset)
- Terraform
- RegTech
- supervisory engagement
|
|---|
| levels | - Practitioner
- Specialist
- Lead
- Distinguished
|
|---|
M11-S3 — Training & Certification
| internal | GAP attestation course; Sentinel operator cert |
|---|
| external | GRTC graduate stream; ISO 42001 lead implementer; AI Verify |
|---|
M11-S4 — Vendor Management
| controls | Sigstore-required; SLSA L3+; SBOM; PQC roadmap clause |
|---|
| exit | Documented exit plan + key escrow |
|---|
M11-S5 — Budget Envelopes (illustrative G-SIFI)
| 2026 | USD 90M (run + change) |
|---|
| 2027 | USD 110M |
|---|
| 2028 | USD 130M |
|---|
| 2029 | USD 140M |
|---|
| 2030 | USD 145M (steady state) |
|---|
M12 — Annexes A-G Scaffolding (S12)
+ Index of full annex content with cross-references and machine-readable section pointers consumed by the regulator submission pack builder.
+ annexesscaffoldingindexing
+ M12-S1 — Annex A — Kafka WORM
M12-S2 — Annex B — OPA Policy Library
M12-S3 — Annex C — Terraform Modules
M12-S4 — Annex D — Explainability + Traceability
M12-S5 — Annex E/F/G — Drills, GAP, Mesh
M13 — Regulator-Submission Mechanics & ANC
+ Supervisory Submission Pack & Engagement Playbook (SSPEP), the Supervisory Approval Simulation Kit (SASK), and the Autonomous Negotiation Co-Pilot (ANC) for regulator dialogue.
+ SSPEPSASKANC
+ M13-S1 — SSPEP — Supervisory Submission Pack & Engagement Playbook
| components | - cover letter
- executive summary
- directive block
- evidence pack
- drill reports
- SoR map
- GTI snapshot
- OPA bundle digest
|
|---|
| playbook | - pre-meeting brief
- live demo script
- Q&A bench
- follow-up letter template
|
|---|
M13-S2 — SASK — Supervisory Approval Simulation Kit
| scenarios | - EU AI Act Art 53 conformity
- SR 11-7 effective challenge
- PRA SS1/23 attestation
- MAS FEAT third-party audit
- HKMA GL-90 thematic
|
|---|
| rubric | Pass/Conditional/Fail with remediation plan auto-generated |
|---|
M13-S3 — ANC — Autonomous Negotiation Co-Pilot
| role | RAG-grounded co-pilot for supervisor dialogue (read-only) |
|---|
| guardrails | OPA + Sentinel + cosine ≥ 0.92; refuses to bind firm; logs every turn |
|---|
| outputs | Suggested clauses, precedents, BATNA analysis, calibrated concessions |
|---|
M13-S4 — Engagement Cadence
| annual | Pillar 2 review; Consumer Duty outcomes |
|---|
| quarterly | GAP attestation submission |
|---|
| ad-hoc | SEV-1 incident reporting ≤ 24 h |
|---|
M13-S5 — Decision Logs
| schema | every regulator interaction captured as Decision Envelope |
|---|
| retention | ≥ 10 years; legal-hold gates |
|---|
M14 — Planetary Supervisory Mesh (PSM) & Cooperatives
+ Planetary Supervisory Mesh, Supervisory Co-Pilot Network (SCN), Supervisory Intelligence Engine (SIE), Global Supervisory Knowledge Graph (GSKG), Global Regulator Training Consortium (GRTC), Global Supervisory Council (GSC).
+ PSMSCNSIEGSKGGRTCGSC
+ M14-S1 — Global Supervisory Council (GSC)
| charter | Standing council of senior supervisors (ECB-SSM, FRB, BoE/PRA, FCA, MAS, HKMA, SEC, FDIC) + AISI observers |
|---|
| powers | - mutual recognition
- kill-switch ratification
- Codex amendment proposal
|
|---|
M14-S2 — Planetary Supervisory Mesh (PSM)
| topology | Federated mesh of supervisor-gateway-svc nodes with SPIFFE identity |
|---|
| transport | mTLS + signed bulletins; anycast for kill-switch |
|---|
| registry | Permissioned ledger with Merkle anchoring |
|---|
M14-S3 — Supervisory Co-Pilot Network (SCN)
| function | Distributed co-pilots aiding supervisors; shared OPA bundles + GSKG context |
|---|
| guardrails | OPA + Sentinel + GAP attestation |
|---|
M14-S4 — Supervisory Intelligence Engine (SIE) + GSKG
| SIE | Risk synthesis across firms + jurisdictions; anomaly detection on GTI |
|---|
| GSKG | Knowledge graph linking models, firms, controls, regulations, incidents |
|---|
M14-S5 — Global Regulator Training Consortium (GRTC)
| curriculum | - Sentinel ops
- OPA/Rego
- FV/LexAI
- MRM modernization
- AGI containment
|
|---|
| credentialing | Cohort-based; portable certification recognized by GSC |
|---|
Code Examples (16)
+ CE-01 — OPA — EU AI Act Art 14 human oversight (rego)
package eu_aiact
+
+deny[msg] {
+ input.action == "deploy"
+ not input.humanOversight.signed
+ msg := "Art 14 human oversight signature missing"
+}
+CE-02 — OPA — Cognitive Resonance containment delta (rego)
package agi_containment
+
+deny[msg] {
+ input.metrics.delta > 0.04
+ msg := sprintf("Δ_drift %.4f exceeds containment threshold 0.04", [input.metrics.delta])
+}
+CE-03 — Decision envelope hash chain (Python) (python)
import hashlib, json
+
+def chain(prev, payload):
+ body = json.dumps(payload, sort_keys=True).encode()
+ this = hashlib.sha256(prev + body).hexdigest()
+ return this
+
CE-04 — Terraform — Sentinel sidecar webhook (hcl)
module "sentinel_sidecar" {
+ source = "./modules/sentinel-sidecar"
+ failure_policy = "Fail"
+ pqc_key_arn = module.kms_pqc.key_arn
+ worm_topic = module.kafka_worm.decision_envelope_topic
+}
+CE-05 — Kill-switch multisig signer (TypeScript) (typescript)
import { sign, verifyN } from './pqc';
+export function multisig(order: KillSwitchOrder, keys: KeyPair[]): KillSwitchOrder {
+ const sigs = keys.slice(0, 3).map(k => sign(order.payload, k));
+ return { ...order, signatures: sigs };
+}
+CE-06 — ANC — outbound OPA gate (TypeScript) (typescript)
export async function ancEmit(draft: Clause): Promise<Clause> {
+ const decision = await opa.evaluate('anc.outbound', { draft });
+ if (!decision.allow) throw new Error(`ANC blocked: ${decision.reasons.join(', ')}`);
+ return draft;
+}
+CE-07 — GAP CLI — produce attestation (Node) (typescript)
import { Command } from 'commander';
+const program = new Command();
+program.command('attest <scope>').action(async (scope) => {
+ const a = await buildAttestation(scope);
+ await ledger.append(a);
+ await anchor.dailyMerkle(a);
+});
+program.parse();
+CE-08 — ML-DSA-65 hybrid signing (Python) (python)
from oqs import Signature
+import nacl.signing
+
+def hybrid_sign(payload: bytes, ed_key, ml_key):
+ ed_sig = ed_key.sign(payload).signature
+ sig = Signature('ML-DSA-65')
+ pq_sig = sig.sign(payload, ml_key)
+ return ed_sig + b'||' + pq_sig
+CE-09 — PSM supervisor-gateway-svc handler (Go) (go)
func (s *Server) HandleBulletin(w http.ResponseWriter, r *http.Request) {
+ b, _ := io.ReadAll(r.Body)
+ if !pqc.Verify(b, headerSig(r)) { http.Error(w, "bad sig", 401); return }
+ s.ledger.Append(b); s.fanout(b)
+}
+CE-10 — Supervisory Notebook cell — coverage map (python)
import pandas as pd
+from supctx import ledger
+cov = ledger.coverage_map(window='90d')
+pd.DataFrame(cov).to_html('coverage.html')
+CE-11 — K8s MutatingWebhookConfiguration (YAML) (yaml)
apiVersion: admissionregistration.k8s.io/v1
+kind: MutatingWebhookConfiguration
+metadata: { name: sentinel-injector }
+webhooks:
+- name: inject.sentinel.v24
+ failurePolicy: Fail
+ rules: [ { operations: [CREATE], apiGroups: [""], apiVersions: [v1], resources: [pods] } ]
+CE-12 — Cognitive Resonance Monitor (PyTorch) (python)
import torch, torch.nn.functional as F
+class CRM(torch.nn.Module):
+ def __init__(self, phi): super().__init__(); self.phi = phi
+ def forward(self, h):
+ cs = F.cosine_similarity(h, self.phi, dim=-1)
+ return { 'cosine': cs.mean().item(), 'delta': 1 - cs.mean().item() }
+CE-13 — OPA bundle test (Rego) (rego)
package eu_aiact_test
+import data.eu_aiact
+
+test_art14_missing_oversight {
+ count(eu_aiact.deny) > 0 with input as { "action": "deploy", "humanOversight": {} }
+}
+CE-14 — WORM verifier CLI (Node) (typescript)
import { verifyChain } from './worm';
+const ok = await verifyChain(process.argv[2]);
+process.exit(ok ? 0 : 1);
+CE-15 — ANC live-meeting whisper (TypeScript) (typescript)
ws.on('utterance', async (u) => {
+ const ctx = await gskg.retrieve(u.topic);
+ const tip = await llm.suggest({ utterance: u, ctx, mode: 'whisper' });
+ await ancEmit({ kind: 'tip', text: tip });
+});
+CE-16 — Daily Merkle anchor job (Python) (python)
from anchor import build_root, submit
+root = build_root(window_hours=24)
+tx = submit(root)
+print('anchored', root, tx)
+