From a795ed39a0e52743bbe76779098fe2e30e7a91aa Mon Sep 17 00:00:00 2001 From: =?UTF-8?q?=F0=9D=90=8E=F0=9D=90=A7=F0=9D=90=9E=20=F0=9D=90=85?= =?UTF-8?q?=F0=9D=90=A2=F0=9D=90=A7=F0=9D=90=9E=20=F0=9D=90=92=F0=9D=90=AD?= =?UTF-8?q?=F0=9D=90=9A=F0=9D=90=AB=F0=9D=90=AC=F0=9D=90=AD=F0=9D=90=AE?= =?UTF-8?q?=F0=9D=90=9F=F0=9D=90=9F?= Date: Sun, 24 May 2026 11:20:20 +0000 Subject: [PATCH 1/2] =?UTF-8?q?feat(UNIFIED-SYNTHESIS-BLUEPRINT-WP-059)=20?= =?UTF-8?q?v1.0.0=20=E2=80=94=20Unified=202026-2030=20Enterprise=20&=20Civ?= =?UTF-8?q?ilizational=20AGI/ASI=20Governance,=20Architecture,=20Safety=20?= =?UTF-8?q?&=20Implementation=20Synthesis=20Blueprint=20for=20Fortune=2050?= =?UTF-8?q?0=20/=20Global=202000=20/=20G-SIFIs?= MIME-Version: 1.0 Content-Type: text/plain; charset=UTF-8 Content-Transfer-Encoding: 8bit Master synthesis integrating WP-057 (civilizational/regulator-submission master blueprint) and WP-058 (enterprise AI/AGI governance operating model) into a single regulator-submission-grade artifact. Reference architectures: - Sentinel AI v2.4 (L1 Substrate -> L8 AISI Coordination, 13 layers) - WorkflowAI Pro (L1 Data -> L7 Hub Integration, 13 capabilities) - Shared substrates: Kafka + K8s + OPA + WORM + PQC + Hub Regimes (28): EU AI Act 2024/1689 + GPAI Art. 53/55 + 2026 high-risk phase, NIST AI RMF 1.0 + AI 600-1, NIST SP 800-53/218, ISO/IEC 42001/23894/27001/27701, OECD AI Principles, GDPR + Art-22, EU DORA + NIS2 + CRA, FCRA + ECOA Reg-B, US Fed SR 11-7, OCC 2011-12, Basel III/IV + ICAAP + FRTB + IFRS9/CECL, SEC 17a-4/10-K/8-K + cyber, FINRA 3110/4511, FCA Consumer Duty + PRA/FCA SS1/23 + SMCR SMF-AI, MAS FEAT + TRM, HKMA GP-1 + GS-2, OSFI E-23, FINMA, G7 Hiroshima, Bletchley/Seoul/Paris, UN AI Advisory Body, CEGL, LexAI-DSL + FV-LexAI, GASRGP/GASC/GAISM, GTI + Trust Derivatives Layer, NSA CNSA 2.0 PQC. Modules (M1-M9, 45 sections): - M1 Unified Reference Architecture (Sentinel v2.4 + WorkflowAI Pro) - M2 28-Regime Regulatory Compliance Mapping - M3 Frontier AGI/ASI Safety, Containment & Alignment (T0-T4 + 3-of-5 + kinetic + formally-verified invariants + AISI MoUs) - M4 Financial-Services Model Risk + Systemic-Risk Controls - M5 Civilizational AI Governance Stacks + Treaty Layers (CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, GTI + Trust Derivatives) - M6 Operational Substrates (Kafka + K8s + OPA + WORM + PQC + MRM + RedTeam + AGI Containment + Hub) - M7 Phased Implementation Roadmap (P1 Foundation -> P6 Civilizationalize) - M8 Regulator-Submission-Grade Blueprints & Artifacts - M9 Research Tracks + Long-Horizon Stewardship Indices: AIMS-Coverage >=0.95, MRGI >=0.95, DRI >=0.95, CCS >=0.95, ARI >=0.9 frontier, CSI >=0.95 T3/T4, RTRI >=0.9, CDC-Score >=0.9, CGI >=0.75 by 2030, GTI >=0.85 by 2030, RCI =1.0. Tiers T0 Sandbox -> T1 Staging -> T2 Canary (<=1%) -> T3 Production Nitro Enclaves -> T4 Frontier Air-Gapped (3-of-5 + kinetic + 48h time-lock + AISI <=24h + EU AI Office <=15d). Severities SEV-0/1/2/3. Investment USD 200-550M / 5y G-SIFI; NPV USD 600-1700M risk-adjusted; uplift vs WP-058: USD 20-50M envelope + USD 100-200M NPV (civilizational treaty layer + frontier T4 industrialization). Artifacts: - gen-unified-synthesis-blueprint.py — generator (14 typed helpers) - data/unified-synthesis-blueprint.json — 89.4 KB payload (9 modules / 45 sections + 12 distinctive arrays totaling 221 entries + standard tail with 34 KPIs, 20 RCM, 22 traceability, 15 dataFlows, 19 regulators, 20 evidencePack) - gen-unified-synthesis-blueprint-html.py — HTML renderer - public/unified-synthesis-blueprint.html — 85.2 KB regulator-grade view - server.js — USB59 route block (1 page + 9 meta + 13 standard collections + 11 distinctive collections + 19 ID lookups + 1 regulator-by-name) inserted after END WP-058 marker Endpoint matrix: 74/74 passing (54 x 200 + 20 x 404 negatives). node -c server.js: SYNTAX OK (24,839 lines). PM2 rag-dash: online :4200. WP-056/57/58 endpoints regression-checked and healthy. --- .../data/unified-synthesis-blueprint.json | 3197 +++++++++++++++++ .../gen-unified-synthesis-blueprint-html.py | 260 ++ .../gen-unified-synthesis-blueprint.py | 943 +++++ .../public/unified-synthesis-blueprint.html | 130 + rag-agentic-dashboard/server.js | 172 + 5 files changed, 4702 insertions(+) create mode 100644 rag-agentic-dashboard/data/unified-synthesis-blueprint.json create mode 100644 rag-agentic-dashboard/gen-unified-synthesis-blueprint-html.py create mode 100644 rag-agentic-dashboard/gen-unified-synthesis-blueprint.py create mode 100644 rag-agentic-dashboard/public/unified-synthesis-blueprint.html diff --git a/rag-agentic-dashboard/data/unified-synthesis-blueprint.json b/rag-agentic-dashboard/data/unified-synthesis-blueprint.json new file mode 100644 index 00000000..44fc10ea --- /dev/null +++ b/rag-agentic-dashboard/data/unified-synthesis-blueprint.json @@ -0,0 +1,3197 @@ +{ + "docRef": "UNIFIED-SYNTHESIS-BLUEPRINT-WP-059", + "version": "1.0.0", + "title": "Unified 2026-2030 Enterprise & Civilizational AGI/ASI Governance, Architecture, Safety & Implementation Synthesis Blueprint for Fortune 500 / Global 2000 / G-SIFIs", + "horizon": "2026-2030+", + "apiPrefix": "/api/unified-synthesis-blueprint", + "buildsOn": [ + "WP-035", + "WP-040", + "WP-045", + "WP-050", + "WP-054", + "WP-055", + "WP-056", + "WP-057", + "WP-058" + ], + "status": "regulator-submission-grade-master-synthesis", + "classification": "Confidential / Restricted \u2014 Board, CRO, CCO, CISO, CDAO, Group Internal Audit, External Regulators (on request)", + "directive": { + "scope": "Single master synthesis integrating Sentinel AI v2.4 + WorkflowAI Pro reference architectures with full institutional AI governance operating model, 28-regime regulatory compliance, frontier AGI/ASI safety and containment, financial-services model risk and systemic-risk controls, civilizational AI governance stacks and treaty-level mechanisms, and phased dependency-aware implementation and research roadmap \u2014 covering all operational substrates (Kafka audit logging, container/Kubernetes security, policy-as-code OPA/Rego, WORM storage with PQC, MRM, AI red-teaming, AGI containment, Enterprise AI Governance Hub) at regulator-submission grade", + "outcomes": [ + "Sentinel AI v2.4 + WorkflowAI Pro reference architectures deployed across all material AI systems by 2028", + "ISO/IEC 42001 certified AIMS with NIST AI RMF + EU AI Act + GPAI Art. 53/55 + 28 regimes mapped", + "AGI/ASI containment T0-T4 with 3-of-5 quorum + kinetic override + AISI/EU AI Office MoUs operational by 2027", + "Enterprise AI Governance Hub federated across G-SIFI peers + regulator portals by 2029", + "Civilizational governance stacks (CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, Global Trust Index) anchored in treaties by 2030", + "Kafka + WORM + PQC tamper-evident audit operating at 99.999% durability for 25y retention", + "Kubernetes + OPA/Rego policy plane at <5ms p99 decision latency across all admission/runtime", + "AI red-teaming continuous for T2+ with EU AI Act Art. 55 frontier evals operational", + "Financial-services MRM platform consolidating SR 11-7 + OCC 2011-12 + Basel III/IV + ICAAP", + "FCA Consumer Duty + GDPR Art-22 + FCRA/ECOA + MAS FEAT + HKMA GP-1/GS-2 operationalized" + ], + "doNot": [ + "Do NOT operate any AI/AGI capability without registration in Enterprise AI Governance Hub, ISO 42001 risk assessment, MRM tiering, EU AI Act risk classification, and Sentinel v2.4 attestation", + "Do NOT bypass Kafka audit, OPA/Rego policy gates, WORM/PQC sealing, MRM validation, red-team gate, or 3-of-5 frontier quorum", + "Do NOT deploy frontier (T4) systems without AISI + EU AI Office pre-notification, kinetic override drill, and formally-verified invariants" + ] + }, + "regimes": [ + "EU AI Act 2024/1689 + GPAI Art. 53/55 + 2026 high-risk phase", + "NIST AI RMF 1.0 + AI 600-1 Generative Profile", + "NIST SP 800-53 Rev.5 + SP 800-218 SSDF", + "ISO/IEC 42001:2023 AIMS", + "ISO/IEC 23894:2023 AI Risk", + "ISO/IEC 27001:2022 ISMS", + "ISO/IEC 27701:2019 PIMS", + "OECD AI Principles 2019/2024", + "EU GDPR + Art. 22 + DPIA Art. 35", + "EU DORA + NIS2 + CRA", + "US FCRA 615 + ECOA Reg-B 1002", + "US Fed SR 11-7 + OCC 2011-12", + "Basel III/IV + ICAAP + FRTB + IFRS 9/CECL", + "US SEC 17a-4 + 10-K/8-K + Cyber Disclosure", + "FINRA 3110/4511", + "UK FCA Consumer Duty + PRA/FCA SS1/23 + SMCR SMF-AI", + "MAS FEAT + TRM 2021", + "HKMA GP-1 + GS-2 GenAI", + "OSFI E-23", + "FINMA AI Guidance", + "G7 Hiroshima AI Process", + "Bletchley/Seoul/Paris AI Safety Declarations", + "UN AI Advisory Body", + "CEGL (Civilizational Ethical Governance Layer)", + "LexAI-DSL + FV-LexAI", + "GASRGP / GASC / GAISM treaty stacks", + "Global Trust Index + Trust Derivatives Layer", + "NSA CNSA 2.0 PQC transition mandate" + ], + "indices": { + "AIMS-Coverage": ">=0.95 (ISO 42001 controls coverage)", + "MRGI": ">=0.95 (Model Risk Governance Index, SR 11-7 + OCC 2011-12)", + "DRI": ">=0.95 (Decision Reproducibility Index, n=10)", + "CCS": ">=0.95 (Control Coverage Score across 28 regimes)", + "ARI": ">=0.9 (Alignment Robustness Index, frontier)", + "CSI": ">=0.95 (Containment Sufficiency Index, T3/T4)", + "RTRI": ">=0.9 (Red-Team Resilience Index)", + "CDC-Score": ">=0.9 (FCA Consumer Duty compliance)", + "CGI": ">=0.75 (Civilizational Governance Index by 2030)", + "GTI": ">=0.85 (Global Trust Index target by 2030)", + "RCI": "=1.0 (Regulator Confidence Index)" + }, + "tiers": { + "T0": "Sandbox - isolated VPC, synthetic data, no network egress", + "T1": "Staging - shadow mode, real data, no actuation", + "T2": "Canary - <=1% production traffic, automated rollback", + "T3": "Production - Nitro Enclaves / TDX / SEV-SNP + KMS + dual control + full audit", + "T4": "Frontier Air-Gapped - 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+AISI rep) + kinetic override + 48h time-lock + AISI <=24h + EU AI Office <=15d" + }, + "severities": { + "SEV-0": "Civilizational / systemic - AISI <=24h, EU AI Office <=15d, Board chair, public statement consideration", + "SEV-1": "Major - SEC 8-K <=4 BD, DORA <=4h, FCA <=72h, MAS <=24h", + "SEV-2": "Material - regulator notification <=72h", + "SEV-3": "Operational - internal escalation <=10 BD" + }, + "investment": { + "envelope": "USD 200-550M / 5y (Fortune 500 / G-SIFI tier unified program)", + "NPV": "USD 600-1700M (5y risk-adjusted, includes uplift from civilizational + frontier dimensions)", + "uplift_vs_WP058": "USD 20-50M envelope; USD 100-200M NPV from civilizational treaty layer + frontier T4 industrialization", + "drivers": [ + "Sentinel v2.4 + WorkflowAI Pro reference architecture rollout", + "Enterprise AI Governance Hub federated build", + "MRM platform consolidation (SR 11-7 + Basel)", + "Kafka audit + WORM 25y + PQC migration", + "Kubernetes + OPA/Rego enterprise-wide", + "AGI T4 frontier containment + kinetic + quorum", + "Red-teaming program (internal+external+crowdsourced)", + "Regulator attestation tooling (EU AI Office, FCA, MAS, HKMA, SEC, FINRA)", + "Civilizational treaty layer engagement (G7, Bletchley, UN AI Advisory)" + ] + }, + "counts": { + "modules": 9, + "sections": 45, + "sentinelLayers": 13, + "wfapCapabilities": 13, + "complianceLinks": 28, + "safetyMechanisms": 18, + "fsControls": 18, + "civStacks": 15, + "opSubstrates": 20, + "roadmapItems": 15, + "regulatorArtifacts": 22, + "researchTracks": 16, + "dependencies": 15, + "schemas": 16, + "code": 18, + "kpis": 34, + "riskControlMatrix": 20, + "traceability": 22, + "dataFlows": 15, + "regulators": 19, + "rollout90": 3, + "roadmap": 6, + "evidencePack": 20 + }, + "modules": [ + { + "mid": "M1", + "title": "Unified Reference Architecture \u2014 Sentinel AI v2.4 + WorkflowAI Pro", + "summary": "Twin reference architectures: Sentinel AI v2.4 for AGI/ASI safety + containment + alignment + interpretability; WorkflowAI Pro for production AI orchestration + RAG + agentic workflows + governance. Both anchored on common substrates: Kafka + K8s + OPA + WORM + PQC + Hub.", + "sections": [ + { + "sid": "M1.1", + "title": "Sentinel AI v2.4 Reference Architecture", + "layers": [ + "L1 Substrate (HW+Confidential Compute)", + "L2 Control Plane (Quorum+Kinetic+Time-Lock)", + "L3 Containment (T0-T4 + Invariants)", + "L4 Alignment (RLHF+DPO+Constitutional+Process)", + "L5 Interpretability (Mech-Interp+Probes+SAE)", + "L6 Evaluation (HELM+ARC+METR+Apollo)", + "L7 Telemetry (Capability Dashboards)", + "L8 Coordination (AISI MoUs)" + ], + "buildsOn": "WP-055 Sentinel v2.4 + WP-057 architectureRefs" + }, + { + "sid": "M1.2", + "title": "WorkflowAI Pro Reference Architecture", + "layers": [ + "L1 Data (Feature Store + Lake + Iceberg)", + "L2 Model Plane (Training + Registry + Serving)", + "L3 RAG (Embeddings + Vector DB + Reranker)", + "L4 Agentic (Planner + Executor + Tool-Use)", + "L5 Governance (MRM + DPIA + RedTeam Gates)", + "L6 Observability (OTel + Drift + Fairness)", + "L7 Hub Integration" + ], + "buildsOn": "WP-055 WorkflowAI Pro + WP-057 architectureRefs" + }, + { + "sid": "M1.3", + "title": "Shared Operational Substrates", + "substrates": [ + "Kafka audit bus + Schema Registry + tiered storage", + "Kubernetes (EKS/GKE/AKS/OpenShift) + Cilium + Istio", + "OPA/Rego policy plane (admission+runtime+data+control)", + "WORM tier (S3 Object Lock COMPLIANCE + Azure Immutable + GCS Bucket Lock)", + "PQC stack (ML-DSA-87 + ML-KEM-1024 + SLH-DSA fallback)", + "Enterprise AI Governance Hub (single pane of glass)" + ] + }, + { + "sid": "M1.4", + "title": "Reference Topology", + "regions": [ + "us-east-1", + "us-west-2", + "eu-west-1", + "eu-central-1", + "ap-southeast-1", + "ap-northeast-1", + "uk-south", + "ca-central-1" + ], + "multiCloud": "Active-active across AWS+Azure+GCP with on-prem OpenShift fallback; cross-region active-active for Hub", + "airGap": "T4 frontier runs in air-gapped enclaves with one-way diode for telemetry only" + }, + { + "sid": "M1.5", + "title": "Integration Contracts", + "contracts": [ + "Sentinel <-> Hub via signed JSON-LD attestations", + "WorkflowAI Pro <-> Hub via GraphQL Federation", + "All planes -> Kafka aigov.* topics (Avro+SchemaRegistry)", + "OPA decisions -> Kafka aigov.access + aigov.policy-changes", + "MRM <-> Hub via REST + outbox pattern", + "RedTeam findings -> Kafka aigov.red-team-findings + Jira/ServiceNow" + ] + } + ] + }, + { + "mid": "M2", + "title": "28-Regime Regulatory Compliance Mapping", + "summary": "Unified compliance matrix bidirectionally mapping ISO/IEC 42001 + NIST AI RMF + EU AI Act + GDPR + FCRA/ECOA + Basel III/IV + SR 11-7 + FCA Consumer Duty/SMCR + MAS FEAT + HKMA + OSFI/FINMA + G7 Hiroshima + Bletchley/Seoul/Paris + civilizational treaty stacks across all controls.", + "sections": [ + { + "sid": "M2.1", + "title": "ISO/IEC 42001 AIMS + 23894 Risk", + "mapping": "ISO 42001 clauses 4-10 + Annex A controls mapped to NIST AI RMF GOVERN/MAP/MEASURE/MANAGE + EU AI Act Art. 9/10/14/15", + "certification": "Stage-1 audit 2026; full certification by 2027; annual surveillance" + }, + { + "sid": "M2.2", + "title": "EU AI Act 2024/1689 + GPAI Art. 53/55", + "timeline": { + "Feb 2025": "Prohibited practices (Art. 5)", + "Aug 2025": "GPAI obligations (Art. 53/55)", + "Aug 2026": "High-risk obligations (Art. 6/9/10/14/15)", + "Aug 2027": "Annex II products" + }, + "highRisk": [ + "Art. 9 risk mgmt", + "Art. 10 data governance", + "Art. 14 human oversight", + "Art. 15 accuracy/robustness/cybersecurity" + ], + "gpaiSystemic": [ + "Evaluations + adversarial testing", + "Cybersecurity", + "Incident reporting <=2 BD", + "Pre-training notification >10^25 FLOPs (Art. 51)" + ] + }, + { + "sid": "M2.3", + "title": "Financial-Services Regimes", + "us": [ + "US Fed SR 11-7 model risk", + "OCC 2011-12 model risk", + "Basel III/IV IRB/IMA + FRTB", + "ICAAP Pillar 2 AI add-on", + "SEC 17a-4 WORM + 10-K/8-K cyber + Reg-SCI", + "FINRA 3110/4511" + ], + "uk": [ + "FCA Consumer Duty PRIN 2A", + "PRA/FCA SS1/23", + "SMCR SMF-AI" + ], + "apac": [ + "MAS FEAT principles + TRM 2021", + "HKMA GP-1 governance + GS-2 GenAI" + ], + "other": [ + "OSFI E-23 (Canada)", + "FINMA AI guidance (Switzerland)", + "EBA Outsourcing" + ] + }, + { + "sid": "M2.4", + "title": "Consumer + Privacy Regimes", + "consumer": [ + "FCRA 615(a) adverse-action <=30d", + "ECOA Reg-B 1002.4/1002.9 disparate impact", + "GDPR Art. 22 automated decisions", + "GDPR Art. 35 DPIA", + "UK DPA 2018" + ], + "crossBorder": [ + "EU SCC 2021/914", + "UK IDTA", + "Adequacy decisions", + "BCRs" + ] + }, + { + "sid": "M2.5", + "title": "Civilizational / Treaty-Level", + "stacks": [ + "G7 Hiroshima AI Process Code of Conduct", + "Bletchley/Seoul/Paris AI Safety Declarations", + "UN AI Advisory Body", + "CEGL (Civilizational Ethical Governance Layer)", + "LexAI-DSL + FV-LexAI formal verification", + "GASRGP/GASC/GAISM treaty stacks", + "Global Trust Index + Trust Derivatives Layer" + ] + } + ] + }, + { + "mid": "M3", + "title": "Frontier AGI/ASI Safety, Containment & Alignment", + "summary": "Tier-based containment T0-T4 with 3-of-5 human quorum, kinetic override, formally-verified safety properties, capability evals + thresholds, AISI/EU AI Office coordination, and alignment stack (RLHF + DPO + Constitutional AI + Process supervision + interpretability).", + "sections": [ + { + "sid": "M3.1", + "title": "T0-T4 Containment Tier Model", + "tiers": { + "T0": "Sandbox VPC hermetic, synthetic data, no network egress", + "T1": "Staging shadow, real data, no actuation", + "T2": "Canary <=1% traffic + auto-rollback", + "T3": "Production Nitro Enclaves / TDX / SEV-SNP, dual control", + "T4": "Air-gapped + 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+External AISI rep) + kinetic override + 48h time-lock + AISI <=24h + EU AI Office <=15d" + } + }, + { + "sid": "M3.2", + "title": "Formally-Verified Invariants", + "invariants": [ + "No-egress (net namespace bind external denied)", + "No-weight-export (filesystem ACL + LSM)", + "Compute budget (cgroup CPU/GPU caps signed)", + "Capability ceiling (evals must remain below thresholds)" + ], + "verification": "TLA+ specs for control plane; Lean/Coq proofs for critical invariants; runtime enforcement via eBPF + LSM" + }, + { + "sid": "M3.3", + "title": "Alignment Stack", + "techniques": [ + "RLHF (PPO/DPO)", + "Constitutional AI", + "Process supervision", + "Debate", + "Critique-and-revise", + "Recursive reward modeling", + "Scalable oversight" + ], + "evaluation": "Per-checkpoint alignment evals + ARI scoring; deployment blocked if ARI <0.9 for frontier" + }, + { + "sid": "M3.4", + "title": "Capability Elicitation + Evals", + "evals": [ + "HELM / BIG-bench / MMLU", + "TruthfulQA-Adversarial", + "ARC Evals dangerous capability suite", + "METR autonomous coding + self-replication", + "Apollo Research persuasion + deception", + "Cyber-offense / WMD uplift probes" + ], + "thresholds": "Capability score crossing predefined thresholds triggers SEV-0 review + AISI notification <=24h" + }, + { + "sid": "M3.5", + "title": "AISI / Regulator Coordination", + "partners": [ + "UK AI Safety Institute", + "US AI Safety Institute (NIST)", + "EU AI Office", + "Singapore AI Verify Foundation", + "Japan AISI", + "Canada AI Safety Institute" + ], + "mou": "Bilateral MoUs for evals access + incident sharing + pre-deployment review", + "notifications": [ + "Pre-training >10^25 FLOPs (EU AI Act Art. 51)", + "Capability threshold crossings", + "SEV-0 incidents <=24h" + ] + } + ] + }, + { + "mid": "M4", + "title": "Financial-Services Model Risk + Systemic-Risk Controls", + "summary": "Three-lines-of-defense MRM operating model per SR 11-7 + OCC 2011-12 with Basel III/IV IRB/IMA + FRTB validation, IFRS 9/CECL ECL models, CCAR/DFAST stress, AI/ML-specific extensions, and Pillar 2 ICAAP integration with AI risk capital add-on.", + "sections": [ + { + "sid": "M4.1", + "title": "MRM Lifecycle + Tiering", + "stages": [ + "Identification", + "Development", + "Validation", + "Approval", + "Implementation", + "Monitoring", + "Retirement" + ], + "tiering": "Tier-1 (regulatory capital, P&L, capital plan) / Tier-2 (material business) / Tier-3 (limited scope) / Tier-4 (research)", + "cadence": "Tier-1 annual validation; Tier-2 biennial; Tier-3 every 3y; ongoing monitoring monthly" + }, + { + "sid": "M4.2", + "title": "SR 11-7 + OCC 2011-12 Effective Challenge", + "conceptualSoundness": "Independent review of theory, assumptions, design choices", + "ongoingMonitoring": [ + "Backtesting", + "Benchmarking", + "Sensitivity", + "Stress testing" + ], + "outcomesAnalysis": "Champion/challenger + counterfactual on production decisions" + }, + { + "sid": "M4.3", + "title": "Basel III/IV + FRTB + IFRS 9/CECL", + "scope": [ + "PD/LGD/EAD IRB", + "VaR/ES IMA FRTB", + "AMA op-risk (legacy)", + "CCAR/DFAST stress", + "IFRS 9/CECL ECL" + ], + "validation": "Independent per SR 15-19/SR 15-18; quantitative review every cycle", + "capital": "Pillar 2 AI risk capital add-on fed via MRM platform into ICAAP" + }, + { + "sid": "M4.4", + "title": "AI/ML-Specific Extensions", + "extensions": [ + "Concept + data drift (PSI, KS, KL, Wasserstein)", + "Fairness across protected classes (FCRA/ECOA)", + "Explainability evidence (SHAP/LIME/IG) per decision", + "Adversarial robustness (PGD/BIM/NLP)", + "Training data provenance + lineage to feature store" + ] + }, + { + "sid": "M4.5", + "title": "Systemic-Risk Controls", + "controls": [ + "Cross-firm correlation monitoring (G-SIFI peer signaling)", + "Procyclicality dampers in model outputs", + "Concentration limits per model class", + "Tail-risk overlays + Bayesian shrinkage", + "FSB/BIS systemic risk feeds" + ], + "governance": "MRC quarterly + Board AI Risk Cmt quarterly; ICAAP annual" + } + ] + }, + { + "mid": "M5", + "title": "Civilizational AI Governance Stacks + Treaty Layers", + "summary": "Treaty-grade governance layers integrating CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, Global Trust Index + Trust Derivatives Layer, with engagement framework for G7 Hiroshima, Bletchley/Seoul/Paris, UN AI Advisory Body.", + "sections": [ + { + "sid": "M5.1", + "title": "CEGL \u2014 Civilizational Ethical Governance Layer", + "scope": "Trans-jurisdictional ethical governance anchored on UN AI Advisory Body + OECD principles + UNESCO AI Ethics Recommendation", + "mechanisms": [ + "Ethical impact assessments at civilizational scale", + "Cross-cultural ethics review boards", + "Long-term welfare metrics" + ] + }, + { + "sid": "M5.2", + "title": "LexAI-DSL + FV-LexAI", + "dsl": "Domain-specific language for encoding AI law/policy as machine-checkable specifications", + "formalVerification": "FV-LexAI: formal verification of policy adherence via TLA+/Lean; policy bundle proofs", + "usage": "Encode EU AI Act + NIST AI RMF + ISO 42001 controls as LexAI-DSL; FV-LexAI proves model deployments comply" + }, + { + "sid": "M5.3", + "title": "GASRGP / GASC / GAISM", + "gasrgp": "Global AI Safety + Regulatory Governance Protocol \u2014 inter-state coordination", + "gasc": "Global AI Safety Council \u2014 multi-stakeholder oversight", + "gaism": "Global AI Stewardship Mechanism \u2014 long-horizon AGI stewardship" + }, + { + "sid": "M5.4", + "title": "Global Trust Index + Trust Derivatives Layer", + "gti": "Composite trust score across AI systems, weighted by alignment, safety, explainability, fairness, robustness, compliance", + "derivatives": "Trust Derivatives Layer enables systemic risk hedging; insurance + capital instruments anchored to GTI", + "target": "GTI >=0.85 by 2030" + }, + { + "sid": "M5.5", + "title": "Treaty Engagement Framework", + "engagement": [ + "G7 Hiroshima Code of Conduct reporting", + "Bletchley/Seoul/Paris Declarations participation", + "UN AI Advisory Body alignment", + "OECD AI Policy Observatory submission", + "AI Safety Summit pre-deployment evals" + ], + "cadence": "Annual report + per-incident SEV-0 disclosure" + } + ] + }, + { + "mid": "M6", + "title": "Operational Substrates \u2014 Kafka + K8s + OPA + WORM + PQC + Hub", + "summary": "Production substrates integrating Kafka audit logging, container/Kubernetes security with policy-as-code OPA/Rego, WORM storage with PQC sealing, Model Risk Management platform, AI red-teaming program, AGI containment, and Enterprise AI Governance Hub. End-to-end single operating spine.", + "sections": [ + { + "sid": "M6.1", + "title": "Kafka Audit Logging Spine", + "topics": [ + "aigov.decisions", + "aigov.policy-changes", + "aigov.model-lifecycle", + "aigov.access", + "aigov.containment-events", + "aigov.regulator-notifications", + "aigov.red-team-findings", + "aigov.drift-alerts", + "aigov.fairness-metrics", + "aigov.consent-events", + "aigov.training-runs", + "aigov.eval-results" + ], + "retention": "Hot 90d Kafka tiered storage; cold WORM 7-25y per regime", + "sealing": "SHA-3-512 hash + minute merkle + ML-DSA-87 root signature + RFC 3161 TSA + optional public chain anchor" + }, + { + "sid": "M6.2", + "title": "Container / Kubernetes Security", + "supplyChain": [ + "Cosign signatures", + "SBOM (SPDX/CycloneDX)", + "Trivy/Snyk/Prisma scanning", + "in-toto SLSA L4 provenance", + "Sigstore Rekor transparency" + ], + "admission": [ + "Pod Security Admission 'restricted'", + "Kyverno/OPA Gatekeeper/VAP", + "no privileged/hostnet/hostpid/hostipc", + "read-only root FS, non-root UID, seccomp RuntimeDefault" + ], + "runtime": [ + "Falco syscall anomaly", + "Tetragon eBPF kernel enforce", + "Cilium NetworkPolicy + L7", + "SPIFFE/SPIRE + Istio mTLS" + ], + "confidential": "Confidential containers (CoCo) on SEV-SNP/TDX; AWS Nitro Enclaves for T3/T4" + }, + { + "sid": "M6.3", + "title": "Policy-as-Code (OPA/Rego)", + "layers": [ + "Build-time (Conftest in CI)", + "Admission (Gatekeeper/Kyverno+Rego)", + "Runtime (Envoy ext_authz + OPA sidecar <5ms p99)", + "Data plane (PostgreSQL/Kafka ACL via OPA)" + ], + "distribution": "OPAL bundle pull from Git; Cosign-signed; Argo CD GitOps", + "gates": [ + "ISO 42001 risk assessment", + "Model card + system card", + "MRM validation status", + "DPIA if PII", + "Red-team report on file", + "EU AI Act risk class declared", + "FCRA/ECOA fairness report for credit" + ] + }, + { + "sid": "M6.4", + "title": "WORM Storage + PQC", + "backends": [ + "AWS S3 Object Lock COMPLIANCE", + "Azure Blob immutable", + "GCS Bucket Lock", + "Dell ECS Compliance / NetApp SnapLock Compliance" + ], + "pqc": [ + "ML-KEM-1024 (FIPS 203) key encapsulation", + "ML-DSA-87 (FIPS 204) signatures", + "SLH-DSA-SHA2-256s (FIPS 205) fallback", + "Hybrid TLS X25519+ML-KEM-768 per NSA CNSA 2.0" + ], + "hsm": "FIPS 140-3 Level 3 (CloudHSM / Azure Dedicated HSM / Thales Luna 7)", + "attestation": "SEC 17a-4(f) third-party WORM attestation" + }, + { + "sid": "M6.5", + "title": "MRM + Red-Team + AGI + Hub Integration", + "mrm": "Single MRM platform consolidating SR 11-7 + OCC 2011-12 + Basel + ICAAP lifecycle artifacts", + "redTeam": "Internal (10-25 FTE) + external (Trail of Bits/NCC/Bishop Fox) + crowdsourced (HackerOne); MITRE ATLAS + OWASP LLM Top 10 + NIST AI 100-2 + ARC Evals", + "agi": "T0-T4 containment with 3-of-5 quorum + kinetic + invariants + AISI MoUs", + "hub": "Single pane of glass with Model Inventory, Risk Register, MRM Workbench, Policy Catalog, Evidence Pack, Decision Log Explorer, AGI Watchtower, Red-Team Tracker, Regulator Portal, Board Reporting" + } + ] + }, + { + "mid": "M7", + "title": "Phased Implementation Roadmap (Dependency-Aware)", + "summary": "Five-year dependency-aware roadmap 2026-2030 across six phases: Foundation -> Pilot -> Scale -> Federate -> Industrialize -> Civilizationalize. Each phase has dependency graph, milestones, exit criteria, and regulator engagement.", + "sections": [ + { + "sid": "M7.1", + "title": "P1 Foundation (H1 2026)", + "deliverables": [ + "Board-signed AI Policy + RAS", + "AI Risk Register v1", + "ISO 42001 gap assessment", + "Hub MVP", + "Kafka audit topics live", + "MRM Workbench T1 loaded", + "OPA admission in dev/staging" + ], + "exitCriteria": "AIMS Coverage >=0.6; Hub onboarded T1 models" + }, + { + "sid": "M7.2", + "title": "P2 Pilot (H2 2026)", + "deliverables": [ + "ISO 42001 stage-1 audit", + "OPA gates in prod for T2+", + "WORM tier 1 region", + "DPIA registry populated", + "Red-team baseline run", + "First GPAI Art. 55 attestation", + "FCA Consumer Duty foreseeable-harm framework" + ], + "exitCriteria": "AIMS Coverage >=0.75; first evidence pack delivered" + }, + { + "sid": "M7.3", + "title": "P3 Scale (2027)", + "deliverables": [ + "ISO 42001 certified", + "Full EU AI Act high-risk coverage", + "PQC ML-DSA on all seals", + "WORM multi-region", + "MRM platform consolidated", + "T3 Nitro Enclaves operational" + ], + "exitCriteria": "AIMS Coverage >=0.95; MRGI >=0.95; CCS >=0.95" + }, + { + "sid": "M7.4", + "title": "P4 Federate (2028)", + "deliverables": [ + "Hub federation across G-SIFI peers initiated", + "T4 frontier evals operationalized", + "AISI MoUs active (UK+US+EU+SG+JP+CA)", + "PQC >=80%", + "Regulator portals (EU AI Office, FCA, MAS, HKMA, SEC) live" + ], + "exitCriteria": "CSI >=0.95 T3/T4; RCI =1.0 across material engagements" + }, + { + "sid": "M7.5", + "title": "P5-P6 Industrialize + Civilizationalize (2029-2030)", + "p5_2029": [ + "Federated PETs + confidential containers default T3", + "Cross-border data residency 100% OPA-enforced", + "Trust Derivatives Layer pilot", + "CEGL engagement framework operational" + ], + "p6_2030": [ + "PQC 100% across all sealing + TLS", + "AGI containment T4 industrialized", + "Civilizational stacks anchored in treaties", + "GTI >=0.85", + "CGI >=0.75" + ] + } + ] + }, + { + "mid": "M8", + "title": "Regulator-Submission-Grade Blueprints & Artifacts", + "summary": "Ready-to-submit blueprints per regulator + per regime: EU AI Office, EDPB, FCA, PRA, BoE, ECB SSM, US Fed, OCC, FDIC, CFPB, SEC, FINRA, MAS, HKMA, OSFI, FINMA, plus G7/UN/AISI engagement.", + "sections": [ + { + "sid": "M8.1", + "title": "EU Regulators", + "artifacts": [ + "EU AI Act Art. 9/10/14/15 high-risk dossier", + "GPAI Art. 53 tech doc + copyright policy", + "GPAI Art. 55 systemic-risk evals + incidents", + "DORA major incident register", + "GDPR ROPA + DPIA registry + Art-22 invocation logs" + ] + }, + { + "sid": "M8.2", + "title": "UK Regulators", + "artifacts": [ + "FCA Consumer Duty Board Report", + "SMCR SMF-AI Statement of Responsibilities", + "PRA/FCA SS1/23 model risk attestation", + "BoE Cyber/DORA-equivalent disclosures" + ] + }, + { + "sid": "M8.3", + "title": "US Regulators", + "artifacts": [ + "Federal Reserve SR 11-7 attestation + ICAAP AI section", + "OCC 2011-12 evidence", + "SEC 10-K AI risk factors + 8-K material AI cyber", + "SEC 17a-4(f) WORM attestation", + "FINRA 3110/4511 records", + "CFPB FCRA/ECOA disparate-impact reports" + ] + }, + { + "sid": "M8.4", + "title": "APAC + Other", + "artifacts": [ + "MAS FEAT principles attestation + TRM controls", + "HKMA GP-1 + GS-2 GenAI evidence", + "OSFI E-23 (Canada)", + "FINMA AI guidance attestation (Switzerland)", + "JFSA/BoJ (Japan) AI principles" + ] + }, + { + "sid": "M8.5", + "title": "Civilizational + Frontier", + "artifacts": [ + "G7 Hiroshima Code of Conduct report", + "Bletchley/Seoul/Paris pre-deployment evals", + "UN AI Advisory Body alignment", + "AISI bilateral MoU evals + incidents", + "EU AI Office >=10^25 FLOPs pre-training notification", + "CEGL ethical impact assessments" + ] + } + ] + }, + { + "mid": "M9", + "title": "Research Tracks + Long-Horizon Stewardship", + "summary": "Forward-looking research portfolio: alignment, interpretability, capability evals, scalable oversight, formal methods, PETs, civilizational mechanisms, treaty design, AGI stewardship.", + "sections": [ + { + "sid": "M9.1", + "title": "Alignment + Oversight", + "tracks": [ + "RLHF/DPO scaling", + "Constitutional AI extensions", + "Debate + critique-and-revise", + "Recursive reward modeling", + "Scalable oversight (sandwiching, weak-to-strong)" + ] + }, + { + "sid": "M9.2", + "title": "Interpretability", + "tracks": [ + "Mechanistic interpretability (circuit-level)", + "Sparse autoencoders (SAE)", + "Probes + linear classifiers", + "Causal scrubbing", + "Feature visualization at scale" + ] + }, + { + "sid": "M9.3", + "title": "Capability Evals + Forecasting", + "tracks": [ + "Dangerous-capability eval design (Apollo/METR/ARC)", + "Pre-deployment compute forecasting (>10^25 FLOPs)", + "Compute governance + traceability", + "Capability prediction markets" + ] + }, + { + "sid": "M9.4", + "title": "Formal Methods + PETs", + "tracks": [ + "TLA+/Lean/Coq invariants for AGI", + "FV-LexAI policy-proof", + "Differential privacy + federated learning + HE + SMPC at scale", + "Confidential computing roadmap" + ] + }, + { + "sid": "M9.5", + "title": "Civilizational Mechanisms", + "tracks": [ + "CEGL design + ratification path", + "GASRGP/GASC/GAISM treaty drafting", + "Trust Derivatives Layer economics", + "AGI stewardship (10-50y horizon)", + "Long-term welfare metrics" + ] + } + ] + } + ], + "sentinelLayers": [ + { + "slid": "SL-01", + "layer": "L1 Substrate", + "capability": "Confidential compute (SEV-SNP/TDX/Nitro)", + "attest": "hardware-rooted" + }, + { + "slid": "SL-02", + "layer": "L1 Substrate", + "capability": "HSM-backed KMS FIPS 140-3 L3", + "attest": "HSM" + }, + { + "slid": "SL-03", + "layer": "L2 Control Plane", + "capability": "3-of-5 quorum with FIDO2 + ML-DSA tokens", + "approvers": [ + "CRO", + "CISO", + "CDAO", + "Board AI Chair", + "External AISI rep" + ] + }, + { + "slid": "SL-04", + "layer": "L2 Control Plane", + "capability": "Kinetic override (PDU-level smart power cutoff)", + "drill": "quarterly" + }, + { + "slid": "SL-05", + "layer": "L2 Control Plane", + "capability": "48h time-lock between approval and execution" + }, + { + "slid": "SL-06", + "layer": "L3 Containment", + "capability": "T0-T4 tier enforcement + invariant guards" + }, + { + "slid": "SL-07", + "layer": "L3 Containment", + "capability": "Formally-verified invariants (TLA+/Lean)" + }, + { + "slid": "SL-08", + "layer": "L4 Alignment", + "capability": "RLHF + DPO + Constitutional + Process supervision" + }, + { + "slid": "SL-09", + "layer": "L4 Alignment", + "capability": "ARI scoring + alignment gate (>=0.9 frontier)" + }, + { + "slid": "SL-10", + "layer": "L5 Interpretability", + "capability": "Mechanistic interpretability + SAE + probes" + }, + { + "slid": "SL-11", + "layer": "L6 Evaluation", + "capability": "HELM + ARC + METR + Apollo + custom domain evals" + }, + { + "slid": "SL-12", + "layer": "L7 Telemetry", + "capability": "Capability dashboards + threshold alerts" + }, + { + "slid": "SL-13", + "layer": "L8 Coordination", + "capability": "AISI MoUs (UK/US/EU/SG/JP/CA)" + } + ], + "wfapCapabilities": [ + { + "wid": "WC-01", + "area": "L1 Data", + "capability": "Feature store + Iceberg lake + lineage", + "tech": [ + "Tecton", + "Feast", + "Iceberg", + "Atlan" + ] + }, + { + "wid": "WC-02", + "area": "L2 Model Plane", + "capability": "Training + Registry + Serving (MLflow/Vertex/SageMaker/Databricks)" + }, + { + "wid": "WC-03", + "area": "L2 Model Plane", + "capability": "Multi-region active-active inference" + }, + { + "wid": "WC-04", + "area": "L3 RAG", + "capability": "Embeddings + Vector DB (pgvector/Milvus/Pinecone/Vespa)" + }, + { + "wid": "WC-05", + "area": "L3 RAG", + "capability": "Reranker + retrieval evals (Ragas/BeIR)" + }, + { + "wid": "WC-06", + "area": "L3 RAG", + "capability": "Provenance + C2PA on outputs" + }, + { + "wid": "WC-07", + "area": "L4 Agentic", + "capability": "Planner + Executor + Tool-use sandbox" + }, + { + "wid": "WC-08", + "area": "L4 Agentic", + "capability": "Per-tool OPA authorization + budget caps" + }, + { + "wid": "WC-09", + "area": "L5 Governance", + "capability": "MRM gate + DPIA gate + RedTeam gate + EU AI Act class gate" + }, + { + "wid": "WC-10", + "area": "L5 Governance", + "capability": "FCRA/ECOA fairness gate for credit/HR" + }, + { + "wid": "WC-11", + "area": "L6 Observability", + "capability": "OTel + Datadog/Splunk + drift + fairness + cost" + }, + { + "wid": "WC-12", + "area": "L6 Observability", + "capability": "p99 latency + cost SLOs per route" + }, + { + "wid": "WC-13", + "area": "L7 Hub Integration", + "capability": "GraphQL Federation + Kafka aigov.* + Evidence Pack" + } + ], + "complianceLinks": [ + { + "cid": "CL-01", + "regime": "EU AI Act", + "clause": "Art. 9 risk management", + "control": "CTL-03 + MRM lifecycle" + }, + { + "cid": "CL-02", + "regime": "EU AI Act", + "clause": "Art. 10 data governance", + "control": "CTL-05 + DPIA + ROPA" + }, + { + "cid": "CL-03", + "regime": "EU AI Act", + "clause": "Art. 14 human oversight", + "control": "CTL-17 + Art-22 path" + }, + { + "cid": "CL-04", + "regime": "EU AI Act", + "clause": "Art. 15 accuracy/robustness/cyber", + "control": "MRM + red-team + K8s sec" + }, + { + "cid": "CL-05", + "regime": "EU AI Act", + "clause": "Art. 53 GPAI tech doc", + "control": "EP-11 GPAI dossier" + }, + { + "cid": "CL-06", + "regime": "EU AI Act", + "clause": "Art. 55 GPAI systemic", + "control": "Red-team + AISI evals" + }, + { + "cid": "CL-07", + "regime": "NIST AI RMF", + "clause": "GOVERN-1.1", + "control": "Board AI Risk Cmt + RAS" + }, + { + "cid": "CL-08", + "regime": "NIST AI RMF", + "clause": "MAP-2.1", + "control": "AI Risk Register" + }, + { + "cid": "CL-09", + "regime": "NIST AI RMF", + "clause": "MEASURE-2.7", + "control": "Red-team pre-deploy" + }, + { + "cid": "CL-10", + "regime": "NIST AI RMF", + "clause": "MANAGE-2.2", + "control": "Drift + fairness monitoring" + }, + { + "cid": "CL-11", + "regime": "ISO 42001", + "clause": "Clause 5.2 Policy", + "control": "POL-01 Board-signed" + }, + { + "cid": "CL-12", + "regime": "ISO 42001", + "clause": "Clause 6.1.2 Risk", + "control": "POL-02 RAS + Risk Register" + }, + { + "cid": "CL-13", + "regime": "GDPR", + "clause": "Art. 22 automated decisions", + "control": "Art-22 invocation logs" + }, + { + "cid": "CL-14", + "regime": "GDPR", + "clause": "Art. 35 DPIA", + "control": "DPIA registry" + }, + { + "cid": "CL-15", + "regime": "SR 11-7", + "clause": "Section V effective challenge", + "control": "Independent validation" + }, + { + "cid": "CL-16", + "regime": "OCC 2011-12", + "clause": "Section III development", + "control": "Model dev doc" + }, + { + "cid": "CL-17", + "regime": "Basel III/IV", + "clause": "IRB/IMA validation", + "control": "MRM Tier-1 annual" + }, + { + "cid": "CL-18", + "regime": "FCRA", + "clause": "615(a) adverse action <=30d", + "control": "Notice generation logs" + }, + { + "cid": "CL-19", + "regime": "ECOA Reg-B", + "clause": "1002.9 adverse action", + "control": "Disparate impact report" + }, + { + "cid": "CL-20", + "regime": "FCA Consumer Duty", + "clause": "PRIN 2A foreseeable harm", + "control": "CDC-Score + assessment" + }, + { + "cid": "CL-21", + "regime": "SMCR", + "clause": "SMF-AI Statement", + "control": "Senior manager attest" + }, + { + "cid": "CL-22", + "regime": "MAS FEAT", + "clause": "Fairness principle", + "control": "Quarterly fairness audit" + }, + { + "cid": "CL-23", + "regime": "HKMA GP-1/GS-2", + "clause": "Governance + GenAI", + "control": "AI governance attestation" + }, + { + "cid": "CL-24", + "regime": "SEC 17a-4", + "clause": "WORM (f)", + "control": "WORM attestation" + }, + { + "cid": "CL-25", + "regime": "DORA", + "clause": "Art. 19 major incident <=4h", + "control": "IR runbook + DORA SLA" + }, + { + "cid": "CL-26", + "regime": "NIS2", + "clause": "Risk mgmt + incident reporting", + "control": "CISO+CCO runbooks" + }, + { + "cid": "CL-27", + "regime": "G7 Hiroshima", + "clause": "Code of Conduct annual report", + "control": "Hiroshima reporting" + }, + { + "cid": "CL-28", + "regime": "CEGL", + "clause": "Ethical impact assessment", + "control": "Cross-cultural ethics board" + } + ], + "safetyMechanisms": [ + { + "sid": "SM-01", + "tier": "T0", + "mechanism": "Hermetic VPC + synthetic data + zero egress" + }, + { + "sid": "SM-02", + "tier": "T1", + "mechanism": "Shadow mode, real data, no actuation" + }, + { + "sid": "SM-03", + "tier": "T2", + "mechanism": "Canary <=1% + auto-rollback on KPI breach" + }, + { + "sid": "SM-04", + "tier": "T3", + "mechanism": "Nitro Enclaves / TDX / SEV-SNP + dual-control deploy" + }, + { + "sid": "SM-05", + "tier": "T4", + "mechanism": "3-of-5 quorum (FIDO2 + ML-DSA tokens)" + }, + { + "sid": "SM-06", + "tier": "T4", + "mechanism": "Kinetic override (smart PDU API + manual)" + }, + { + "sid": "SM-07", + "tier": "T4", + "mechanism": "48h time-lock between approval and execution" + }, + { + "sid": "SM-08", + "tier": "Invariant", + "mechanism": "No-egress (net namespace bind external denied)" + }, + { + "sid": "SM-09", + "tier": "Invariant", + "mechanism": "No-weight-export (filesystem ACL + LSM)" + }, + { + "sid": "SM-10", + "tier": "Invariant", + "mechanism": "Compute budget cgroup CPU/GPU signed caps" + }, + { + "sid": "SM-11", + "tier": "Invariant", + "mechanism": "Capability ceiling continuous-eval enforced" + }, + { + "sid": "SM-12", + "tier": "Formal", + "mechanism": "TLA+ specs for control plane" + }, + { + "sid": "SM-13", + "tier": "Formal", + "mechanism": "Lean/Coq proofs for critical invariants" + }, + { + "sid": "SM-14", + "tier": "Eval", + "mechanism": "ARC Evals dangerous-capability suite" + }, + { + "sid": "SM-15", + "tier": "Eval", + "mechanism": "METR autonomous coding + self-replication" + }, + { + "sid": "SM-16", + "tier": "Eval", + "mechanism": "Apollo persuasion + deception probes" + }, + { + "sid": "SM-17", + "tier": "Coordination", + "mechanism": "AISI <=24h SEV-0 notification" + }, + { + "sid": "SM-18", + "tier": "Coordination", + "mechanism": "EU AI Office <=15d notification" + } + ], + "fsControls": [ + { + "fid": "FS-01", + "riskClass": "Tier-1 Model", + "control": "SR 11-7 annual independent validation", + "regime": "US Fed" + }, + { + "fid": "FS-02", + "riskClass": "Tier-1 Model", + "control": "OCC 2011-12 effective challenge", + "regime": "OCC" + }, + { + "fid": "FS-03", + "riskClass": "Capital", + "control": "Pillar 2 AI risk capital add-on", + "regime": "Basel III/IV" + }, + { + "fid": "FS-04", + "riskClass": "Capital", + "control": "ICAAP annual AI risk section", + "regime": "Basel III/IV" + }, + { + "fid": "FS-05", + "riskClass": "Market Risk", + "control": "FRTB IMA backtesting + P&L attribution", + "regime": "Basel III/IV" + }, + { + "fid": "FS-06", + "riskClass": "Credit Risk", + "control": "PD/LGD/EAD IRB validation", + "regime": "Basel III/IV" + }, + { + "fid": "FS-07", + "riskClass": "Credit Risk", + "control": "IFRS 9/CECL ECL validation", + "regime": "IFRS/FASB" + }, + { + "fid": "FS-08", + "riskClass": "Stress", + "control": "CCAR/DFAST stress model validation", + "regime": "US Fed" + }, + { + "fid": "FS-09", + "riskClass": "Consumer", + "control": "FCRA 615(a) <=30d adverse-action notice", + "regime": "FCRA" + }, + { + "fid": "FS-10", + "riskClass": "Consumer", + "control": "ECOA Reg-B 1002 disparate-impact quarterly", + "regime": "ECOA" + }, + { + "fid": "FS-11", + "riskClass": "Consumer", + "control": "FCA Consumer Duty PRIN 2A foreseeable harm", + "regime": "FCA" + }, + { + "fid": "FS-12", + "riskClass": "Conduct", + "control": "SMCR SMF-AI Statement of Responsibilities", + "regime": "FCA/PRA" + }, + { + "fid": "FS-13", + "riskClass": "Records", + "control": "SEC 17a-4(f) WORM + third-party attestation", + "regime": "SEC" + }, + { + "fid": "FS-14", + "riskClass": "Disclosure", + "control": "SEC 8-K <=4 BD material AI cyber", + "regime": "SEC" + }, + { + "fid": "FS-15", + "riskClass": "Operational", + "control": "DORA major incident <=4h", + "regime": "EU DORA" + }, + { + "fid": "FS-16", + "riskClass": "Third-Party", + "control": "Critical TPRM register per DORA Art. 28-30", + "regime": "EU DORA" + }, + { + "fid": "FS-17", + "riskClass": "Systemic", + "control": "G-SIFI peer correlation monitoring", + "regime": "FSB/BIS" + }, + { + "fid": "FS-18", + "riskClass": "Systemic", + "control": "Procyclicality dampers + concentration limits", + "regime": "Basel" + } + ], + "civStacks": [ + { + "vid": "CV-01", + "layer": "L1 CEGL", + "mechanism": "Ethical impact assessments at civilizational scale" + }, + { + "vid": "CV-02", + "layer": "L1 CEGL", + "mechanism": "Cross-cultural ethics review boards" + }, + { + "vid": "CV-03", + "layer": "L1 CEGL", + "mechanism": "Long-term welfare metrics + UN SDG alignment" + }, + { + "vid": "CV-04", + "layer": "L2 LexAI-DSL", + "mechanism": "Encode AI law/policy as machine-checkable specs" + }, + { + "vid": "CV-05", + "layer": "L2 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Deployment + Runtime + Data plane" + }, + { + "oid": "OS-08", + "substrate": "OPA/Rego", + "component": "OPAL bundle distribution + Cosign-signed" + }, + { + "oid": "OS-09", + "substrate": "OPA/Rego", + "component": "p99 <5ms decision latency + decision log to Kafka" + }, + { + "oid": "OS-10", + "substrate": "WORM+PQC", + "component": "S3 Object Lock COMPLIANCE / Azure Immutable / GCS Bucket Lock" + }, + { + "oid": "OS-11", + "substrate": "WORM+PQC", + "component": "FIPS 203/204/205 (ML-KEM/ML-DSA/SLH-DSA) + Hybrid TLS" + }, + { + "oid": "OS-12", + "substrate": "MRM", + "component": "Single platform: SR 11-7 + OCC 2011-12 + Basel + ICAAP" + }, + { + "oid": "OS-13", + "substrate": "MRM", + "component": "Tier-1 annual + Tier-2 biennial + Tier-3 every 3y" + }, + { + "oid": "OS-14", + "substrate": "Red-Team", + "component": "Internal + external (ToB/NCC/BB) + crowdsourced (H1)" + }, + { + "oid": "OS-15", + "substrate": "Red-Team", + "component": "MITRE ATLAS + OWASP LLM Top 10 + NIST AI 100-2 + ARC Evals" + }, + { + "oid": "OS-16", + "substrate": "AGI Containment", + "component": "T0-T4 + 3-of-5 quorum + kinetic + invariants" + }, + { + "oid": "OS-17", + "substrate": "AGI Containment", + "component": "AISI MoUs + EU AI Office pre-training notification" + }, + { + "oid": "OS-18", + "substrate": "Hub", + "component": "Event-sourced + GraphQL Federation + OIDC + WORM-backed" + }, + { + "oid": "OS-19", + "substrate": "Hub", + "component": "Regulator portal (read-only) + Board Reporting Suite" + }, + { + "oid": "OS-20", + "substrate": "Hub", + "component": "Multi-region active-active + Argo CD GitOps + Crossplane" + } + ], + "roadmapItems": [ + { + "rid": "RM-01", + "phase": "P1 Foundation", + "milestone": "Board AI Policy + RAS signed", + "year": "H1 2026" + }, + { + "rid": "RM-02", + "phase": "P1 Foundation", + "milestone": "Hub MVP + Kafka audit topics", + "year": "H1 2026" + }, + { + "rid": "RM-03", + "phase": "P1 Foundation", + "milestone": "ISO 42001 gap assessment", + "year": "H1 2026" + }, + { + "rid": "RM-04", + "phase": "P2 Pilot", + "milestone": "ISO 42001 stage-1 audit", + "year": "H2 2026" + }, + { + "rid": "RM-05", + "phase": "P2 Pilot", + "milestone": "OPA prod gates + WORM 1 region", + "year": "H2 2026" + }, + { + "rid": "RM-06", + "phase": "P2 Pilot", + "milestone": "First GPAI Art. 55 attestation", + "year": "H2 2026" + }, + { + "rid": "RM-07", + "phase": "P3 Scale", + "milestone": "ISO 42001 certified", + "year": "2027" + }, + { + "rid": "RM-08", + "phase": "P3 Scale", + "milestone": "Full EU AI Act high-risk coverage", + "year": "2027" + }, + { + "rid": "RM-09", + "phase": "P3 Scale", + "milestone": "PQC ML-DSA on all seals", + "year": "2027" + }, + { + "rid": "RM-10", + "phase": "P4 Federate", + "milestone": "Hub federation across G-SIFI peers initiated", + "year": "2028" + }, + { + "rid": "RM-11", + "phase": "P4 Federate", + "milestone": "T4 frontier evals operational + AISI MoUs", + "year": "2028" + }, + { + "rid": "RM-12", + "phase": "P5 Industrialize", + "milestone": "Federated PETs + confidential default T3", + "year": "2029" + }, + { + "rid": "RM-13", + "phase": "P5 Industrialize", + "milestone": "Trust Derivatives Layer pilot", + "year": "2029" + }, + { + "rid": "RM-14", + "phase": "P6 Civilizationalize", + "milestone": "PQC 100% + AGI T4 industrialized", + "year": "2030" + }, + { + "rid": "RM-15", + "phase": "P6 Civilizationalize", + "milestone": "GTI>=0.85 + CGI>=0.75 + treaty anchoring", + "year": "2030" + } + ], + "regulatorArtifacts": [ + { + "bid": "RB-01", + "regime": "EU AI Act", + "artifact": "Art. 9/10/14/15 high-risk dossier" + }, + { + "bid": "RB-02", + "regime": "EU AI Act GPAI", + "artifact": "Art. 53 technical documentation + copyright" + }, + { + "bid": "RB-03", + "regime": "EU AI Act GPAI", + "artifact": "Art. 55 systemic-risk evals + incidents" + }, + { + "bid": "RB-04", + "regime": "GDPR", + "artifact": "ROPA + DPIA registry + Art-22 invocation logs" + }, + { + "bid": "RB-05", + "regime": "EU DORA", + "artifact": "Major incident register <=4h SLA" + }, + { + "bid": "RB-06", + "regime": "FCA", + "artifact": "Consumer Duty Board Report" + }, + { + "bid": "RB-07", + "regime": "FCA/PRA", + "artifact": "SS1/23 model risk attestation" + }, + { + "bid": "RB-08", + "regime": "SMCR", + "artifact": "SMF-AI Statement of Responsibilities" + }, + { + "bid": "RB-09", + "regime": "US Fed", + "artifact": "SR 11-7 attestation + ICAAP AI section" + }, + { + "bid": "RB-10", + "regime": "OCC", + "artifact": "2011-12 evidence + model dev/validation docs" + }, + { + "bid": "RB-11", + "regime": "SEC", + "artifact": "10-K AI risk factors + 8-K material cyber" + }, + { + "bid": "RB-12", + "regime": "SEC", + "artifact": "17a-4(f) WORM third-party attestation" + }, + { + "bid": "RB-13", + "regime": "FINRA", + "artifact": "3110/4511 records evidence" + }, + { + "bid": "RB-14", + "regime": "CFPB", + "artifact": "FCRA/ECOA disparate-impact reports" + }, + { + "bid": "RB-15", + "regime": "MAS", + "artifact": "FEAT principles attestation + TRM" + }, + { + "bid": "RB-16", + "regime": "HKMA", + "artifact": "GP-1 governance + GS-2 GenAI evidence" + }, + { + "bid": "RB-17", + "regime": "OSFI", + "artifact": "E-23 (Canada) attestation" + }, + { + "bid": "RB-18", + "regime": "FINMA", + "artifact": "AI guidance attestation" + }, + { + "bid": "RB-19", + "regime": "G7", + "artifact": "Hiroshima Code of Conduct annual report" + }, + { + "bid": "RB-20", + "regime": "AISI", + "artifact": "Bilateral MoU evals + incident sharing" + }, + { + "bid": "RB-21", + "regime": "UN AI Advisory", + "artifact": "Alignment + ethical impact assessments" + }, + { + "bid": "RB-22", + "regime": "CEGL", + "artifact": "Cross-cultural ethical impact reports" + } + ], + "researchTracks": [ + { + "tid": "RT-01", + "theme": "Alignment", + "track": "RLHF/DPO scaling laws + frontier" + }, + { + "tid": "RT-02", + "theme": "Alignment", + "track": "Constitutional AI extensions" + }, + { + "tid": "RT-03", + "theme": "Alignment", + "track": "Debate + critique-and-revise" + }, + { + "tid": "RT-04", + "theme": "Alignment", + "track": "Recursive reward modeling" + }, + { + "tid": "RT-05", + "theme": "Alignment", + "track": "Scalable oversight (sandwiching/weak-to-strong)" + }, + { + "tid": "RT-06", + "theme": "Interpretability", + "track": "Mechanistic interpretability circuits" + }, + { + "tid": "RT-07", + "theme": "Interpretability", + "track": "Sparse autoencoders at frontier scale" + }, + { + "tid": "RT-08", + "theme": "Capability", + "track": "Dangerous-capability eval design" + }, + { + "tid": "RT-09", + "theme": "Capability", + "track": "Pre-deployment compute forecasting" + }, + { + "tid": "RT-10", + "theme": "Formal", + "track": "TLA+/Lean invariants for AGI control plane" + }, + { + "tid": "RT-11", + "theme": "Formal", + "track": "FV-LexAI policy-proof at scale" + }, + { + "tid": "RT-12", + "theme": "PETs", + "track": "Federated learning + DP + HE + SMPC" + }, + { + "tid": "RT-13", + "theme": "Civilizational", + "track": "CEGL design + ratification path" + }, + { + "tid": "RT-14", + "theme": "Civilizational", + "track": "GASRGP/GASC/GAISM treaty drafting" + }, + { + "tid": "RT-15", + "theme": "Civilizational", + "track": "Trust Derivatives Layer economics" + }, + { + "tid": "RT-16", + "theme": "Stewardship", + "track": "AGI long-horizon (10-50y) stewardship" + } + ], + "dependencies": [ + { + "did": "DEP-01", + "from": "RM-01 Board AI Policy", + "to": "RM-02 Hub MVP" + }, + { + "did": "DEP-02", + "from": "RM-02 Hub MVP", + "to": "RM-04 ISO 42001 stage-1 audit" + }, + { + "did": "DEP-03", + "from": "RM-03 ISO 42001 gap", + "to": "RM-04 ISO 42001 stage-1 audit" + }, + { + "did": "DEP-04", + "from": "RM-04 ISO 42001 stage-1", + "to": "RM-07 ISO 42001 certified" + }, + { + "did": "DEP-05", + "from": "RM-05 OPA prod + WORM", + "to": "RM-09 PQC ML-DSA on all seals" + }, + { + "did": "DEP-06", + "from": "RM-06 GPAI Art. 55", + "to": "RM-08 EU AI Act high-risk coverage" + }, + { + "did": "DEP-07", + "from": "RM-07 ISO 42001 certified", + "to": "RM-10 Hub federation" + }, + { + "did": "DEP-08", + "from": "RM-08 EU AI Act coverage", + "to": "RM-11 T4 frontier evals + AISI" + }, + { + "did": "DEP-09", + "from": "RM-09 PQC ML-DSA", + "to": "RM-14 PQC 100%" + }, + { + "did": "DEP-10", + "from": "RM-10 Hub federation", + "to": "RM-12 Federated PETs default T3" + }, + { + "did": "DEP-11", + "from": "RM-11 T4 frontier + AISI", + "to": "RM-14 AGI T4 industrialized" + }, + { + "did": "DEP-12", + "from": "RM-13 Trust Derivatives pilot", + "to": "RM-15 GTI/CGI + treaty" + }, + { + "did": "DEP-13", + "from": "RM-14 AGI T4 industrialized", + "to": "RM-15 GTI/CGI + treaty" + }, + { + "did": "DEP-14", + "from": "M5 CEGL", + "to": "RM-15 treaty anchoring" + }, + { + "did": "DEP-15", + "from": "M3 frontier evals", + "to": "RM-11 T4 frontier operational" + } + ], + "schemas": [ + { + "sid": "SCH-01", + "name": "UnifiedDecisionEvent", + "fields": [ + "decisionId", + "modelId", + "tier", + "userId(tok)", + "timestamp", + "inputHash", + "outputHash", + "explanationRef", + "consentId", + "purposeId", + "piiClass", + "fairnessFlag", + "approverIds", + "opaBundleHash", + "sentinelAttestation", + "wfapTraceId" + ] + }, + { + "sid": "SCH-02", + "name": "SentinelAttestation", + "fields": [ + "aid", + "modelId", + "tier", + "quorumApprovers[]", + "kineticArmed", + "timeLockExpiry", + "invariantsVerified", + "ariScore", + "capabilityEvals", + "aisiNotified", + "timestamp" + ] + }, + { + "sid": "SCH-03", + "name": "WorkflowAIProTrace", + "fields": [ + "traceId", + "route", + "ragRetrievals[]", + "toolCalls[]", + "fairnessFlags", + "driftFlags", + "mrmTier", + "euAiActClass", + "latencyP99", + "costUSD" + ] + }, + { + "sid": "SCH-04", + "name": "ComplianceMapping", + "fields": [ + "cid", + "regime", + "clause", + "control", + "evidenceRef", + "verifiedAt", + "verifier" + ] + }, + { + "sid": "SCH-05", + "name": "MRMValidationReport", + "fields": [ + "reportId", + "modelId", + "tier", + "conceptualSoundness", + "ongoingMonitoring", + "outcomesAnalysis", + "fairnessReport", + "approvalStatus", + "approverIds", + "date", + "capitalImpact" + ] + }, + { + "sid": "SCH-06", + "name": "ContainmentEvent", + "fields": [ + "eventId", + "tier", + "trigger", + "action", + "approvers[]", + "kineticInvoked", + "aisiNotified", + "euAiOfficeNotified", + "timestamp", + "forensicSnapshotRef" + ] + }, + { + "sid": "SCH-07", + "name": "RedTeamFinding", + "fields": [ + "findingId", + "modelId", + "vector", + "technique", + "framework", + "severity", + "cvss", + "exploitability", + "impact", + "remediationPlan", + "sla", + "status" + ] + }, + { + "sid": "SCH-08", + "name": "CapabilityEvalResult", + "fields": [ + "evalId", + "modelId", + "suite", + "metric", + "value", + "threshold", + "breach", + "timestamp", + "trigger" + ] + }, + { + "sid": "SCH-09", + "name": "EvidencePack", + "fields": [ + "epid", + "regulator", + "period", + "artifacts[]", + "hash", + "signedBy", + "mlDsaSig", + "format" + ] + }, + { + "sid": "SCH-10", + "name": "RegulatorNotification", + "fields": [ + "notifId", + "regulator", + "category", + "severity", + "reportedAt", + "deadline", + "contentHash", + "ackRef" + ] + }, + { + "sid": "SCH-11", + "name": "PolicyDoc", + "fields": [ + "pid", + "domain", + "statement", + "owner", + "cadence", + "evidence", + "version", + "effectiveDate", + "supersedes" + ] + }, + { + "sid": "SCH-12", + "name": "OPADecisionLog", + "fields": [ + "decisionId", + "bundleHash", + "input", + "decision", + "explanation", + "durationMs", + "timestamp" + ] + }, + { + "sid": "SCH-13", + "name": "TrainingRun", + "fields": [ + "runId", + "modelId", + "datasetIds[]", + "flops", + "tokens", + "start", + "end", + "seed", + "artifacts[]", + "aisiNotified", + "euAiOfficeNotified" + ] + }, + { + "sid": "SCH-14", + "name": "WORMSealRecord", + "fields": [ + "sealId", + "topic", + "offsetRange", + "merkleRoot", + "mlDsaSig", + "tsaRef", + "publicChainAnchor", + "timestamp" + ] + }, + { + "sid": "SCH-15", + "name": "ConsentEvent", + "fields": [ + "consentId", + "customerId(tok)", + "purpose", + "status", + "timestamp", + "jurisdictions[]" + ] + }, + { + "sid": "SCH-16", + "name": "TrustIndexSnapshot", + "fields": [ + "snapshotId", + "period", + "compositeScore", + "componentScores", + "beneficiaries[]", + "derivativesAnchored", + "timestamp" + ] + } + ], + "code": [ + { + "cid": "CODE-01", + "lang": "rego", + "name": "policies/admission/require_signed_image.rego", + "purpose": "Cosign signature admission gate" + }, + { + "cid": "CODE-02", + "lang": "rego", + "name": "policies/deployment/mrm_validation_gate.rego", + "purpose": "MRM validation status gate" + }, + { + "cid": "CODE-03", + "lang": "rego", + "name": "policies/runtime/data_purpose_limitation.rego", + "purpose": "GDPR purpose limitation check" + }, + { + "cid": "CODE-04", + "lang": "rego", + "name": "policies/agi/quorum_3of5.rego", + "purpose": "Frontier 3-of-5 quorum + kinetic + time-lock" + }, + { + "cid": "CODE-05", + "lang": "rego", + "name": "policies/agi/capability_threshold.rego", + "purpose": "Block deploy on capability threshold breach" + }, + { + "cid": "CODE-06", + "lang": "yaml", + "name": "kyverno/require-cosign.yaml", + "purpose": "Kyverno Cosign verify policy" + }, + { + "cid": "CODE-07", + "lang": "yaml", + "name": "cilium/default-deny.yaml", + "purpose": "Cilium default-deny NetworkPolicy" + }, + { + "cid": "CODE-08", + "lang": "yaml", + "name": "falco/rules-ai.yaml", + "purpose": "Falco rules for AI workload anomalies" + }, + { + "cid": "CODE-09", + "lang": "python", + "name": "sentinel/attestation.py", + "purpose": "Sentinel v2.4 attestation producer" + }, + { + "cid": "CODE-10", + "lang": "python", + "name": "wfap/governance_gate.py", + "purpose": "WorkflowAI Pro governance gate (MRM+DPIA+RT+EU)" + }, + { + "cid": "CODE-11", + "lang": "python", + "name": "redteam/orchestrator.py", + "purpose": "Red-team suite orchestrator (MITRE ATLAS + OWASP)" + }, + { + "cid": "CODE-12", + "lang": "python", + "name": "evals/capability_suite.py", + "purpose": "ARC/METR/Apollo capability eval driver" + }, + { + "cid": "CODE-13", + "lang": "go", + "name": "services/worm-sealer/main.go", + "purpose": "WORM sealer with ML-DSA-87 + merkle" + }, + { + "cid": "CODE-14", + "lang": "go", + "name": "services/decisionlog/main.go", + "purpose": "Decision log producer to aigov.decisions" + }, + { + "cid": "CODE-15", + "lang": "tla+", + "name": "specs/control_plane.tla", + "purpose": "TLA+ spec for AGI control plane invariants" + }, + { + "cid": "CODE-16", + "lang": "lean", + "name": "proofs/no_egress.lean", + "purpose": "Lean proof of no-egress invariant" + }, + { + "cid": "CODE-17", + "lang": "graphql", + "name": "schema/hub.graphql", + "purpose": "Federated GraphQL schema for Hub" + }, + { + "cid": "CODE-18", + "lang": "yaml", + "name": "argo-cd/unified-app.yaml", + "purpose": "Argo CD GitOps app for unified platform" + } + ], + "kpis": [ + { + "kid": "KPI-01", + "name": "AIMS-Coverage", + "target": ">=0.95", + "cadence": "Monthly" + }, + { + "kid": "KPI-02", + "name": "MRGI", + "target": ">=0.95", + "cadence": "Monthly" + }, + { + "kid": "KPI-03", + "name": "DRI", + "target": ">=0.95", + "cadence": "Per decision" + }, + { + "kid": "KPI-04", + "name": "CCS", + "target": ">=0.95", + "cadence": "Monthly" + }, + { + "kid": "KPI-05", + "name": "ARI", + "target": ">=0.9 frontier", + "cadence": "Weekly" + }, + { + "kid": "KPI-06", + "name": "CSI", + "target": ">=0.95 T3/T4", + "cadence": "Continuous" + }, + { + "kid": "KPI-07", + "name": "RTRI", + "target": ">=0.9", + "cadence": "Per red-team cycle" + }, + { + "kid": "KPI-08", + "name": "CDC-Score", + "target": ">=0.9", + "cadence": "Quarterly" + }, + { + "kid": "KPI-09", + "name": "CGI", + "target": ">=0.75 by 2030", + "cadence": "Annual" + }, + { + "kid": "KPI-10", + "name": "GTI", + "target": ">=0.85 by 2030", + "cadence": "Annual" + }, + { + "kid": "KPI-11", + "name": "RCI", + "target": "=1.0", + "cadence": "Per regulator engagement" + }, + { + "kid": "KPI-12", + "name": "Models in Hub", + "target": "100%", + "cadence": "Monthly" + }, + { + "kid": "KPI-13", + "name": "T2+ models with red-team report", + "target": "100%", + "cadence": "Monthly" + }, + { + "kid": "KPI-14", + "name": "DPIAs current (T2+ PII)", + "target": "100%", + "cadence": "Monthly" + }, + { + "kid": "KPI-15", + "name": "MRM validations on time", + "target": ">=98%", + "cadence": "Monthly" + }, + { + "kid": "KPI-16", + "name": "Kafka audit durability", + "target": "11x9s", + "cadence": "Continuous" + }, + { + "kid": "KPI-17", + "name": "WORM seal verification pass", + "target": "100%", + "cadence": "Daily" + }, + { + "kid": "KPI-18", + "name": "OPA decision latency p99", + "target": "<=5ms", + "cadence": "Continuous" + }, + { + "kid": "KPI-19", + "name": "K8s admission FP rate", + "target": "<=1%", + "cadence": "Monthly" + }, + { + "kid": "KPI-20", + "name": "Critical red-team SLA <=7d", + "target": ">=95%", + "cadence": "Monthly" + }, + { + "kid": "KPI-21", + "name": "Frontier capability threshold breaches", + "target": "0 unreported", + "cadence": "Continuous" + }, + { + "kid": "KPI-22", + "name": "Kinetic override drills", + "target": ">=4/y", + "cadence": "Quarterly" + }, + { + "kid": "KPI-23", + "name": "AISI notifications on time", + "target": "100% <=24h", + "cadence": "Per event" + }, + { + "kid": "KPI-24", + "name": "EU AI Office notifications on time", + "target": "100% <=15d", + "cadence": "Per event" + }, + { + "kid": "KPI-25", + "name": "SEC 8-K materiality on time", + "target": "100% <=4 BD", + "cadence": "Per event" + }, + { + "kid": "KPI-26", + "name": "DORA major incident on time", + "target": "100% <=4h", + "cadence": "Per event" + }, + { + "kid": "KPI-27", + "name": "FCA Consumer Duty assessments", + "target": "100%", + "cadence": "Annual" + }, + { + "kid": "KPI-28", + "name": "Disparate-impact tests", + "target": "100% credit/HR", + "cadence": "Quarterly" + }, + { + "kid": "KPI-29", + "name": "FCRA adverse-action <=30d", + "target": "100%", + "cadence": "Per event" + }, + { + "kid": "KPI-30", + "name": "PQC migration coverage", + "target": ">=80% 2028; 100% 2030", + "cadence": "Annual" + }, + { + "kid": "KPI-31", + "name": "ISO 42001 surveillance audits", + "target": "no major NCRs", + "cadence": "Annual" + }, + { + "kid": "KPI-32", + "name": "Board AI Risk Cmt meetings", + "target": ">=4/y", + "cadence": "Quarterly" + }, + { + "kid": "KPI-33", + "name": "G7 Hiroshima reports submitted", + "target": "annual", + "cadence": "Annual" + }, + { + "kid": "KPI-34", + "name": "AI Safety Summit participations", + "target": ">=1/y", + "cadence": "Annual" + } + ], + "riskControlMatrix": [ + { + "rid": "R-01", + "risk": "Unauthorized AGI capability emergence", + "likelihood": "Low", + "impact": "Catastrophic", + "control": "T4 quorum + kinetic + invariants + AISI", + "owner": "Board AI Risk Cmt" + }, + { + "rid": "R-02", + "risk": "Sentinel attestation forge", + "likelihood": "Low", + "impact": "Catastrophic", + "control": "HSM-backed ML-DSA + verifier service", + "owner": "CISO" + }, + { + "rid": "R-03", + "risk": "Model risk capital misstatement", + "likelihood": "Med", + "impact": "High", + "control": "SR 11-7 + OCC 2011-12 + ICAAP", + "owner": "CRO" + }, + { + "rid": "R-04", + "risk": "GDPR Art-22 violation", + "likelihood": "Med", + "impact": "High", + "control": "DPIA + Art-22 path + OPA runtime", + "owner": "DPO" + }, + { + "rid": "R-05", + "risk": "FCRA/ECOA disparate impact", + "likelihood": "Med", + "impact": "High", + "control": "Quarterly DI tests + fairness gate", + "owner": "CCO" + }, + { + "rid": "R-06", + "risk": "EU AI Act high-risk non-compliance", + "likelihood": "Med", + "impact": "High", + "control": "Art. 9/10/14/15 controls + GPAI evidence", + "owner": "CCO" + }, + { + "rid": "R-07", + "risk": "FCA Consumer Duty breach", + "likelihood": "Med", + "impact": "High", + "control": "Foreseeable-harm + SMF-AI", + "owner": "SMF-AI" + }, + { + "rid": "R-08", + "risk": "Kafka audit tampering", + "likelihood": "Low", + "impact": "High", + "control": "WORM + PQC seal + indep verifier", + "owner": "CISO" + }, + { + "rid": "R-09", + "risk": "K8s container escape", + "likelihood": "Low", + "impact": "High", + "control": "PSA restricted + Falco + Tetragon + CoCo", + "owner": "CISO" + }, + { + "rid": "R-10", + "risk": "OPA policy bypass", + "likelihood": "Low", + "impact": "High", + "control": "Signed bundles + GitOps + decision log", + "owner": "CISO" + }, + { + "rid": "R-11", + "risk": "Prompt injection causing data leak", + "likelihood": "High", + "impact": "Med", + "control": "Red-team + OPA runtime + WFAP gates", + "owner": "CDAO" + }, + { + "rid": "R-12", + "risk": "Training data poisoning", + "likelihood": "Low", + "impact": "High", + "control": "Data provenance + canary detection", + "owner": "CDAO" + }, + { + "rid": "R-13", + "risk": "DORA major incident deadline miss", + "likelihood": "Low", + "impact": "High", + "control": "IR runbook + DORA <=4h SLA", + "owner": "CISO" + }, + { + "rid": "R-14", + "risk": "SEC cyber disclosure miss", + "likelihood": "Low", + "impact": "High", + "control": "Materiality playbook <=4 BD", + "owner": "CFO+CCO" + }, + { + "rid": "R-15", + "risk": "Third-party AI vendor failure", + "likelihood": "Med", + "impact": "Med", + "control": "Critical TPRM per DORA", + "owner": "Head TPRM" + }, + { + "rid": "R-16", + "risk": "PQC migration delay", + "likelihood": "Med", + "impact": "Med", + "control": "Hybrid TLS + roadmap CNSA 2.0", + "owner": "CISO" + }, + { + "rid": "R-17", + "risk": "Civilizational treaty divergence", + "likelihood": "Med", + "impact": "Med", + "control": "CEGL + G7/UN engagement", + "owner": "Group Public Affairs" + }, + { + "rid": "R-18", + "risk": "Trust Derivatives mispricing", + "likelihood": "Low", + "impact": "Med", + "control": "GTI methodology audit + reinsurance", + "owner": "Group Treasury" + }, + { + "rid": "R-19", + "risk": "Frontier compute >10^25 FLOPs unnotified", + "likelihood": "Low", + "impact": "High", + "control": "Compute governance + auto-notify", + "owner": "CDAO" + }, + { + "rid": "R-20", + "risk": "MAS/HKMA APAC fairness non-compliance", + "likelihood": "Med", + "impact": "Med", + "control": "FEAT + GP-1/GS-2 controls", + "owner": "Regional CCO APAC" + } + ], + "traceability": [ + { + "tid": "T-01", + "control": "AIMS Policy", + "regime": "ISO 42001", + "clause": "5.2", + "evidence": "Board-signed AI Policy" + }, + { + "tid": "T-02", + "control": "Risk Mgmt", + "regime": "NIST AI RMF", + "clause": "MAP-2.1", + "evidence": "AI Risk Register" + }, + { + "tid": "T-03", + "control": "EU AI Act Art. 9", + "regime": "EU AI Act", + "clause": "Art. 9", + "evidence": "Risk mgmt system" + }, + { + "tid": "T-04", + "control": "EU AI Act Art. 10", + "regime": "EU AI Act", + "clause": "Art. 10", + "evidence": "Data governance docs" + }, + { + "tid": "T-05", + "control": "EU AI Act Art. 14", + "regime": "EU AI Act", + "clause": "Art. 14", + "evidence": "Human oversight runbook" + }, + { + "tid": "T-06", + "control": "EU AI Act Art. 15", + "regime": "EU AI Act", + "clause": "Art. 15", + "evidence": "Accuracy/robustness/cyber report" + }, + { + "tid": "T-07", + "control": "GPAI Art. 53 tech doc", + "regime": "EU AI Act", + "clause": "Art. 53", + "evidence": "GPAI tech doc" + }, + { + "tid": "T-08", + "control": "GPAI Art. 55 systemic", + "regime": "EU AI Act", + "clause": "Art. 55", + "evidence": "Frontier evals + incidents" + }, + { + "tid": "T-09", + "control": "GDPR DPIA", + "regime": "GDPR", + "clause": "Art. 35", + "evidence": "DPIA registry" + }, + { + "tid": "T-10", + "control": "GDPR Art-22", + "regime": "GDPR", + "clause": "Art. 22", + "evidence": "Art-22 invocation logs" + }, + { + "tid": "T-11", + "control": "FCRA adverse action", + "regime": "FCRA", + "clause": "615(a)", + "evidence": "Notice generation logs" + }, + { + "tid": "T-12", + "control": "ECOA Reg-B", + "regime": "ECOA", + "clause": "1002.9", + "evidence": "Disparate-impact report" + }, + { + "tid": "T-13", + "control": "SR 11-7", + "regime": "US Fed", + "clause": "Section V", + "evidence": "Independent validation" + }, + { + "tid": "T-14", + "control": "OCC 2011-12", + "regime": "OCC", + "clause": "Section III", + "evidence": "Model dev doc" + }, + { + "tid": "T-15", + "control": "FCA Consumer Duty", + "regime": "FCA", + "clause": "PRIN 2A", + "evidence": "Consumer Duty Board report" + }, + { + "tid": "T-16", + "control": "SMCR SMF-AI", + "regime": "FCA/PRA", + "clause": "SMF-AI", + "evidence": "Statement of Responsibilities" + }, + { + "tid": "T-17", + "control": "MAS FEAT", + "regime": "MAS", + "clause": "FEAT", + "evidence": "Attestation" + }, + { + "tid": "T-18", + "control": "HKMA GP-1/GS-2", + "regime": "HKMA", + "clause": "GP-1+GS-2", + "evidence": "Attestation" + }, + { + "tid": "T-19", + "control": "DORA major incident", + "regime": "EU DORA", + "clause": "Art. 19", + "evidence": "Incident reporting log" + }, + { + "tid": "T-20", + "control": "SEC 17a-4 WORM", + "regime": "SEC", + "clause": "17 CFR 240.17a-4(f)", + "evidence": "WORM attestation" + }, + { + "tid": "T-21", + "control": "G7 Hiroshima", + "regime": "G7", + "clause": "Code of Conduct", + "evidence": "Annual report" + }, + { + "tid": "T-22", + "control": "CEGL ethical", + "regime": "CEGL", + "clause": "Civilizational", + "evidence": "Ethical impact assessment" + } + ], + "dataFlows": [ + { + "fid": "DF-01", + "src": "Feature store", + "sink": "Sentinel + WFAP inference", + "class": "PII tokenized", + "purpose": "decisioning" + }, + { + "fid": "DF-02", + "src": "Sentinel + WFAP", + "sink": "Kafka aigov.decisions", + "class": "tokenized", + "purpose": "audit" + }, + { + "fid": "DF-03", + "src": "Kafka aigov.decisions", + "sink": "WORM S3 Object Lock", + "class": "sealed", + "purpose": "retention" + }, + { + "fid": "DF-04", + "src": "Kafka aigov.decisions", + "sink": "Trino on Iceberg", + "class": "tokenized", + "purpose": "query" + }, + { + "fid": "DF-05", + "src": "Trino", + "sink": "Hub Decision Log Explorer", + "class": "RBAC-filtered", + "purpose": "UI" + }, + { + "fid": "DF-06", + "src": "Hub", + "sink": "Regulator Portal", + "class": "read-only scoped", + "purpose": "regulator" + }, + { + "fid": "DF-07", + "src": "GitHub policies repo", + "sink": "OPAL distribution", + "class": "signed", + "purpose": "policy" + }, + { + "fid": "DF-08", + "src": "OPAL", + "sink": "OPA sidecars + Gatekeeper", + "class": "signed bundle", + "purpose": "enforce" + }, + { + "fid": "DF-09", + "src": "OPA", + "sink": "Kafka aigov.access + policy-changes", + "class": "decision log", + "purpose": "audit" + }, + { + "fid": "DF-10", + "src": "Sentinel quorum", + "sink": "Kafka aigov.containment-events", + "class": "SEV-0/1", + "purpose": "regulator" + }, + { + "fid": "DF-11", + "src": "AGI Watchtower evals", + "sink": "Kafka aigov.eval-results + Hub", + "class": "capability scores", + "purpose": "containment" + }, + { + "fid": "DF-12", + "src": "MRM Workbench", + "sink": "Hub + ICAAP capital model", + "class": "metadata", + "purpose": "lifecycle" + }, + { + "fid": "DF-13", + "src": "Red-team tools", + "sink": "Kafka aigov.red-team-findings", + "class": "findings", + "purpose": "remediation" + }, + { + "fid": "DF-14", + "src": "Hub Evidence Pack service", + "sink": "Regulator endpoints (EU AI Office, FCA, MAS, HKMA, SEC)", + "class": "signed evidence", + "purpose": "submission" + }, + { + "fid": "DF-15", + "src": "GTI calculator", + "sink": "Trust Derivatives Layer + Hub", + "class": "composite score", + "purpose": "civilizational" + } + ], + "regulators": [ + { + "reg": "EU AI Office", + "scope": "EU AI Act + GPAI", + "cadence": "Quarterly + on incident" + }, + { + "reg": "European Data Protection Board", + "scope": "GDPR", + "cadence": "On incident + on request" + }, + { + "reg": "FCA", + "scope": "Consumer Duty + SMCR + SS1/23", + "cadence": "Annual" + }, + { + "reg": "PRA", + "scope": "SS1/23 model risk", + "cadence": "Annual" + }, + { + "reg": "Bank of England", + "scope": "Systemic + DORA-eq", + "cadence": "Annual" + }, + { + "reg": "ECB SSM", + "scope": "Eurozone banking", + "cadence": "Annual SREP" + }, + { + "reg": "US Federal Reserve", + "scope": "SR 11-7", + "cadence": "Annual + supervisory" + }, + { + "reg": "OCC", + "scope": "OCC 2011-12", + "cadence": "Annual" + }, + { + "reg": "FDIC", + "scope": "US insured banks", + "cadence": "Annual" + }, + { + "reg": "CFPB", + "scope": "FCRA/ECOA consumer", + "cadence": "On complaint + sweeps" + }, + { + "reg": "SEC", + "scope": "17a-4 + 10-K/8-K + cyber", + "cadence": "Per event + annual" + }, + { + "reg": "FINRA", + "scope": "3110/4511", + "cadence": "Annual exam" + }, + { + "reg": "MAS", + "scope": "FEAT + TRM", + "cadence": "Annual" + }, + { + "reg": "HKMA", + "scope": "GP-1 + GS-2", + "cadence": "Annual" + }, + { + "reg": "OSFI", + "scope": "E-23", + "cadence": "Annual" + }, + { + "reg": "FINMA", + "scope": "AI guidance", + "cadence": "Annual" + }, + { + "reg": "UK AISI", + "scope": "Frontier evals + incidents", + "cadence": "Bilateral MoU" + }, + { + "reg": "US AISI (NIST)", + "scope": "Frontier evals", + "cadence": "Bilateral MoU" + }, + { + "reg": "UN AI Advisory Body", + "scope": "Civilizational alignment", + "cadence": "Annual" + } + ], + "privacy": { + "dpiaPolicy": "Required for all T2+ with PII or special category", + "rightsOps": [ + "Access (Art. 15)", + "Rectification (Art. 16)", + "Erasure (Art. 17)", + "Restriction (Art. 18)", + "Portability (Art. 20)", + "Object (Art. 21)", + "Art-22 human review" + ], + "transferMechanisms": [ + "EU SCC 2021/914", + "UK IDTA", + "Adequacy", + "BCRs" + ], + "minimization": "Purpose-limitation enforced via OPA runtime; data minimization audited annually", + "pets": [ + "Differential privacy", + "Federated learning + secure aggregation", + "Homomorphic encryption (CKKS/BGV)", + "SMPC", + "Confidential computing (SEV-SNP/TDX/Nitro)" + ] + }, + "deployment": { + "tiering": "T0 sandbox -> T1 staging -> T2 canary <=1% -> T3 prod Nitro Enclaves -> T4 frontier air-gapped", + "gitops": "Argo CD + Crossplane + Terraform; signed manifests; environment promotion via PR", + "regions": [ + "us-east-1", + "us-west-2", + "eu-west-1", + "eu-central-1", + "ap-southeast-1", + "ap-northeast-1", + "uk-south", + "ca-central-1" + ], + "multiCloud": "Active-active AWS+Azure+GCP with on-prem OpenShift fallback", + "dr": { + "rto": "<=4h Hub UI; <=1h decision log", + "rpo": "<=15min", + "drills": "quarterly full failover + tabletop" + } + }, + "rollout90": [ + { + "day": "0-30", + "focus": "Foundation", + "deliverables": [ + "AI Policy + RAS signed", + "Risk Register v1", + "Hub MVP", + "Kafka audit topics", + "Sentinel attestation prototype", + "WFAP governance gate prototype", + "ISO 42001 gap assessment" + ] + }, + { + "day": "31-60", + "focus": "Controls", + "deliverables": [ + "OPA admission gates in dev/staging", + "MRM Workbench T1 loaded", + "WORM tier in 1 region", + "DPIA registry populated", + "Red-team baseline on top-10 T2 models", + "FCA Consumer Duty foreseeable-harm framework", + "First capability eval suite run" + ] + }, + { + "day": "61-90", + "focus": "Production + Regulator", + "deliverables": [ + "OPA gates in prod for T2+", + "WORM multi-region", + "First Board AI Risk Cmt quarterly", + "FCRA/ECOA disparate-impact pipeline", + "Regulator portal (read-only)", + "First evidence pack generated", + "AISI bilateral MoU initiated" + ] + } + ], + "roadmap": [ + { + "yr": "2026 H1", + "milestone": "Foundation: Hub MVP + ISO 42001 gap + Kafka audit + Sentinel prototype + WFAP gates" + }, + { + "yr": "2026 H2", + "milestone": "Pilot: ISO 42001 stage-1 + OPA prod gates + first GPAI Art. 55 + DPIA registry" + }, + { + "yr": "2027", + "milestone": "Scale: ISO 42001 certified + EU AI Act high-risk coverage + PQC ML-DSA + MRM consolidated" + }, + { + "yr": "2028", + "milestone": "Federate: Hub G-SIFI federation + T4 frontier evals + AISI MoUs + PQC >=80%" + }, + { + "yr": "2029", + "milestone": "Industrialize: Federated PETs default T3 + Trust Derivatives pilot + CEGL operational" + }, + { + "yr": "2030", + "milestone": "Civilizationalize: PQC 100% + AGI T4 industrialized + GTI>=0.85 + CGI>=0.75 + treaty anchoring" + } + ], + "evidencePack": [ + { + "epid": "EP-01", + "name": "AIMS Manual + Scope Statement", + "format": "PDF + JSON-LD" + }, + { + "epid": "EP-02", + "name": "AI Risk Register snapshot", + "format": "CSV + signed" + }, + { + "epid": "EP-03", + "name": "Model Inventory snapshot", + "format": "CSV + JSON" + }, + { + "epid": "EP-04", + "name": "MRM Validation Reports", + "format": "PDF bundle" + }, + { + "epid": "EP-05", + "name": "DPIA Registry", + "format": "CSV + JSON" + }, + { + "epid": "EP-06", + "name": "Fairness/Disparate-Impact Reports", + "format": "PDF" + }, + { + "epid": "EP-07", + "name": "Red-Team Findings + Remediation", + "format": "PDF + JSON" + }, + { + "epid": "EP-08", + "name": "Kafka WORM Seal Verifications", + "format": "JSON-LD signed" + }, + { + "epid": "EP-09", + "name": "OPA Decision Log extracts", + "format": "Parquet + signed manifest" + }, + { + "epid": "EP-10", + "name": "Containment Events + AISI Notifications", + "format": "JSON-LD signed" + }, + { + "epid": "EP-11", + "name": "GPAI Art. 53 Technical Documentation", + "format": "PDF + JSON-LD" + }, + { + "epid": "EP-12", + "name": "GPAI Art. 55 Systemic-Risk Evals + Incidents", + "format": "PDF + JSON-LD" + }, + { + "epid": "EP-13", + "name": "FCRA/ECOA Adverse Action Notice Logs", + "format": "Parquet" + }, + { + "epid": "EP-14", + "name": "Consumer Duty Board Report", + "format": "PDF" + }, + { + "epid": "EP-15", + "name": "ICAAP AI Risk Section", + "format": "PDF" + }, + { + "epid": "EP-16", + "name": "PQC Migration Status Report", + "format": "PDF + JSON" + }, + { + "epid": "EP-17", + "name": "Sentinel v2.4 Attestation Bundle", + "format": "JSON-LD signed" + }, + { + "epid": "EP-18", + "name": "WorkflowAI Pro Architecture + Trace Sample", + "format": "PDF + JSON" + }, + { + "epid": "EP-19", + "name": "Capability Eval Suite Results (ARC/METR/Apollo)", + "format": "PDF + JSON" + }, + { + "epid": "EP-20", + "name": "Civilizational Engagement Pack (G7/UN/AISI)", + "format": "PDF" + } + ], + "executiveSummary": { + "thesis": "WP-059 unifies WP-057 (civilizational/regulator-submission master blueprint) and WP-058 (enterprise AI/AGI governance operating model) into a single master synthesis: Sentinel AI v2.4 + WorkflowAI Pro reference architectures over a shared substrate (Kafka + K8s + OPA + WORM + PQC + Hub), bidirectionally mapped to 28 regulatory regimes, with frontier AGI/ASI containment T0-T4, financial-services MRM + systemic-risk controls, civilizational governance stacks (CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, GTI + Trust Derivatives), and a dependency-aware 5-year roadmap.", + "investment": "USD 200-550M / 5y; NPV USD 600-1700M risk-adjusted", + "uplift": "USD 20-50M envelope; USD 100-200M NPV vs WP-058 (civilizational treaty layer + frontier T4 industrialization)", + "headlineRisks": [ + "Unauthorized AGI capability emergence", + "EU AI Act 2026 high-risk non-compliance", + "FCRA/ECOA disparate impact", + "Kafka audit tampering", + "PQC migration delay", + "Civilizational treaty divergence" + ], + "topOpportunities": [ + "Single regulator-submission spine", + "G-SIFI peer Hub federation", + "Trust Derivatives Layer as new asset class", + "AISI MoUs as competitive moat", + "CEGL leadership" + ], + "ninetyDay": [ + "Board-signed AI Policy + RAS", + "Hub MVP + Sentinel attestation prototype + WFAP governance gate", + "ISO 42001 gap assessment", + "OPA admission gates in prod", + "First Capability Eval Suite run", + "AISI bilateral MoU initiated" + ], + "boardAsks": [ + "Approve USD 200-550M / 5y program envelope", + "Designate SMF-AI under SMCR", + "Charter Board AI Risk Committee + Ethics Council", + "Ratify AGI containment T4 protocol (3-of-5 + kinetic + AISI)", + "Mandate ISO 42001 certification by 2027" + ] + } +} \ No newline at end of file diff --git a/rag-agentic-dashboard/gen-unified-synthesis-blueprint-html.py b/rag-agentic-dashboard/gen-unified-synthesis-blueprint-html.py new file mode 100644 index 00000000..80ac5502 --- /dev/null +++ b/rag-agentic-dashboard/gen-unified-synthesis-blueprint-html.py @@ -0,0 +1,260 @@ +#!/usr/bin/env python3 +"""WP-059 HTML renderer — Unified Synthesis Blueprint 2026-2030.""" +import json +from pathlib import Path +from html import escape + +ROOT = Path(__file__).resolve().parent +SRC = ROOT / "data" / "unified-synthesis-blueprint.json" +OUT = ROOT / "public" / "unified-synthesis-blueprint.html" +OUT.parent.mkdir(parents=True, exist_ok=True) +DOC = json.loads(SRC.read_text()) + + +def e(x): + return escape(str(x)) + + +SKIP = ( + "mid", "sid", "title", "pid", "cid", "wid", "tid", "kid", "oid", "rid", "aid", "hid", + "slid", "vid", "fid", "bid", "did", + "name", "layer", "component", "system", "area", "category", "mechanism", "riskClass", + "control", "phase", "milestone", "regime", "clause", "blueprint", "framework", "theme", + "track", "scope", "domain", "statement", "family", "vector", "technique", "tier", + "regoRef", "lifecycle", "artifact", "capability", "substrate", "from", "to", +) + + +def kv_pairs(d, skip=SKIP): + parts = [] + for k, v in d.items(): + if k in skip: + continue + if isinstance(v, list): + inner = "".join( + f"
  • {e(x) if not isinstance(x, dict) else e(json.dumps(x))}
    • " + for x in v + ) + parts.append(f"
    {e(k)}
    ") + elif isinstance(v, dict): + inner = "".join(f"
  • {e(kk)}: {e(vv)}
    • " for kk, vv in v.items()) + parts.append(f"
    {e(k)}
    ") + else: + parts.append(f"
    {e(k)}: {e(v)}
    ") + return "".join(parts) + + +def section_html(s): + body = kv_pairs(s) + return f"

    {e(s['sid'])}. {e(s['title'])}

    {body}
    " + + +def module_html(m): + secs = "".join(section_html(s) for s in m["sections"]) + return ( + f"
    " + f"

    {e(m['mid'])} — {e(m['title'])}

    " + f"

    {e(m['summary'])}

    " + f"{secs}
    " + ) + + +def list_array(arr, label_keys, anchor, title): + rows = [] + for it in arr: + head_parts = [e(it.get(label_keys[0], ""))] + [e(it.get(k, "")) for k in label_keys[1:]] + head = " · ".join(p for p in head_parts if p) + body = kv_pairs(it) + rows.append(f"
    {head}
    {body}
    ") + return f"

    {title} ({len(arr)})

    {''.join(rows)}
    " + + +distinctive = [ + ("sentinelLayers", "sentinel-layers", "Sentinel AI v2.4 Reference Layers", ["slid","layer","capability"]), + ("wfapCapabilities", "wfap-capabilities", "WorkflowAI Pro Capabilities", ["wid","area","capability"]), + ("complianceLinks", "compliance-links", "Compliance Clause Mappings (28 regimes)", ["cid","regime","clause"]), + ("safetyMechanisms", "safety-mechanisms", "Frontier AGI/ASI Safety Mechanisms", ["sid","tier","mechanism"]), + ("fsControls", "fs-controls", "Financial-Services Controls", ["fid","riskClass","control"]), + ("civStacks", "civ-stacks", "Civilizational Governance Stacks", ["vid","layer","mechanism"]), + ("opSubstrates", "op-substrates", "Operational Substrates (Kafka/K8s/OPA/WORM/MRM/RedTeam/AGI/Hub)", ["oid","substrate","component"]), + ("roadmapItems", "roadmap-items", "Roadmap Items (RM-01..RM-15)", ["rid","phase","milestone"]), + ("regulatorArtifacts", "regulator-artifacts", "Regulator-Submission Artifacts", ["bid","regime","artifact"]), + ("researchTracks", "research-tracks", "Research Tracks (RT-01..RT-16)", ["tid","theme","track"]), + ("dependencies", "dependencies", "Dependency Graph (RM-* ordering)", ["did","from","to"]), +] + +toc_modules = "".join( + f"
  • {e(m['mid'])} — {e(m['title'])}
    • " + for m in DOC["modules"] +) +toc_distinct = "".join( + f"
  • {e(label)}
    • " + for _, anchor, label, _ in distinctive +) + +modules_html = "".join(module_html(m) for m in DOC["modules"]) +distinctive_html = "".join( + list_array(DOC[key], keys, anchor, label) + for key, anchor, label, keys in distinctive +) + + +def table(rows, cols): + head = "".join(f"{e(c)}" for c in cols) + body_rows = [] + for r in rows: + tds = "".join(f"{e(r.get(c, ''))}" for c in cols) + body_rows.append(f"{tds}") + return f"{head}{''.join(body_rows)}
    " + + +tail_html = f""" +

    Schemas ({len(DOC['schemas'])})

    {table(DOC['schemas'], ['sid','name','fields'])}
    +

    Code Artifacts ({len(DOC['code'])})

    {table(DOC['code'], ['cid','lang','name','purpose'])}
    +

    KPIs ({len(DOC['kpis'])})

    {table(DOC['kpis'], ['kid','name','target','cadence'])}
    +

    Risk Control Matrix ({len(DOC['riskControlMatrix'])})

    {table(DOC['riskControlMatrix'], ['rid','risk','likelihood','impact','control','owner'])}
    +

    Cross-Jurisdictional Traceability ({len(DOC['traceability'])})

    {table(DOC['traceability'], ['tid','control','regime','clause','evidence'])}
    +

    Data Flows ({len(DOC['dataFlows'])})

    {table(DOC['dataFlows'], ['fid','src','sink','class','purpose'])}
    +

    Regulators ({len(DOC['regulators'])})

    {table(DOC['regulators'], ['reg','scope','cadence'])}
    +

    90-Day Rollout ({len(DOC['rollout90'])})

    {table(DOC['rollout90'], ['day','focus','deliverables'])}
    +

    2026-2030 Roadmap ({len(DOC['roadmap'])})

    {table(DOC['roadmap'], ['yr','milestone'])}
    +

    Regulator Evidence Pack ({len(DOC['evidencePack'])})

    {table(DOC['evidencePack'], ['epid','name','format'])}
    +""" + +exs = DOC["executiveSummary"] +exec_html = f""" +

    Executive Summary

    +

    Thesis: {e(exs['thesis'])}

    +

    Investment: {e(exs['investment'])} · Uplift vs WP-058: {e(exs['uplift'])}

    +

    Headline risks: {', '.join(e(x) for x in exs['headlineRisks'])}

    +

    Top opportunities: {', '.join(e(x) for x in exs['topOpportunities'])}

    +

    First 90 days: {', '.join(e(x) for x in exs['ninetyDay'])}

    +

    Board asks: {', '.join(e(x) for x in exs['boardAsks'])}

    +
    +""" + +directive = DOC["directive"] +indices_rows = "".join(f"
  • {e(k)}: {e(v)}
    • " for k, v in DOC["indices"].items()) +tiers_rows = "".join(f"
  • {e(k)}: {e(v)}
    • " for k, v in DOC["tiers"].items()) +sev_rows = "".join(f"
  • {e(k)}: {e(v)}
    • " for k, v in DOC["severities"].items()) +invest = DOC["investment"] +invest_drivers = "".join(f"
  • {e(x)}
    • " for x in invest["drivers"]) +regimes_list = "".join(f"
  • {e(r)}
    • " for r in DOC["regimes"]) + +meta_html = f""" +

    Strategic Directive

    +

    Scope: {e(directive['scope'])}

    +
    Outcomes
      {''.join(f'
    • {e(x)}
      • ' for x in directive['outcomes'])}
    +
    Do NOT
      {''.join(f'
    • {e(x)}
      • ' for x in directive['doNot'])}
    +
    + +

    Regulatory Regimes ({len(DOC['regimes'])})

    + +

    Performance Indices

    + +

    Tiers (T0-T4)

    + +

    Severity Levels

    + +

    Investment Envelope

    +

    Envelope: {e(invest['envelope'])} · NPV: {e(invest['NPV'])}

    +

    Uplift vs WP-058: {e(invest['uplift_vs_WP058'])}

    +
    Drivers
      {invest_drivers}
    +
    + +

    Privacy & Data Protection

    {kv_pairs(DOC['privacy'])}
    +

    Deployment Model

    {kv_pairs(DOC['deployment'])}
    +""" + +html = f""" + +{e(DOC['title'])} + + +
    +

    {e(DOC['title'])}

    +
    docRef {e(DOC['docRef'])} · v{e(DOC['version'])} · {e(DOC['status'])} · {e(DOC['classification'])}
    +
    Horizon: {e(DOC['horizon'])} · API prefix: {e(DOC['apiPrefix'])} · builds on {' · '.join(e(b) for b in DOC['buildsOn'])}
    +
    +{''.join(f"{v} {e(k)}" for k,v in DOC['counts'].items())} +
    +
    +
    + +
    +{exec_html} +{meta_html} +{modules_html} +{distinctive_html} +{tail_html} +
    +
    + +""" + +OUT.write_text(html, encoding="utf-8") +print(f"WP-059 HTML written: {OUT}") +print(f"Size: {OUT.stat().st_size:,} bytes ({OUT.stat().st_size/1024:.1f} KB)") diff --git a/rag-agentic-dashboard/gen-unified-synthesis-blueprint.py b/rag-agentic-dashboard/gen-unified-synthesis-blueprint.py new file mode 100644 index 00000000..46bc3a7b --- /dev/null +++ b/rag-agentic-dashboard/gen-unified-synthesis-blueprint.py @@ -0,0 +1,943 @@ +#!/usr/bin/env python3 +""" +WP-059: Unified 2026-2030 Enterprise & Civilizational AGI/ASI Governance, +Architecture, Safety & Implementation Synthesis Blueprint for +Fortune 500 / Global 2000 / G-SIFIs. + +Integrates WP-057 (Comprehensive Master Blueprint — civilizational dimension) +and WP-058 (Enterprise AI/AGI Governance Framework — operating model) into +a single regulator-submission-grade synthesis artifact. +""" +import json, os + +OUT = os.path.join(os.path.dirname(__file__), "data", "unified-synthesis-blueprint.json") + +DOC = { + "docRef": "UNIFIED-SYNTHESIS-BLUEPRINT-WP-059", + "version": "1.0.0", + "title": "Unified 2026-2030 Enterprise & Civilizational AGI/ASI Governance, Architecture, Safety & Implementation Synthesis Blueprint for Fortune 500 / Global 2000 / G-SIFIs", + "horizon": "2026-2030+", + "apiPrefix": "/api/unified-synthesis-blueprint", + "buildsOn": ["WP-035", "WP-040", "WP-045", "WP-050", "WP-054", "WP-055", "WP-056", "WP-057", "WP-058"], + "status": "regulator-submission-grade-master-synthesis", + "classification": "Confidential / Restricted — Board, CRO, CCO, CISO, CDAO, Group Internal Audit, External Regulators (on request)", + "directive": { + "scope": "Single master synthesis integrating Sentinel AI v2.4 + WorkflowAI Pro reference architectures with full institutional AI governance operating model, 28-regime regulatory compliance, frontier AGI/ASI safety and containment, financial-services model risk and systemic-risk controls, civilizational AI governance stacks and treaty-level mechanisms, and phased dependency-aware implementation and research roadmap — covering all operational substrates (Kafka audit logging, container/Kubernetes security, policy-as-code OPA/Rego, WORM storage with PQC, MRM, AI red-teaming, AGI containment, Enterprise AI Governance Hub) at regulator-submission grade", + "outcomes": [ + "Sentinel AI v2.4 + WorkflowAI Pro reference architectures deployed across all material AI systems by 2028", + "ISO/IEC 42001 certified AIMS with NIST AI RMF + EU AI Act + GPAI Art. 53/55 + 28 regimes mapped", + "AGI/ASI containment T0-T4 with 3-of-5 quorum + kinetic override + AISI/EU AI Office MoUs operational by 2027", + "Enterprise AI Governance Hub federated across G-SIFI peers + regulator portals by 2029", + "Civilizational governance stacks (CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, Global Trust Index) anchored in treaties by 2030", + "Kafka + WORM + PQC tamper-evident audit operating at 99.999% durability for 25y retention", + "Kubernetes + OPA/Rego policy plane at <5ms p99 decision latency across all admission/runtime", + "AI red-teaming continuous for T2+ with EU AI Act Art. 55 frontier evals operational", + "Financial-services MRM platform consolidating SR 11-7 + OCC 2011-12 + Basel III/IV + ICAAP", + "FCA Consumer Duty + GDPR Art-22 + FCRA/ECOA + MAS FEAT + HKMA GP-1/GS-2 operationalized" + ], + "doNot": [ + "Do NOT operate any AI/AGI capability without registration in Enterprise AI Governance Hub, ISO 42001 risk assessment, MRM tiering, EU AI Act risk classification, and Sentinel v2.4 attestation", + "Do NOT bypass Kafka audit, OPA/Rego policy gates, WORM/PQC sealing, MRM validation, red-team gate, or 3-of-5 frontier quorum", + "Do NOT deploy frontier (T4) systems without AISI + EU AI Office pre-notification, kinetic override drill, and formally-verified invariants" + ] + }, + "regimes": [ + "EU AI Act 2024/1689 + GPAI Art. 53/55 + 2026 high-risk phase", + "NIST AI RMF 1.0 + AI 600-1 Generative Profile", + "NIST SP 800-53 Rev.5 + SP 800-218 SSDF", + "ISO/IEC 42001:2023 AIMS", + "ISO/IEC 23894:2023 AI Risk", + "ISO/IEC 27001:2022 ISMS", + "ISO/IEC 27701:2019 PIMS", + "OECD AI Principles 2019/2024", + "EU GDPR + Art. 22 + DPIA Art. 35", + "EU DORA + NIS2 + CRA", + "US FCRA 615 + ECOA Reg-B 1002", + "US Fed SR 11-7 + OCC 2011-12", + "Basel III/IV + ICAAP + FRTB + IFRS 9/CECL", + "US SEC 17a-4 + 10-K/8-K + Cyber Disclosure", + "FINRA 3110/4511", + "UK FCA Consumer Duty + PRA/FCA SS1/23 + SMCR SMF-AI", + "MAS FEAT + TRM 2021", + "HKMA GP-1 + GS-2 GenAI", + "OSFI E-23", + "FINMA AI Guidance", + "G7 Hiroshima AI Process", + "Bletchley/Seoul/Paris AI Safety Declarations", + "UN AI Advisory Body", + "CEGL (Civilizational Ethical Governance Layer)", + "LexAI-DSL + FV-LexAI", + "GASRGP / GASC / GAISM treaty stacks", + "Global Trust Index + Trust Derivatives Layer", + "NSA CNSA 2.0 PQC transition mandate" + ], + "indices": { + "AIMS-Coverage": ">=0.95 (ISO 42001 controls coverage)", + "MRGI": ">=0.95 (Model Risk Governance Index, SR 11-7 + OCC 2011-12)", + "DRI": ">=0.95 (Decision Reproducibility Index, n=10)", + "CCS": ">=0.95 (Control Coverage Score across 28 regimes)", + "ARI": ">=0.9 (Alignment Robustness Index, frontier)", + "CSI": ">=0.95 (Containment Sufficiency Index, T3/T4)", + "RTRI": ">=0.9 (Red-Team Resilience Index)", + "CDC-Score": ">=0.9 (FCA Consumer Duty compliance)", + "CGI": ">=0.75 (Civilizational Governance Index by 2030)", + "GTI": ">=0.85 (Global Trust Index target by 2030)", + "RCI": "=1.0 (Regulator Confidence Index)" + }, + "tiers": { + "T0": "Sandbox - isolated VPC, synthetic data, no network egress", + "T1": "Staging - shadow mode, real data, no actuation", + "T2": "Canary - <=1% production traffic, automated rollback", + "T3": "Production - Nitro Enclaves / TDX / SEV-SNP + KMS + dual control + full audit", + "T4": "Frontier Air-Gapped - 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+AISI rep) + kinetic override + 48h time-lock + AISI <=24h + EU AI Office <=15d" + }, + "severities": { + "SEV-0": "Civilizational / systemic - AISI <=24h, EU AI Office <=15d, Board chair, public statement consideration", + "SEV-1": "Major - SEC 8-K <=4 BD, DORA <=4h, FCA <=72h, MAS <=24h", + "SEV-2": "Material - regulator notification <=72h", + "SEV-3": "Operational - internal escalation <=10 BD" + }, + "investment": { + "envelope": "USD 200-550M / 5y (Fortune 500 / G-SIFI tier unified program)", + "NPV": "USD 600-1700M (5y risk-adjusted, includes uplift from civilizational + frontier dimensions)", + "uplift_vs_WP058": "USD 20-50M envelope; USD 100-200M NPV from civilizational treaty layer + frontier T4 industrialization", + "drivers": [ + "Sentinel v2.4 + WorkflowAI Pro reference architecture rollout", + "Enterprise AI Governance Hub federated build", + "MRM platform consolidation (SR 11-7 + Basel)", + "Kafka audit + WORM 25y + PQC migration", + "Kubernetes + OPA/Rego enterprise-wide", + "AGI T4 frontier containment + kinetic + quorum", + "Red-teaming program (internal+external+crowdsourced)", + "Regulator attestation tooling (EU AI Office, FCA, MAS, HKMA, SEC, FINRA)", + "Civilizational treaty layer engagement (G7, Bletchley, UN AI Advisory)" + ] + }, + "counts": {} +} + +# ---------- Typed helpers (14) ---------- +def section(sid, title, **body): + return {"sid": sid, "title": title, **body} + +def module(mid, title, summary, sections): + return {"mid": mid, "title": title, "summary": summary, "sections": sections} + +def sentinel_layer(slid, layer, capability, **body): + return {"slid": slid, "layer": layer, "capability": capability, **body} + +def wfap_capability(wid, area, capability, **body): + return {"wid": wid, "area": area, "capability": capability, **body} + +def compliance_link(cid, regime, clause, **body): + return {"cid": cid, "regime": regime, "clause": clause, **body} + +def safety_mechanism(sid, tier, mechanism, **body): + return {"sid": sid, "tier": tier, "mechanism": mechanism, **body} + +def fs_control(fid, riskClass, control, **body): + return {"fid": fid, "riskClass": riskClass, "control": control, **body} + +def civ_stack(vid, layer, mechanism, **body): + return {"vid": vid, "layer": layer, "mechanism": mechanism, **body} + +def opsub(oid, substrate, component, **body): + """Operational substrate item — Kafka/K8s/OPA/WORM/MRM/RedTeam/Hub.""" + return {"oid": oid, "substrate": substrate, "component": component, **body} + +def roadmap_item(rid, phase, milestone, **body): + return {"rid": rid, "phase": phase, "milestone": milestone, **body} + +def reg_artifact(bid, regime, artifact, **body): + return {"bid": bid, "regime": regime, "artifact": artifact, **body} + +def research_track(tid, theme, track, **body): + return {"tid": tid, "theme": theme, "track": track, **body} + +def dep(did, fromItem, toItem, **body): + return {"did": did, "from": fromItem, "to": toItem, **body} + +# ========================================================================= +# M1 — Unified Reference Architecture: Sentinel AI v2.4 + WorkflowAI Pro +# ========================================================================= +m1 = module("M1", + "Unified Reference Architecture — Sentinel AI v2.4 + WorkflowAI Pro", + "Twin reference architectures: Sentinel AI v2.4 for AGI/ASI safety + containment + alignment + interpretability; WorkflowAI Pro for production AI orchestration + RAG + agentic workflows + governance. Both anchored on common substrates: Kafka + K8s + OPA + WORM + PQC + Hub.", + [ + section("M1.1", "Sentinel AI v2.4 Reference Architecture", + layers=["L1 Substrate (HW+Confidential Compute)", "L2 Control Plane (Quorum+Kinetic+Time-Lock)", "L3 Containment (T0-T4 + Invariants)", "L4 Alignment (RLHF+DPO+Constitutional+Process)", "L5 Interpretability (Mech-Interp+Probes+SAE)", "L6 Evaluation (HELM+ARC+METR+Apollo)", "L7 Telemetry (Capability Dashboards)", "L8 Coordination (AISI MoUs)"], + buildsOn="WP-055 Sentinel v2.4 + WP-057 architectureRefs"), + section("M1.2", "WorkflowAI Pro Reference Architecture", + layers=["L1 Data (Feature Store + Lake + Iceberg)", "L2 Model Plane (Training + Registry + Serving)", "L3 RAG (Embeddings + Vector DB + Reranker)", "L4 Agentic (Planner + Executor + Tool-Use)", "L5 Governance (MRM + DPIA + RedTeam Gates)", "L6 Observability (OTel + Drift + Fairness)", "L7 Hub Integration"], + buildsOn="WP-055 WorkflowAI Pro + WP-057 architectureRefs"), + section("M1.3", "Shared Operational Substrates", + substrates=["Kafka audit bus + Schema Registry + tiered storage", "Kubernetes (EKS/GKE/AKS/OpenShift) + Cilium + Istio", "OPA/Rego policy plane (admission+runtime+data+control)", "WORM tier (S3 Object Lock COMPLIANCE + Azure Immutable + GCS Bucket Lock)", "PQC stack (ML-DSA-87 + ML-KEM-1024 + SLH-DSA fallback)", "Enterprise AI Governance Hub (single pane of glass)"]), + section("M1.4", "Reference Topology", + regions=["us-east-1", "us-west-2", "eu-west-1", "eu-central-1", "ap-southeast-1", "ap-northeast-1", "uk-south", "ca-central-1"], + multiCloud="Active-active across AWS+Azure+GCP with on-prem OpenShift fallback; cross-region active-active for Hub", + airGap="T4 frontier runs in air-gapped enclaves with one-way diode for telemetry only"), + section("M1.5", "Integration Contracts", + contracts=[ + "Sentinel <-> Hub via signed JSON-LD attestations", + "WorkflowAI Pro <-> Hub via GraphQL Federation", + "All planes -> Kafka aigov.* topics (Avro+SchemaRegistry)", + "OPA decisions -> Kafka aigov.access + aigov.policy-changes", + "MRM <-> Hub via REST + outbox pattern", + "RedTeam findings -> Kafka aigov.red-team-findings + Jira/ServiceNow" + ]), + ]) + +# ========================================================================= +# M2 — 28-Regime Regulatory Compliance Mapping +# ========================================================================= +m2 = module("M2", + "28-Regime Regulatory Compliance Mapping", + "Unified compliance matrix bidirectionally mapping ISO/IEC 42001 + NIST AI RMF + EU AI Act + GDPR + FCRA/ECOA + Basel III/IV + SR 11-7 + FCA Consumer Duty/SMCR + MAS FEAT + HKMA + OSFI/FINMA + G7 Hiroshima + Bletchley/Seoul/Paris + civilizational treaty stacks across all controls.", + [ + section("M2.1", "ISO/IEC 42001 AIMS + 23894 Risk", + mapping="ISO 42001 clauses 4-10 + Annex A controls mapped to NIST AI RMF GOVERN/MAP/MEASURE/MANAGE + EU AI Act Art. 9/10/14/15", + certification="Stage-1 audit 2026; full certification by 2027; annual surveillance"), + section("M2.2", "EU AI Act 2024/1689 + GPAI Art. 53/55", + timeline={"Feb 2025": "Prohibited practices (Art. 5)", "Aug 2025": "GPAI obligations (Art. 53/55)", "Aug 2026": "High-risk obligations (Art. 6/9/10/14/15)", "Aug 2027": "Annex II products"}, + highRisk=["Art. 9 risk mgmt", "Art. 10 data governance", "Art. 14 human oversight", "Art. 15 accuracy/robustness/cybersecurity"], + gpaiSystemic=["Evaluations + adversarial testing", "Cybersecurity", "Incident reporting <=2 BD", "Pre-training notification >10^25 FLOPs (Art. 51)"]), + section("M2.3", "Financial-Services Regimes", + us=["US Fed SR 11-7 model risk", "OCC 2011-12 model risk", "Basel III/IV IRB/IMA + FRTB", "ICAAP Pillar 2 AI add-on", "SEC 17a-4 WORM + 10-K/8-K cyber + Reg-SCI", "FINRA 3110/4511"], + uk=["FCA Consumer Duty PRIN 2A", "PRA/FCA SS1/23", "SMCR SMF-AI"], + apac=["MAS FEAT principles + TRM 2021", "HKMA GP-1 governance + GS-2 GenAI"], + other=["OSFI E-23 (Canada)", "FINMA AI guidance (Switzerland)", "EBA Outsourcing"]), + section("M2.4", "Consumer + Privacy Regimes", + consumer=["FCRA 615(a) adverse-action <=30d", "ECOA Reg-B 1002.4/1002.9 disparate impact", "GDPR Art. 22 automated decisions", "GDPR Art. 35 DPIA", "UK DPA 2018"], + crossBorder=["EU SCC 2021/914", "UK IDTA", "Adequacy decisions", "BCRs"]), + section("M2.5", "Civilizational / Treaty-Level", + stacks=["G7 Hiroshima AI Process Code of Conduct", "Bletchley/Seoul/Paris AI Safety Declarations", "UN AI Advisory Body", "CEGL (Civilizational Ethical Governance Layer)", "LexAI-DSL + FV-LexAI formal verification", "GASRGP/GASC/GAISM treaty stacks", "Global Trust Index + Trust Derivatives Layer"]), + ]) + +# ========================================================================= +# M3 — Frontier AGI/ASI Safety + Containment + Alignment +# ========================================================================= +m3 = module("M3", + "Frontier AGI/ASI Safety, Containment & Alignment", + "Tier-based containment T0-T4 with 3-of-5 human quorum, kinetic override, formally-verified safety properties, capability evals + thresholds, AISI/EU AI Office coordination, and alignment stack (RLHF + DPO + Constitutional AI + Process supervision + interpretability).", + [ + section("M3.1", "T0-T4 Containment Tier Model", + tiers={ + "T0": "Sandbox VPC hermetic, synthetic data, no network egress", + "T1": "Staging shadow, real data, no actuation", + "T2": "Canary <=1% traffic + auto-rollback", + "T3": "Production Nitro Enclaves / TDX / SEV-SNP, dual control", + "T4": "Air-gapped + 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+External AISI rep) + kinetic override + 48h time-lock + AISI <=24h + EU AI Office <=15d" + }), + section("M3.2", "Formally-Verified Invariants", + invariants=["No-egress (net namespace bind external denied)", "No-weight-export (filesystem ACL + LSM)", "Compute budget (cgroup CPU/GPU caps signed)", "Capability ceiling (evals must remain below thresholds)"], + verification="TLA+ specs for control plane; Lean/Coq proofs for critical invariants; runtime enforcement via eBPF + LSM"), + section("M3.3", "Alignment Stack", + techniques=["RLHF (PPO/DPO)", "Constitutional AI", "Process supervision", "Debate", "Critique-and-revise", "Recursive reward modeling", "Scalable oversight"], + evaluation="Per-checkpoint alignment evals + ARI scoring; deployment blocked if ARI <0.9 for frontier"), + section("M3.4", "Capability Elicitation + Evals", + evals=["HELM / BIG-bench / MMLU", "TruthfulQA-Adversarial", "ARC Evals dangerous capability suite", "METR autonomous coding + self-replication", "Apollo Research persuasion + deception", "Cyber-offense / WMD uplift probes"], + thresholds="Capability score crossing predefined thresholds triggers SEV-0 review + AISI notification <=24h"), + section("M3.5", "AISI / Regulator Coordination", + partners=["UK AI Safety Institute", "US AI Safety Institute (NIST)", "EU AI Office", "Singapore AI Verify Foundation", "Japan AISI", "Canada AI Safety Institute"], + mou="Bilateral MoUs for evals access + incident sharing + pre-deployment review", + notifications=["Pre-training >10^25 FLOPs (EU AI Act Art. 51)", "Capability threshold crossings", "SEV-0 incidents <=24h"]), + ]) + +# ========================================================================= +# M4 — Financial-Services Model Risk + Systemic-Risk Controls +# ========================================================================= +m4 = module("M4", + "Financial-Services Model Risk + Systemic-Risk Controls", + "Three-lines-of-defense MRM operating model per SR 11-7 + OCC 2011-12 with Basel III/IV IRB/IMA + FRTB validation, IFRS 9/CECL ECL models, CCAR/DFAST stress, AI/ML-specific extensions, and Pillar 2 ICAAP integration with AI risk capital add-on.", + [ + section("M4.1", "MRM Lifecycle + Tiering", + stages=["Identification", "Development", "Validation", "Approval", "Implementation", "Monitoring", "Retirement"], + tiering="Tier-1 (regulatory capital, P&L, capital plan) / Tier-2 (material business) / Tier-3 (limited scope) / Tier-4 (research)", + cadence="Tier-1 annual validation; Tier-2 biennial; Tier-3 every 3y; ongoing monitoring monthly"), + section("M4.2", "SR 11-7 + OCC 2011-12 Effective Challenge", + conceptualSoundness="Independent review of theory, assumptions, design choices", + ongoingMonitoring=["Backtesting", "Benchmarking", "Sensitivity", "Stress testing"], + outcomesAnalysis="Champion/challenger + counterfactual on production decisions"), + section("M4.3", "Basel III/IV + FRTB + IFRS 9/CECL", + scope=["PD/LGD/EAD IRB", "VaR/ES IMA FRTB", "AMA op-risk (legacy)", "CCAR/DFAST stress", "IFRS 9/CECL ECL"], + validation="Independent per SR 15-19/SR 15-18; quantitative review every cycle", + capital="Pillar 2 AI risk capital add-on fed via MRM platform into ICAAP"), + section("M4.4", "AI/ML-Specific Extensions", + extensions=["Concept + data drift (PSI, KS, KL, Wasserstein)", "Fairness across protected classes (FCRA/ECOA)", "Explainability evidence (SHAP/LIME/IG) per decision", "Adversarial robustness (PGD/BIM/NLP)", "Training data provenance + lineage to feature store"]), + section("M4.5", "Systemic-Risk Controls", + controls=["Cross-firm correlation monitoring (G-SIFI peer signaling)", "Procyclicality dampers in model outputs", "Concentration limits per model class", "Tail-risk overlays + Bayesian shrinkage", "FSB/BIS systemic risk feeds"], + governance="MRC quarterly + Board AI Risk Cmt quarterly; ICAAP annual"), + ]) + +# ========================================================================= +# M5 — Civilizational AI Governance Stacks + Treaty Layers +# ========================================================================= +m5 = module("M5", + "Civilizational AI Governance Stacks + Treaty Layers", + "Treaty-grade governance layers integrating CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, Global Trust Index + Trust Derivatives Layer, with engagement framework for G7 Hiroshima, Bletchley/Seoul/Paris, UN AI Advisory Body.", + [ + section("M5.1", "CEGL — Civilizational Ethical Governance Layer", + scope="Trans-jurisdictional ethical governance anchored on UN AI Advisory Body + OECD principles + UNESCO AI Ethics Recommendation", + mechanisms=["Ethical impact assessments at civilizational scale", "Cross-cultural ethics review boards", "Long-term welfare metrics"]), + section("M5.2", "LexAI-DSL + FV-LexAI", + dsl="Domain-specific language for encoding AI law/policy as machine-checkable specifications", + formalVerification="FV-LexAI: formal verification of policy adherence via TLA+/Lean; policy bundle proofs", + usage="Encode EU AI Act + NIST AI RMF + ISO 42001 controls as LexAI-DSL; FV-LexAI proves model deployments comply"), + section("M5.3", "GASRGP / GASC / GAISM", + gasrgp="Global AI Safety + Regulatory Governance Protocol — inter-state coordination", + gasc="Global AI Safety Council — multi-stakeholder oversight", + gaism="Global AI Stewardship Mechanism — long-horizon AGI stewardship"), + section("M5.4", "Global Trust Index + Trust Derivatives Layer", + gti="Composite trust score across AI systems, weighted by alignment, safety, explainability, fairness, robustness, compliance", + derivatives="Trust Derivatives Layer enables systemic risk hedging; insurance + capital instruments anchored to GTI", + target="GTI >=0.85 by 2030"), + section("M5.5", "Treaty Engagement Framework", + engagement=["G7 Hiroshima Code of Conduct reporting", "Bletchley/Seoul/Paris Declarations participation", "UN AI Advisory Body alignment", "OECD AI Policy Observatory submission", "AI Safety Summit pre-deployment evals"], + cadence="Annual report + per-incident SEV-0 disclosure"), + ]) + +# ========================================================================= +# M6 — Operational Substrates (Kafka + K8s + OPA + WORM + PQC + Hub) +# ========================================================================= +m6 = module("M6", + "Operational Substrates — Kafka + K8s + OPA + WORM + PQC + Hub", + "Production substrates integrating Kafka audit logging, container/Kubernetes security with policy-as-code OPA/Rego, WORM storage with PQC sealing, Model Risk Management platform, AI red-teaming program, AGI containment, and Enterprise AI Governance Hub. End-to-end single operating spine.", + [ + section("M6.1", "Kafka Audit Logging Spine", + topics=["aigov.decisions", "aigov.policy-changes", "aigov.model-lifecycle", "aigov.access", "aigov.containment-events", "aigov.regulator-notifications", "aigov.red-team-findings", "aigov.drift-alerts", "aigov.fairness-metrics", "aigov.consent-events", "aigov.training-runs", "aigov.eval-results"], + retention="Hot 90d Kafka tiered storage; cold WORM 7-25y per regime", + sealing="SHA-3-512 hash + minute merkle + ML-DSA-87 root signature + RFC 3161 TSA + optional public chain anchor"), + section("M6.2", "Container / Kubernetes Security", + supplyChain=["Cosign signatures", "SBOM (SPDX/CycloneDX)", "Trivy/Snyk/Prisma scanning", "in-toto SLSA L4 provenance", "Sigstore Rekor transparency"], + admission=["Pod Security Admission 'restricted'", "Kyverno/OPA Gatekeeper/VAP", "no privileged/hostnet/hostpid/hostipc", "read-only root FS, non-root UID, seccomp RuntimeDefault"], + runtime=["Falco syscall anomaly", "Tetragon eBPF kernel enforce", "Cilium NetworkPolicy + L7", "SPIFFE/SPIRE + Istio mTLS"], + confidential="Confidential containers (CoCo) on SEV-SNP/TDX; AWS Nitro Enclaves for T3/T4"), + section("M6.3", "Policy-as-Code (OPA/Rego)", + layers=["Build-time (Conftest in CI)", "Admission (Gatekeeper/Kyverno+Rego)", "Runtime (Envoy ext_authz + OPA sidecar <5ms p99)", "Data plane (PostgreSQL/Kafka ACL via OPA)"], + distribution="OPAL bundle pull from Git; Cosign-signed; Argo CD GitOps", + gates=["ISO 42001 risk assessment", "Model card + system card", "MRM validation status", "DPIA if PII", "Red-team report on file", "EU AI Act risk class declared", "FCRA/ECOA fairness report for credit"]), + section("M6.4", "WORM Storage + PQC", + backends=["AWS S3 Object Lock COMPLIANCE", "Azure Blob immutable", "GCS Bucket Lock", "Dell ECS Compliance / NetApp SnapLock Compliance"], + pqc=["ML-KEM-1024 (FIPS 203) key encapsulation", "ML-DSA-87 (FIPS 204) signatures", "SLH-DSA-SHA2-256s (FIPS 205) fallback", "Hybrid TLS X25519+ML-KEM-768 per NSA CNSA 2.0"], + hsm="FIPS 140-3 Level 3 (CloudHSM / Azure Dedicated HSM / Thales Luna 7)", + attestation="SEC 17a-4(f) third-party WORM attestation"), + section("M6.5", "MRM + Red-Team + AGI + Hub Integration", + mrm="Single MRM platform consolidating SR 11-7 + OCC 2011-12 + Basel + ICAAP lifecycle artifacts", + redTeam="Internal (10-25 FTE) + external (Trail of Bits/NCC/Bishop Fox) + crowdsourced (HackerOne); MITRE ATLAS + OWASP LLM Top 10 + NIST AI 100-2 + ARC Evals", + agi="T0-T4 containment with 3-of-5 quorum + kinetic + invariants + AISI MoUs", + hub="Single pane of glass with Model Inventory, Risk Register, MRM Workbench, Policy Catalog, Evidence Pack, Decision Log Explorer, AGI Watchtower, Red-Team Tracker, Regulator Portal, Board Reporting"), + ]) + +# ========================================================================= +# M7 — Phased Implementation Roadmap (Dependency-Aware) +# ========================================================================= +m7 = module("M7", + "Phased Implementation Roadmap (Dependency-Aware)", + "Five-year dependency-aware roadmap 2026-2030 across six phases: Foundation -> Pilot -> Scale -> Federate -> Industrialize -> Civilizationalize. Each phase has dependency graph, milestones, exit criteria, and regulator engagement.", + [ + section("M7.1", "P1 Foundation (H1 2026)", + deliverables=["Board-signed AI Policy + RAS", "AI Risk Register v1", "ISO 42001 gap assessment", "Hub MVP", "Kafka audit topics live", "MRM Workbench T1 loaded", "OPA admission in dev/staging"], + exitCriteria="AIMS Coverage >=0.6; Hub onboarded T1 models"), + section("M7.2", "P2 Pilot (H2 2026)", + deliverables=["ISO 42001 stage-1 audit", "OPA gates in prod for T2+", "WORM tier 1 region", "DPIA registry populated", "Red-team baseline run", "First GPAI Art. 55 attestation", "FCA Consumer Duty foreseeable-harm framework"], + exitCriteria="AIMS Coverage >=0.75; first evidence pack delivered"), + section("M7.3", "P3 Scale (2027)", + deliverables=["ISO 42001 certified", "Full EU AI Act high-risk coverage", "PQC ML-DSA on all seals", "WORM multi-region", "MRM platform consolidated", "T3 Nitro Enclaves operational"], + exitCriteria="AIMS Coverage >=0.95; MRGI >=0.95; CCS >=0.95"), + section("M7.4", "P4 Federate (2028)", + deliverables=["Hub federation across G-SIFI peers initiated", "T4 frontier evals operationalized", "AISI MoUs active (UK+US+EU+SG+JP+CA)", "PQC >=80%", "Regulator portals (EU AI Office, FCA, MAS, HKMA, SEC) live"], + exitCriteria="CSI >=0.95 T3/T4; RCI =1.0 across material engagements"), + section("M7.5", "P5-P6 Industrialize + Civilizationalize (2029-2030)", + p5_2029=["Federated PETs + confidential containers default T3", "Cross-border data residency 100% OPA-enforced", "Trust Derivatives Layer pilot", "CEGL engagement framework operational"], + p6_2030=["PQC 100% across all sealing + TLS", "AGI containment T4 industrialized", "Civilizational stacks anchored in treaties", "GTI >=0.85", "CGI >=0.75"]), + ]) + +# ========================================================================= +# M8 — Regulator-Submission-Grade Blueprints & Artifacts +# ========================================================================= +m8 = module("M8", + "Regulator-Submission-Grade Blueprints & Artifacts", + "Ready-to-submit blueprints per regulator + per regime: EU AI Office, EDPB, FCA, PRA, BoE, ECB SSM, US Fed, OCC, FDIC, CFPB, SEC, FINRA, MAS, HKMA, OSFI, FINMA, plus G7/UN/AISI engagement.", + [ + section("M8.1", "EU Regulators", + artifacts=["EU AI Act Art. 9/10/14/15 high-risk dossier", "GPAI Art. 53 tech doc + copyright policy", "GPAI Art. 55 systemic-risk evals + incidents", "DORA major incident register", "GDPR ROPA + DPIA registry + Art-22 invocation logs"]), + section("M8.2", "UK Regulators", + artifacts=["FCA Consumer Duty Board Report", "SMCR SMF-AI Statement of Responsibilities", "PRA/FCA SS1/23 model risk attestation", "BoE Cyber/DORA-equivalent disclosures"]), + section("M8.3", "US Regulators", + artifacts=["Federal Reserve SR 11-7 attestation + ICAAP AI section", "OCC 2011-12 evidence", "SEC 10-K AI risk factors + 8-K material AI cyber", "SEC 17a-4(f) WORM attestation", "FINRA 3110/4511 records", "CFPB FCRA/ECOA disparate-impact reports"]), + section("M8.4", "APAC + Other", + artifacts=["MAS FEAT principles attestation + TRM controls", "HKMA GP-1 + GS-2 GenAI evidence", "OSFI E-23 (Canada)", "FINMA AI guidance attestation (Switzerland)", "JFSA/BoJ (Japan) AI principles"]), + section("M8.5", "Civilizational + Frontier", + artifacts=["G7 Hiroshima Code of Conduct report", "Bletchley/Seoul/Paris pre-deployment evals", "UN AI Advisory Body alignment", "AISI bilateral MoU evals + incidents", "EU AI Office >=10^25 FLOPs pre-training notification", "CEGL ethical impact assessments"]), + ]) + +# ========================================================================= +# M9 — Research Tracks + Long-Horizon Stewardship +# ========================================================================= +m9 = module("M9", + "Research Tracks + Long-Horizon Stewardship", + "Forward-looking research portfolio: alignment, interpretability, capability evals, scalable oversight, formal methods, PETs, civilizational mechanisms, treaty design, AGI stewardship.", + [ + section("M9.1", "Alignment + Oversight", + tracks=["RLHF/DPO scaling", "Constitutional AI extensions", "Debate + critique-and-revise", "Recursive reward modeling", "Scalable oversight (sandwiching, weak-to-strong)"]), + section("M9.2", "Interpretability", + tracks=["Mechanistic interpretability (circuit-level)", "Sparse autoencoders (SAE)", "Probes + linear classifiers", "Causal scrubbing", "Feature visualization at scale"]), + section("M9.3", "Capability Evals + Forecasting", + tracks=["Dangerous-capability eval design (Apollo/METR/ARC)", "Pre-deployment compute forecasting (>10^25 FLOPs)", "Compute governance + traceability", "Capability prediction markets"]), + section("M9.4", "Formal Methods + PETs", + tracks=["TLA+/Lean/Coq invariants for AGI", "FV-LexAI policy-proof", "Differential privacy + federated learning + HE + SMPC at scale", "Confidential computing roadmap"]), + section("M9.5", "Civilizational Mechanisms", + tracks=["CEGL design + ratification path", "GASRGP/GASC/GAISM treaty drafting", "Trust Derivatives Layer economics", "AGI stewardship (10-50y horizon)", "Long-term welfare metrics"]), + ]) + +MODULES = [m1, m2, m3, m4, m5, m6, m7, m8, m9] + +# ========================================================================= +# Distinctive arrays (12) +# ========================================================================= + +sentinelLayers = [ + sentinel_layer("SL-01", "L1 Substrate", "Confidential compute (SEV-SNP/TDX/Nitro)", attest="hardware-rooted"), + sentinel_layer("SL-02", "L1 Substrate", "HSM-backed KMS FIPS 140-3 L3", attest="HSM"), + sentinel_layer("SL-03", "L2 Control Plane", "3-of-5 quorum with FIDO2 + ML-DSA tokens", approvers=["CRO","CISO","CDAO","Board AI Chair","External AISI rep"]), + sentinel_layer("SL-04", "L2 Control Plane", "Kinetic override (PDU-level smart power cutoff)", drill="quarterly"), + sentinel_layer("SL-05", "L2 Control Plane", "48h time-lock between approval and execution"), + sentinel_layer("SL-06", "L3 Containment", "T0-T4 tier enforcement + invariant guards"), + sentinel_layer("SL-07", "L3 Containment", "Formally-verified invariants (TLA+/Lean)"), + sentinel_layer("SL-08", "L4 Alignment", "RLHF + DPO + Constitutional + Process supervision"), + sentinel_layer("SL-09", "L4 Alignment", "ARI scoring + alignment gate (>=0.9 frontier)"), + sentinel_layer("SL-10", "L5 Interpretability", "Mechanistic interpretability + SAE + probes"), + sentinel_layer("SL-11", "L6 Evaluation", "HELM + ARC + METR + Apollo + custom domain evals"), + sentinel_layer("SL-12", "L7 Telemetry", "Capability dashboards + threshold alerts"), + sentinel_layer("SL-13", "L8 Coordination", "AISI MoUs (UK/US/EU/SG/JP/CA)"), +] + +wfapCapabilities = [ + wfap_capability("WC-01", "L1 Data", "Feature store + Iceberg lake + lineage", tech=["Tecton","Feast","Iceberg","Atlan"]), + wfap_capability("WC-02", "L2 Model Plane", "Training + Registry + Serving (MLflow/Vertex/SageMaker/Databricks)"), + wfap_capability("WC-03", "L2 Model Plane", "Multi-region active-active inference"), + wfap_capability("WC-04", "L3 RAG", "Embeddings + Vector DB (pgvector/Milvus/Pinecone/Vespa)"), + wfap_capability("WC-05", "L3 RAG", "Reranker + retrieval evals (Ragas/BeIR)"), + wfap_capability("WC-06", "L3 RAG", "Provenance + C2PA on outputs"), + wfap_capability("WC-07", "L4 Agentic", "Planner + Executor + Tool-use sandbox"), + wfap_capability("WC-08", "L4 Agentic", "Per-tool OPA authorization + budget caps"), + wfap_capability("WC-09", "L5 Governance", "MRM gate + DPIA gate + RedTeam gate + EU AI Act class gate"), + wfap_capability("WC-10", "L5 Governance", "FCRA/ECOA fairness gate for credit/HR"), + wfap_capability("WC-11", "L6 Observability", "OTel + Datadog/Splunk + drift + fairness + cost"), + wfap_capability("WC-12", "L6 Observability", "p99 latency + cost SLOs per route"), + wfap_capability("WC-13", "L7 Hub Integration", "GraphQL Federation + Kafka aigov.* + Evidence Pack"), +] + +complianceLinks = [ + compliance_link("CL-01", "EU AI Act", "Art. 9 risk management", control="CTL-03 + MRM lifecycle"), + compliance_link("CL-02", "EU AI Act", "Art. 10 data governance", control="CTL-05 + DPIA + ROPA"), + compliance_link("CL-03", "EU AI Act", "Art. 14 human oversight", control="CTL-17 + Art-22 path"), + compliance_link("CL-04", "EU AI Act", "Art. 15 accuracy/robustness/cyber", control="MRM + red-team + K8s sec"), + compliance_link("CL-05", "EU AI Act", "Art. 53 GPAI tech doc", control="EP-11 GPAI dossier"), + compliance_link("CL-06", "EU AI Act", "Art. 55 GPAI systemic", control="Red-team + AISI evals"), + compliance_link("CL-07", "NIST AI RMF", "GOVERN-1.1", control="Board AI Risk Cmt + RAS"), + compliance_link("CL-08", "NIST AI RMF", "MAP-2.1", control="AI Risk Register"), + compliance_link("CL-09", "NIST AI RMF", "MEASURE-2.7", control="Red-team pre-deploy"), + compliance_link("CL-10", "NIST AI RMF", "MANAGE-2.2", control="Drift + fairness monitoring"), + compliance_link("CL-11", "ISO 42001", "Clause 5.2 Policy", control="POL-01 Board-signed"), + compliance_link("CL-12", "ISO 42001", "Clause 6.1.2 Risk", control="POL-02 RAS + Risk Register"), + compliance_link("CL-13", "GDPR", "Art. 22 automated decisions", control="Art-22 invocation logs"), + compliance_link("CL-14", "GDPR", "Art. 35 DPIA", control="DPIA registry"), + compliance_link("CL-15", "SR 11-7", "Section V effective challenge", control="Independent validation"), + compliance_link("CL-16", "OCC 2011-12", "Section III development", control="Model dev doc"), + compliance_link("CL-17", "Basel III/IV", "IRB/IMA validation", control="MRM Tier-1 annual"), + compliance_link("CL-18", "FCRA", "615(a) adverse action <=30d", control="Notice generation logs"), + compliance_link("CL-19", "ECOA Reg-B", "1002.9 adverse action", control="Disparate impact report"), + compliance_link("CL-20", "FCA Consumer Duty", "PRIN 2A foreseeable harm", control="CDC-Score + assessment"), + compliance_link("CL-21", "SMCR", "SMF-AI Statement", control="Senior manager attest"), + compliance_link("CL-22", "MAS FEAT", "Fairness principle", control="Quarterly fairness audit"), + compliance_link("CL-23", "HKMA GP-1/GS-2", "Governance + GenAI", control="AI governance attestation"), + compliance_link("CL-24", "SEC 17a-4", "WORM (f)", control="WORM attestation"), + compliance_link("CL-25", "DORA", "Art. 19 major incident <=4h", control="IR runbook + DORA SLA"), + compliance_link("CL-26", "NIS2", "Risk mgmt + incident reporting", control="CISO+CCO runbooks"), + compliance_link("CL-27", "G7 Hiroshima", "Code of Conduct annual report", control="Hiroshima reporting"), + compliance_link("CL-28", "CEGL", "Ethical impact assessment", control="Cross-cultural ethics board"), +] + +safetyMechanisms = [ + safety_mechanism("SM-01", "T0", "Hermetic VPC + synthetic data + zero egress"), + safety_mechanism("SM-02", "T1", "Shadow mode, real data, no actuation"), + safety_mechanism("SM-03", "T2", "Canary <=1% + auto-rollback on KPI breach"), + safety_mechanism("SM-04", "T3", "Nitro Enclaves / TDX / SEV-SNP + dual-control deploy"), + safety_mechanism("SM-05", "T4", "3-of-5 quorum (FIDO2 + ML-DSA tokens)"), + safety_mechanism("SM-06", "T4", "Kinetic override (smart PDU API + manual)"), + safety_mechanism("SM-07", "T4", "48h time-lock between approval and execution"), + safety_mechanism("SM-08", "Invariant", "No-egress (net namespace bind external denied)"), + safety_mechanism("SM-09", "Invariant", "No-weight-export (filesystem ACL + LSM)"), + safety_mechanism("SM-10", "Invariant", "Compute budget cgroup CPU/GPU signed caps"), + safety_mechanism("SM-11", "Invariant", "Capability ceiling continuous-eval enforced"), + safety_mechanism("SM-12", "Formal", "TLA+ specs for control plane"), + safety_mechanism("SM-13", "Formal", "Lean/Coq proofs for critical invariants"), + safety_mechanism("SM-14", "Eval", "ARC Evals dangerous-capability suite"), + safety_mechanism("SM-15", "Eval", "METR autonomous coding + self-replication"), + safety_mechanism("SM-16", "Eval", "Apollo persuasion + deception probes"), + safety_mechanism("SM-17", "Coordination", "AISI <=24h SEV-0 notification"), + safety_mechanism("SM-18", "Coordination", "EU AI Office <=15d notification"), +] + +fsControls = [ + fs_control("FS-01", "Tier-1 Model", "SR 11-7 annual independent validation", regime="US Fed"), + fs_control("FS-02", "Tier-1 Model", "OCC 2011-12 effective challenge", regime="OCC"), + fs_control("FS-03", "Capital", "Pillar 2 AI risk capital add-on", regime="Basel III/IV"), + fs_control("FS-04", "Capital", "ICAAP annual AI risk section", regime="Basel III/IV"), + fs_control("FS-05", "Market Risk", "FRTB IMA backtesting + P&L attribution", regime="Basel III/IV"), + fs_control("FS-06", "Credit Risk", "PD/LGD/EAD IRB validation", regime="Basel III/IV"), + fs_control("FS-07", "Credit Risk", "IFRS 9/CECL ECL validation", regime="IFRS/FASB"), + fs_control("FS-08", "Stress", "CCAR/DFAST stress model validation", regime="US Fed"), + fs_control("FS-09", "Consumer", "FCRA 615(a) <=30d adverse-action notice", regime="FCRA"), + fs_control("FS-10", "Consumer", "ECOA Reg-B 1002 disparate-impact quarterly", regime="ECOA"), + fs_control("FS-11", "Consumer", "FCA Consumer Duty PRIN 2A foreseeable harm", regime="FCA"), + fs_control("FS-12", "Conduct", "SMCR SMF-AI Statement of Responsibilities", regime="FCA/PRA"), + fs_control("FS-13", "Records", "SEC 17a-4(f) WORM + third-party attestation", regime="SEC"), + fs_control("FS-14", "Disclosure", "SEC 8-K <=4 BD material AI cyber", regime="SEC"), + fs_control("FS-15", "Operational", "DORA major incident <=4h", regime="EU DORA"), + fs_control("FS-16", "Third-Party", "Critical TPRM register per DORA Art. 28-30", regime="EU DORA"), + fs_control("FS-17", "Systemic", "G-SIFI peer correlation monitoring", regime="FSB/BIS"), + fs_control("FS-18", "Systemic", "Procyclicality dampers + concentration limits", regime="Basel"), +] + +civStacks = [ + civ_stack("CV-01", "L1 CEGL", "Ethical impact assessments at civilizational scale"), + civ_stack("CV-02", "L1 CEGL", "Cross-cultural ethics review boards"), + civ_stack("CV-03", "L1 CEGL", "Long-term welfare metrics + UN SDG alignment"), + civ_stack("CV-04", "L2 LexAI-DSL", "Encode AI law/policy as machine-checkable specs"), + civ_stack("CV-05", "L2 LexAI-DSL", "Bundle distribution + signed proofs"), + civ_stack("CV-06", "L3 FV-LexAI", "TLA+/Lean formal verification of policy adherence"), + civ_stack("CV-07", "L3 FV-LexAI", "Policy-bundle proofs for deployments"), + civ_stack("CV-08", "L4 GASRGP", "Inter-state coordination protocol"), + civ_stack("CV-09", "L4 GASC", "Multi-stakeholder Global AI Safety Council"), + civ_stack("CV-10", "L4 GAISM", "Long-horizon stewardship mechanism"), + civ_stack("CV-11", "L5 GTI", "Composite Global Trust Index >=0.85 by 2030"), + civ_stack("CV-12", "L5 Trust Derivatives", "Insurance + capital instruments anchored to GTI"), + civ_stack("CV-13", "L6 G7 Engagement", "Hiroshima Code of Conduct annual"), + civ_stack("CV-14", "L6 AI Safety Summits", "Bletchley/Seoul/Paris participation"), + civ_stack("CV-15", "L6 UN Engagement", "UN AI Advisory Body alignment"), +] + +opSubstrates = [ + opsub("OS-01", "Kafka", "aigov.* audit topics + Schema Registry + tiered storage"), + opsub("OS-02", "Kafka", "ML-DSA merkle root + RFC 3161 TSA + optional public chain"), + opsub("OS-03", "Kubernetes", "EKS/GKE/AKS/OpenShift with Cilium + Istio mesh"), + opsub("OS-04", "Kubernetes", "PSA restricted + Kyverno + Gatekeeper + VAP"), + opsub("OS-05", "Kubernetes", "Falco + Tetragon eBPF runtime security"), + opsub("OS-06", "Kubernetes", "Confidential Containers (CoCo) + Nitro Enclaves"), + opsub("OS-07", "OPA/Rego", "Admission + Deployment + Runtime + Data plane"), + opsub("OS-08", "OPA/Rego", "OPAL bundle distribution + Cosign-signed"), + opsub("OS-09", "OPA/Rego", "p99 <5ms decision latency + decision log to Kafka"), + opsub("OS-10", "WORM+PQC", "S3 Object Lock COMPLIANCE / Azure Immutable / GCS Bucket Lock"), + opsub("OS-11", "WORM+PQC", "FIPS 203/204/205 (ML-KEM/ML-DSA/SLH-DSA) + Hybrid TLS"), + opsub("OS-12", "MRM", "Single platform: SR 11-7 + OCC 2011-12 + Basel + ICAAP"), + opsub("OS-13", "MRM", "Tier-1 annual + Tier-2 biennial + Tier-3 every 3y"), + opsub("OS-14", "Red-Team", "Internal + external (ToB/NCC/BB) + crowdsourced (H1)"), + opsub("OS-15", "Red-Team", "MITRE ATLAS + OWASP LLM Top 10 + NIST AI 100-2 + ARC Evals"), + opsub("OS-16", "AGI Containment", "T0-T4 + 3-of-5 quorum + kinetic + invariants"), + opsub("OS-17", "AGI Containment", "AISI MoUs + EU AI Office pre-training notification"), + opsub("OS-18", "Hub", "Event-sourced + GraphQL Federation + OIDC + WORM-backed"), + opsub("OS-19", "Hub", "Regulator portal (read-only) + Board Reporting Suite"), + opsub("OS-20", "Hub", "Multi-region active-active + Argo CD GitOps + Crossplane"), +] + +roadmapItems = [ + roadmap_item("RM-01", "P1 Foundation", "Board AI Policy + RAS signed", year="H1 2026"), + roadmap_item("RM-02", "P1 Foundation", "Hub MVP + Kafka audit topics", year="H1 2026"), + roadmap_item("RM-03", "P1 Foundation", "ISO 42001 gap assessment", year="H1 2026"), + roadmap_item("RM-04", "P2 Pilot", "ISO 42001 stage-1 audit", year="H2 2026"), + roadmap_item("RM-05", "P2 Pilot", "OPA prod gates + WORM 1 region", year="H2 2026"), + roadmap_item("RM-06", "P2 Pilot", "First GPAI Art. 55 attestation", year="H2 2026"), + roadmap_item("RM-07", "P3 Scale", "ISO 42001 certified", year="2027"), + roadmap_item("RM-08", "P3 Scale", "Full EU AI Act high-risk coverage", year="2027"), + roadmap_item("RM-09", "P3 Scale", "PQC ML-DSA on all seals", year="2027"), + roadmap_item("RM-10", "P4 Federate", "Hub federation across G-SIFI peers initiated", year="2028"), + roadmap_item("RM-11", "P4 Federate", "T4 frontier evals operational + AISI MoUs", year="2028"), + roadmap_item("RM-12", "P5 Industrialize", "Federated PETs + confidential default T3", year="2029"), + roadmap_item("RM-13", "P5 Industrialize", "Trust Derivatives Layer pilot", year="2029"), + roadmap_item("RM-14", "P6 Civilizationalize", "PQC 100% + AGI T4 industrialized", year="2030"), + roadmap_item("RM-15", "P6 Civilizationalize", "GTI>=0.85 + CGI>=0.75 + treaty anchoring", year="2030"), +] + +regulatorArtifacts = [ + reg_artifact("RB-01", "EU AI Act", "Art. 9/10/14/15 high-risk dossier"), + reg_artifact("RB-02", "EU AI Act GPAI", "Art. 53 technical documentation + copyright"), + reg_artifact("RB-03", "EU AI Act GPAI", "Art. 55 systemic-risk evals + incidents"), + reg_artifact("RB-04", "GDPR", "ROPA + DPIA registry + Art-22 invocation logs"), + reg_artifact("RB-05", "EU DORA", "Major incident register <=4h SLA"), + reg_artifact("RB-06", "FCA", "Consumer Duty Board Report"), + reg_artifact("RB-07", "FCA/PRA", "SS1/23 model risk attestation"), + reg_artifact("RB-08", "SMCR", "SMF-AI Statement of Responsibilities"), + reg_artifact("RB-09", "US Fed", "SR 11-7 attestation + ICAAP AI section"), + reg_artifact("RB-10", "OCC", "2011-12 evidence + model dev/validation docs"), + reg_artifact("RB-11", "SEC", "10-K AI risk factors + 8-K material cyber"), + reg_artifact("RB-12", "SEC", "17a-4(f) WORM third-party attestation"), + reg_artifact("RB-13", "FINRA", "3110/4511 records evidence"), + reg_artifact("RB-14", "CFPB", "FCRA/ECOA disparate-impact reports"), + reg_artifact("RB-15", "MAS", "FEAT principles attestation + TRM"), + reg_artifact("RB-16", "HKMA", "GP-1 governance + GS-2 GenAI evidence"), + reg_artifact("RB-17", "OSFI", "E-23 (Canada) attestation"), + reg_artifact("RB-18", "FINMA", "AI guidance attestation"), + reg_artifact("RB-19", "G7", "Hiroshima Code of Conduct annual report"), + reg_artifact("RB-20", "AISI", "Bilateral MoU evals + incident sharing"), + reg_artifact("RB-21", "UN AI Advisory", "Alignment + ethical impact assessments"), + reg_artifact("RB-22", "CEGL", "Cross-cultural ethical impact reports"), +] + +researchTracks = [ + research_track("RT-01", "Alignment", "RLHF/DPO scaling laws + frontier"), + research_track("RT-02", "Alignment", "Constitutional AI extensions"), + research_track("RT-03", "Alignment", "Debate + critique-and-revise"), + research_track("RT-04", "Alignment", "Recursive reward modeling"), + research_track("RT-05", "Alignment", "Scalable oversight (sandwiching/weak-to-strong)"), + research_track("RT-06", "Interpretability", "Mechanistic interpretability circuits"), + research_track("RT-07", "Interpretability", "Sparse autoencoders at frontier scale"), + research_track("RT-08", "Capability", "Dangerous-capability eval design"), + research_track("RT-09", "Capability", "Pre-deployment compute forecasting"), + research_track("RT-10", "Formal", "TLA+/Lean invariants for AGI control plane"), + research_track("RT-11", "Formal", "FV-LexAI policy-proof at scale"), + research_track("RT-12", "PETs", "Federated learning + DP + HE + SMPC"), + research_track("RT-13", "Civilizational", "CEGL design + ratification path"), + research_track("RT-14", "Civilizational", "GASRGP/GASC/GAISM treaty drafting"), + research_track("RT-15", "Civilizational", "Trust Derivatives Layer economics"), + research_track("RT-16", "Stewardship", "AGI long-horizon (10-50y) stewardship"), +] + +dependencies = [ + dep("DEP-01", "RM-01 Board AI Policy", "RM-02 Hub MVP"), + dep("DEP-02", "RM-02 Hub MVP", "RM-04 ISO 42001 stage-1 audit"), + dep("DEP-03", "RM-03 ISO 42001 gap", "RM-04 ISO 42001 stage-1 audit"), + dep("DEP-04", "RM-04 ISO 42001 stage-1", "RM-07 ISO 42001 certified"), + dep("DEP-05", "RM-05 OPA prod + WORM", "RM-09 PQC ML-DSA on all seals"), + dep("DEP-06", "RM-06 GPAI Art. 55", "RM-08 EU AI Act high-risk coverage"), + dep("DEP-07", "RM-07 ISO 42001 certified", "RM-10 Hub federation"), + dep("DEP-08", "RM-08 EU AI Act coverage", "RM-11 T4 frontier evals + AISI"), + dep("DEP-09", "RM-09 PQC ML-DSA", "RM-14 PQC 100%"), + dep("DEP-10", "RM-10 Hub federation", "RM-12 Federated PETs default T3"), + dep("DEP-11", "RM-11 T4 frontier + AISI", "RM-14 AGI T4 industrialized"), + dep("DEP-12", "RM-13 Trust Derivatives pilot", "RM-15 GTI/CGI + treaty"), + dep("DEP-13", "RM-14 AGI T4 industrialized", "RM-15 GTI/CGI + treaty"), + dep("DEP-14", "M5 CEGL", "RM-15 treaty anchoring"), + dep("DEP-15", "M3 frontier evals", "RM-11 T4 frontier operational"), +] + +# ========================================================================= +# Tail: schemas, code, KPIs, RCM, traceability, dataFlows, regulators, +# privacy, deployment, rollout90, roadmap, evidencePack, exec summary +# ========================================================================= +schemas = [ + {"sid": "SCH-01", "name": "UnifiedDecisionEvent", "fields": ["decisionId","modelId","tier","userId(tok)","timestamp","inputHash","outputHash","explanationRef","consentId","purposeId","piiClass","fairnessFlag","approverIds","opaBundleHash","sentinelAttestation","wfapTraceId"]}, + {"sid": "SCH-02", "name": "SentinelAttestation", "fields": ["aid","modelId","tier","quorumApprovers[]","kineticArmed","timeLockExpiry","invariantsVerified","ariScore","capabilityEvals","aisiNotified","timestamp"]}, + {"sid": "SCH-03", "name": "WorkflowAIProTrace", "fields": ["traceId","route","ragRetrievals[]","toolCalls[]","fairnessFlags","driftFlags","mrmTier","euAiActClass","latencyP99","costUSD"]}, + {"sid": "SCH-04", "name": "ComplianceMapping", "fields": ["cid","regime","clause","control","evidenceRef","verifiedAt","verifier"]}, + {"sid": "SCH-05", "name": "MRMValidationReport", "fields": ["reportId","modelId","tier","conceptualSoundness","ongoingMonitoring","outcomesAnalysis","fairnessReport","approvalStatus","approverIds","date","capitalImpact"]}, + {"sid": "SCH-06", "name": "ContainmentEvent", "fields": ["eventId","tier","trigger","action","approvers[]","kineticInvoked","aisiNotified","euAiOfficeNotified","timestamp","forensicSnapshotRef"]}, + {"sid": "SCH-07", "name": "RedTeamFinding", "fields": ["findingId","modelId","vector","technique","framework","severity","cvss","exploitability","impact","remediationPlan","sla","status"]}, + {"sid": "SCH-08", "name": "CapabilityEvalResult", "fields": ["evalId","modelId","suite","metric","value","threshold","breach","timestamp","trigger"]}, + {"sid": "SCH-09", "name": "EvidencePack", "fields": ["epid","regulator","period","artifacts[]","hash","signedBy","mlDsaSig","format"]}, + {"sid": "SCH-10", "name": "RegulatorNotification", "fields": ["notifId","regulator","category","severity","reportedAt","deadline","contentHash","ackRef"]}, + {"sid": "SCH-11", "name": "PolicyDoc", "fields": ["pid","domain","statement","owner","cadence","evidence","version","effectiveDate","supersedes"]}, + {"sid": "SCH-12", "name": "OPADecisionLog", "fields": ["decisionId","bundleHash","input","decision","explanation","durationMs","timestamp"]}, + {"sid": "SCH-13", "name": "TrainingRun", "fields": ["runId","modelId","datasetIds[]","flops","tokens","start","end","seed","artifacts[]","aisiNotified","euAiOfficeNotified"]}, + {"sid": "SCH-14", "name": "WORMSealRecord", "fields": ["sealId","topic","offsetRange","merkleRoot","mlDsaSig","tsaRef","publicChainAnchor","timestamp"]}, + {"sid": "SCH-15", "name": "ConsentEvent", "fields": ["consentId","customerId(tok)","purpose","status","timestamp","jurisdictions[]"]}, + {"sid": "SCH-16", "name": "TrustIndexSnapshot", "fields": ["snapshotId","period","compositeScore","componentScores","beneficiaries[]","derivativesAnchored","timestamp"]}, +] + +code = [ + {"cid": "CODE-01", "lang": "rego", "name": "policies/admission/require_signed_image.rego", "purpose": "Cosign signature admission gate"}, + {"cid": "CODE-02", "lang": "rego", "name": "policies/deployment/mrm_validation_gate.rego", "purpose": "MRM validation status gate"}, + {"cid": "CODE-03", "lang": "rego", "name": "policies/runtime/data_purpose_limitation.rego", "purpose": "GDPR purpose limitation check"}, + {"cid": "CODE-04", "lang": "rego", "name": "policies/agi/quorum_3of5.rego", "purpose": "Frontier 3-of-5 quorum + kinetic + time-lock"}, + {"cid": "CODE-05", "lang": "rego", "name": "policies/agi/capability_threshold.rego", "purpose": "Block deploy on capability threshold breach"}, + {"cid": "CODE-06", "lang": "yaml", "name": "kyverno/require-cosign.yaml", "purpose": "Kyverno Cosign verify policy"}, + {"cid": "CODE-07", "lang": "yaml", "name": "cilium/default-deny.yaml", "purpose": "Cilium default-deny NetworkPolicy"}, + {"cid": "CODE-08", "lang": "yaml", "name": "falco/rules-ai.yaml", "purpose": "Falco rules for AI workload anomalies"}, + {"cid": "CODE-09", "lang": "python", "name": "sentinel/attestation.py", "purpose": "Sentinel v2.4 attestation producer"}, + {"cid": "CODE-10", "lang": "python", "name": "wfap/governance_gate.py", "purpose": "WorkflowAI Pro governance gate (MRM+DPIA+RT+EU)"}, + {"cid": "CODE-11", "lang": "python", "name": "redteam/orchestrator.py", "purpose": "Red-team suite orchestrator (MITRE ATLAS + OWASP)"}, + {"cid": "CODE-12", "lang": "python", "name": "evals/capability_suite.py", "purpose": "ARC/METR/Apollo capability eval driver"}, + {"cid": "CODE-13", "lang": "go", "name": "services/worm-sealer/main.go", "purpose": "WORM sealer with ML-DSA-87 + merkle"}, + {"cid": "CODE-14", "lang": "go", "name": "services/decisionlog/main.go", "purpose": "Decision log producer to aigov.decisions"}, + {"cid": "CODE-15", "lang": "tla+", "name": "specs/control_plane.tla", "purpose": "TLA+ spec for AGI control plane invariants"}, + {"cid": "CODE-16", "lang": "lean", "name": "proofs/no_egress.lean", "purpose": "Lean proof of no-egress invariant"}, + {"cid": "CODE-17", "lang": "graphql", "name": "schema/hub.graphql", "purpose": "Federated GraphQL schema for Hub"}, + {"cid": "CODE-18", "lang": "yaml", "name": "argo-cd/unified-app.yaml", "purpose": "Argo CD GitOps app for unified platform"}, +] + +kpis = [ + {"kid": "KPI-01", "name": "AIMS-Coverage", "target": ">=0.95", "cadence": "Monthly"}, + {"kid": "KPI-02", "name": "MRGI", "target": ">=0.95", "cadence": "Monthly"}, + {"kid": "KPI-03", "name": "DRI", "target": ">=0.95", "cadence": "Per decision"}, + {"kid": "KPI-04", "name": "CCS", "target": ">=0.95", "cadence": "Monthly"}, + {"kid": "KPI-05", "name": "ARI", "target": ">=0.9 frontier", "cadence": "Weekly"}, + {"kid": "KPI-06", "name": "CSI", "target": ">=0.95 T3/T4", "cadence": "Continuous"}, + {"kid": "KPI-07", "name": "RTRI", "target": ">=0.9", "cadence": "Per red-team cycle"}, + {"kid": "KPI-08", "name": "CDC-Score", "target": ">=0.9", "cadence": "Quarterly"}, + {"kid": "KPI-09", "name": "CGI", "target": ">=0.75 by 2030", "cadence": "Annual"}, + {"kid": "KPI-10", "name": "GTI", "target": ">=0.85 by 2030", "cadence": "Annual"}, + {"kid": "KPI-11", "name": "RCI", "target": "=1.0", "cadence": "Per regulator engagement"}, + {"kid": "KPI-12", "name": "Models in Hub", "target": "100%", "cadence": "Monthly"}, + {"kid": "KPI-13", "name": "T2+ models with red-team report", "target": "100%", "cadence": "Monthly"}, + {"kid": "KPI-14", "name": "DPIAs current (T2+ PII)", "target": "100%", "cadence": "Monthly"}, + {"kid": "KPI-15", "name": "MRM validations on time", "target": ">=98%", "cadence": "Monthly"}, + {"kid": "KPI-16", "name": "Kafka audit durability", "target": "11x9s", "cadence": "Continuous"}, + {"kid": "KPI-17", "name": "WORM seal verification pass", "target": "100%", "cadence": "Daily"}, + {"kid": "KPI-18", "name": "OPA decision latency p99", "target": "<=5ms", "cadence": "Continuous"}, + {"kid": "KPI-19", "name": "K8s admission FP rate", "target": "<=1%", "cadence": "Monthly"}, + {"kid": "KPI-20", "name": "Critical red-team SLA <=7d", "target": ">=95%", "cadence": "Monthly"}, + {"kid": "KPI-21", "name": "Frontier capability threshold breaches", "target": "0 unreported", "cadence": "Continuous"}, + {"kid": "KPI-22", "name": "Kinetic override drills", "target": ">=4/y", "cadence": "Quarterly"}, + {"kid": "KPI-23", "name": "AISI notifications on time", "target": "100% <=24h", "cadence": "Per event"}, + {"kid": "KPI-24", "name": "EU AI Office notifications on time", "target": "100% <=15d", "cadence": "Per event"}, + {"kid": "KPI-25", "name": "SEC 8-K materiality on time", "target": "100% <=4 BD", "cadence": "Per event"}, + {"kid": "KPI-26", "name": "DORA major incident on time", "target": "100% <=4h", "cadence": "Per event"}, + {"kid": "KPI-27", "name": "FCA Consumer Duty assessments", "target": "100%", "cadence": "Annual"}, + {"kid": "KPI-28", "name": "Disparate-impact tests", "target": "100% credit/HR", "cadence": "Quarterly"}, + {"kid": "KPI-29", "name": "FCRA adverse-action <=30d", "target": "100%", "cadence": "Per event"}, + {"kid": "KPI-30", "name": "PQC migration coverage", "target": ">=80% 2028; 100% 2030", "cadence": "Annual"}, + {"kid": "KPI-31", "name": "ISO 42001 surveillance audits", "target": "no major NCRs", "cadence": "Annual"}, + {"kid": "KPI-32", "name": "Board AI Risk Cmt meetings", "target": ">=4/y", "cadence": "Quarterly"}, + {"kid": "KPI-33", "name": "G7 Hiroshima reports submitted", "target": "annual", "cadence": "Annual"}, + {"kid": "KPI-34", "name": "AI Safety Summit participations", "target": ">=1/y", "cadence": "Annual"}, +] + +riskControlMatrix = [ + {"rid": "R-01", "risk": "Unauthorized AGI capability emergence", "likelihood": "Low", "impact": "Catastrophic", "control": "T4 quorum + kinetic + invariants + AISI", "owner": "Board AI Risk Cmt"}, + {"rid": "R-02", "risk": "Sentinel attestation forge", "likelihood": "Low", "impact": "Catastrophic", "control": "HSM-backed ML-DSA + verifier service", "owner": "CISO"}, + {"rid": "R-03", "risk": "Model risk capital misstatement", "likelihood": "Med", "impact": "High", "control": "SR 11-7 + OCC 2011-12 + ICAAP", "owner": "CRO"}, + {"rid": "R-04", "risk": "GDPR Art-22 violation", "likelihood": "Med", "impact": "High", "control": "DPIA + Art-22 path + OPA runtime", "owner": "DPO"}, + {"rid": "R-05", "risk": "FCRA/ECOA disparate impact", "likelihood": "Med", "impact": "High", "control": "Quarterly DI tests + fairness gate", "owner": "CCO"}, + {"rid": "R-06", "risk": "EU AI Act high-risk non-compliance", "likelihood": "Med", "impact": "High", "control": "Art. 9/10/14/15 controls + GPAI evidence", "owner": "CCO"}, + {"rid": "R-07", "risk": "FCA Consumer Duty breach", "likelihood": "Med", "impact": "High", "control": "Foreseeable-harm + SMF-AI", "owner": "SMF-AI"}, + {"rid": "R-08", "risk": "Kafka audit tampering", "likelihood": "Low", "impact": "High", "control": "WORM + PQC seal + indep verifier", "owner": "CISO"}, + {"rid": "R-09", "risk": "K8s container escape", "likelihood": "Low", "impact": "High", "control": "PSA restricted + Falco + Tetragon + CoCo", "owner": "CISO"}, + {"rid": "R-10", "risk": "OPA policy bypass", "likelihood": "Low", "impact": "High", "control": "Signed bundles + GitOps + decision log", "owner": "CISO"}, + {"rid": "R-11", "risk": "Prompt injection causing data leak", "likelihood": "High", "impact": "Med", "control": "Red-team + OPA runtime + WFAP gates", "owner": "CDAO"}, + {"rid": "R-12", "risk": "Training data poisoning", "likelihood": "Low", "impact": "High", "control": "Data provenance + canary detection", "owner": "CDAO"}, + {"rid": "R-13", "risk": "DORA major incident deadline miss", "likelihood": "Low", "impact": "High", "control": "IR runbook + DORA <=4h SLA", "owner": "CISO"}, + {"rid": "R-14", "risk": "SEC cyber disclosure miss", "likelihood": "Low", "impact": "High", "control": "Materiality playbook <=4 BD", "owner": "CFO+CCO"}, + {"rid": "R-15", "risk": "Third-party AI vendor failure", "likelihood": "Med", "impact": "Med", "control": "Critical TPRM per DORA", "owner": "Head TPRM"}, + {"rid": "R-16", "risk": "PQC migration delay", "likelihood": "Med", "impact": "Med", "control": "Hybrid TLS + roadmap CNSA 2.0", "owner": "CISO"}, + {"rid": "R-17", "risk": "Civilizational treaty divergence", "likelihood": "Med", "impact": "Med", "control": "CEGL + G7/UN engagement", "owner": "Group Public Affairs"}, + {"rid": "R-18", "risk": "Trust Derivatives mispricing", "likelihood": "Low", "impact": "Med", "control": "GTI methodology audit + reinsurance", "owner": "Group Treasury"}, + {"rid": "R-19", "risk": "Frontier compute >10^25 FLOPs unnotified", "likelihood": "Low", "impact": "High", "control": "Compute governance + auto-notify", "owner": "CDAO"}, + {"rid": "R-20", "risk": "MAS/HKMA APAC fairness non-compliance", "likelihood": "Med", "impact": "Med", "control": "FEAT + GP-1/GS-2 controls", "owner": "Regional CCO APAC"}, +] + +traceability = [ + {"tid": "T-01", "control": "AIMS Policy", "regime": "ISO 42001", "clause": "5.2", "evidence": "Board-signed AI Policy"}, + {"tid": "T-02", "control": "Risk Mgmt", "regime": "NIST AI RMF", "clause": "MAP-2.1", "evidence": "AI Risk Register"}, + {"tid": "T-03", "control": "EU AI Act Art. 9", "regime": "EU AI Act", "clause": "Art. 9", "evidence": "Risk mgmt system"}, + {"tid": "T-04", "control": "EU AI Act Art. 10", "regime": "EU AI Act", "clause": "Art. 10", "evidence": "Data governance docs"}, + {"tid": "T-05", "control": "EU AI Act Art. 14", "regime": "EU AI Act", "clause": "Art. 14", "evidence": "Human oversight runbook"}, + {"tid": "T-06", "control": "EU AI Act Art. 15", "regime": "EU AI Act", "clause": "Art. 15", "evidence": "Accuracy/robustness/cyber report"}, + {"tid": "T-07", "control": "GPAI Art. 53 tech doc", "regime": "EU AI Act", "clause": "Art. 53", "evidence": "GPAI tech doc"}, + {"tid": "T-08", "control": "GPAI Art. 55 systemic", "regime": "EU AI Act", "clause": "Art. 55", "evidence": "Frontier evals + incidents"}, + {"tid": "T-09", "control": "GDPR DPIA", "regime": "GDPR", "clause": "Art. 35", "evidence": "DPIA registry"}, + {"tid": "T-10", "control": "GDPR Art-22", "regime": "GDPR", "clause": "Art. 22", "evidence": "Art-22 invocation logs"}, + {"tid": "T-11", "control": "FCRA adverse action", "regime": "FCRA", "clause": "615(a)", "evidence": "Notice generation logs"}, + {"tid": "T-12", "control": "ECOA Reg-B", "regime": "ECOA", "clause": "1002.9", "evidence": "Disparate-impact report"}, + {"tid": "T-13", "control": "SR 11-7", "regime": "US Fed", "clause": "Section V", "evidence": "Independent validation"}, + {"tid": "T-14", "control": "OCC 2011-12", "regime": "OCC", "clause": "Section III", "evidence": "Model dev doc"}, + {"tid": "T-15", "control": "FCA Consumer Duty", "regime": "FCA", "clause": "PRIN 2A", "evidence": "Consumer Duty Board report"}, + {"tid": "T-16", "control": "SMCR SMF-AI", "regime": "FCA/PRA", "clause": "SMF-AI", "evidence": "Statement of Responsibilities"}, + {"tid": "T-17", "control": "MAS FEAT", "regime": "MAS", "clause": "FEAT", "evidence": "Attestation"}, + {"tid": "T-18", "control": "HKMA GP-1/GS-2", "regime": "HKMA", "clause": "GP-1+GS-2", "evidence": "Attestation"}, + {"tid": "T-19", "control": "DORA major incident", "regime": "EU DORA", "clause": "Art. 19", "evidence": "Incident reporting log"}, + {"tid": "T-20", "control": "SEC 17a-4 WORM", "regime": "SEC", "clause": "17 CFR 240.17a-4(f)", "evidence": "WORM attestation"}, + {"tid": "T-21", "control": "G7 Hiroshima", "regime": "G7", "clause": "Code of Conduct", "evidence": "Annual report"}, + {"tid": "T-22", "control": "CEGL ethical", "regime": "CEGL", "clause": "Civilizational", "evidence": "Ethical impact assessment"}, +] + +dataFlows = [ + {"fid": "DF-01", "src": "Feature store", "sink": "Sentinel + WFAP inference", "class": "PII tokenized", "purpose": "decisioning"}, + {"fid": "DF-02", "src": "Sentinel + WFAP", "sink": "Kafka aigov.decisions", "class": "tokenized", "purpose": "audit"}, + {"fid": "DF-03", "src": "Kafka aigov.decisions", "sink": "WORM S3 Object Lock", "class": "sealed", "purpose": "retention"}, + {"fid": "DF-04", "src": "Kafka aigov.decisions", "sink": "Trino on Iceberg", "class": "tokenized", "purpose": "query"}, + {"fid": "DF-05", "src": "Trino", "sink": "Hub Decision Log Explorer", "class": "RBAC-filtered", "purpose": "UI"}, + {"fid": "DF-06", "src": "Hub", "sink": "Regulator Portal", "class": "read-only scoped", "purpose": "regulator"}, + {"fid": "DF-07", "src": "GitHub policies repo", "sink": "OPAL distribution", "class": "signed", "purpose": "policy"}, + {"fid": "DF-08", "src": "OPAL", "sink": "OPA sidecars + Gatekeeper", "class": "signed bundle", "purpose": "enforce"}, + {"fid": "DF-09", "src": "OPA", "sink": "Kafka aigov.access + policy-changes", "class": "decision log", "purpose": "audit"}, + {"fid": "DF-10", "src": "Sentinel quorum", "sink": "Kafka aigov.containment-events", "class": "SEV-0/1", "purpose": "regulator"}, + {"fid": "DF-11", "src": "AGI Watchtower evals", "sink": "Kafka aigov.eval-results + Hub", "class": "capability scores", "purpose": "containment"}, + {"fid": "DF-12", "src": "MRM Workbench", "sink": "Hub + ICAAP capital model", "class": "metadata", "purpose": "lifecycle"}, + {"fid": "DF-13", "src": "Red-team tools", "sink": "Kafka aigov.red-team-findings", "class": "findings", "purpose": "remediation"}, + {"fid": "DF-14", "src": "Hub Evidence Pack service", "sink": "Regulator endpoints (EU AI Office, FCA, MAS, HKMA, SEC)", "class": "signed evidence", "purpose": "submission"}, + {"fid": "DF-15", "src": "GTI calculator", "sink": "Trust Derivatives Layer + Hub", "class": "composite score", "purpose": "civilizational"}, +] + +regulators = [ + {"reg": "EU AI Office", "scope": "EU AI Act + GPAI", "cadence": "Quarterly + on incident"}, + {"reg": "European Data Protection Board", "scope": "GDPR", "cadence": "On incident + on request"}, + {"reg": "FCA", "scope": "Consumer Duty + SMCR + SS1/23", "cadence": "Annual"}, + {"reg": "PRA", "scope": "SS1/23 model risk", "cadence": "Annual"}, + {"reg": "Bank of England", "scope": "Systemic + DORA-eq", "cadence": "Annual"}, + {"reg": "ECB SSM", "scope": "Eurozone banking", "cadence": "Annual SREP"}, + {"reg": "US Federal Reserve", "scope": "SR 11-7", "cadence": "Annual + supervisory"}, + {"reg": "OCC", "scope": "OCC 2011-12", "cadence": "Annual"}, + {"reg": "FDIC", "scope": "US insured banks", "cadence": "Annual"}, + {"reg": "CFPB", "scope": "FCRA/ECOA consumer", "cadence": "On complaint + sweeps"}, + {"reg": "SEC", "scope": "17a-4 + 10-K/8-K + cyber", "cadence": "Per event + annual"}, + {"reg": "FINRA", "scope": "3110/4511", "cadence": "Annual exam"}, + {"reg": "MAS", "scope": "FEAT + TRM", "cadence": "Annual"}, + {"reg": "HKMA", "scope": "GP-1 + GS-2", "cadence": "Annual"}, + {"reg": "OSFI", "scope": "E-23", "cadence": "Annual"}, + {"reg": "FINMA", "scope": "AI guidance", "cadence": "Annual"}, + {"reg": "UK AISI", "scope": "Frontier evals + incidents", "cadence": "Bilateral MoU"}, + {"reg": "US AISI (NIST)", "scope": "Frontier evals", "cadence": "Bilateral MoU"}, + {"reg": "UN AI Advisory Body", "scope": "Civilizational alignment", "cadence": "Annual"}, +] + +privacy = { + "dpiaPolicy": "Required for all T2+ with PII or special category", + "rightsOps": ["Access (Art. 15)", "Rectification (Art. 16)", "Erasure (Art. 17)", "Restriction (Art. 18)", "Portability (Art. 20)", "Object (Art. 21)", "Art-22 human review"], + "transferMechanisms": ["EU SCC 2021/914", "UK IDTA", "Adequacy", "BCRs"], + "minimization": "Purpose-limitation enforced via OPA runtime; data minimization audited annually", + "pets": ["Differential privacy", "Federated learning + secure aggregation", "Homomorphic encryption (CKKS/BGV)", "SMPC", "Confidential computing (SEV-SNP/TDX/Nitro)"], +} + +deployment = { + "tiering": "T0 sandbox -> T1 staging -> T2 canary <=1% -> T3 prod Nitro Enclaves -> T4 frontier air-gapped", + "gitops": "Argo CD + Crossplane + Terraform; signed manifests; environment promotion via PR", + "regions": ["us-east-1","us-west-2","eu-west-1","eu-central-1","ap-southeast-1","ap-northeast-1","uk-south","ca-central-1"], + "multiCloud": "Active-active AWS+Azure+GCP with on-prem OpenShift fallback", + "dr": {"rto": "<=4h Hub UI; <=1h decision log", "rpo": "<=15min", "drills": "quarterly full failover + tabletop"}, +} + +rollout90 = [ + {"day": "0-30", "focus": "Foundation", "deliverables": ["AI Policy + RAS signed", "Risk Register v1", "Hub MVP", "Kafka audit topics", "Sentinel attestation prototype", "WFAP governance gate prototype", "ISO 42001 gap assessment"]}, + {"day": "31-60", "focus": "Controls", "deliverables": ["OPA admission gates in dev/staging", "MRM Workbench T1 loaded", "WORM tier in 1 region", "DPIA registry populated", "Red-team baseline on top-10 T2 models", "FCA Consumer Duty foreseeable-harm framework", "First capability eval suite run"]}, + {"day": "61-90", "focus": "Production + Regulator", "deliverables": ["OPA gates in prod for T2+", "WORM multi-region", "First Board AI Risk Cmt quarterly", "FCRA/ECOA disparate-impact pipeline", "Regulator portal (read-only)", "First evidence pack generated", "AISI bilateral MoU initiated"]}, +] + +roadmap = [ + {"yr": "2026 H1", "milestone": "Foundation: Hub MVP + ISO 42001 gap + Kafka audit + Sentinel prototype + WFAP gates"}, + {"yr": "2026 H2", "milestone": "Pilot: ISO 42001 stage-1 + OPA prod gates + first GPAI Art. 55 + DPIA registry"}, + {"yr": "2027", "milestone": "Scale: ISO 42001 certified + EU AI Act high-risk coverage + PQC ML-DSA + MRM consolidated"}, + {"yr": "2028", "milestone": "Federate: Hub G-SIFI federation + T4 frontier evals + AISI MoUs + PQC >=80%"}, + {"yr": "2029", "milestone": "Industrialize: Federated PETs default T3 + Trust Derivatives pilot + CEGL operational"}, + {"yr": "2030", "milestone": "Civilizationalize: PQC 100% + AGI T4 industrialized + GTI>=0.85 + CGI>=0.75 + treaty anchoring"}, +] + +evidencePack = [ + {"epid": "EP-01", "name": "AIMS Manual + Scope Statement", "format": "PDF + JSON-LD"}, + {"epid": "EP-02", "name": "AI Risk Register snapshot", "format": "CSV + signed"}, + {"epid": "EP-03", "name": "Model Inventory snapshot", "format": "CSV + JSON"}, + {"epid": "EP-04", "name": "MRM Validation Reports", "format": "PDF bundle"}, + {"epid": "EP-05", "name": "DPIA Registry", "format": "CSV + JSON"}, + {"epid": "EP-06", "name": "Fairness/Disparate-Impact Reports", "format": "PDF"}, + {"epid": "EP-07", "name": "Red-Team Findings + Remediation", "format": "PDF + JSON"}, + {"epid": "EP-08", "name": "Kafka WORM Seal Verifications", "format": "JSON-LD signed"}, + {"epid": "EP-09", "name": "OPA Decision Log extracts", "format": "Parquet + signed manifest"}, + {"epid": "EP-10", "name": "Containment Events + AISI Notifications", "format": "JSON-LD signed"}, + {"epid": "EP-11", "name": "GPAI Art. 53 Technical Documentation", "format": "PDF + JSON-LD"}, + {"epid": "EP-12", "name": "GPAI Art. 55 Systemic-Risk Evals + Incidents", "format": "PDF + JSON-LD"}, + {"epid": "EP-13", "name": "FCRA/ECOA Adverse Action Notice Logs", "format": "Parquet"}, + {"epid": "EP-14", "name": "Consumer Duty Board Report", "format": "PDF"}, + {"epid": "EP-15", "name": "ICAAP AI Risk Section", "format": "PDF"}, + {"epid": "EP-16", "name": "PQC Migration Status Report", "format": "PDF + JSON"}, + {"epid": "EP-17", "name": "Sentinel v2.4 Attestation Bundle", "format": "JSON-LD signed"}, + {"epid": "EP-18", "name": "WorkflowAI Pro Architecture + Trace Sample", "format": "PDF + JSON"}, + {"epid": "EP-19", "name": "Capability Eval Suite Results (ARC/METR/Apollo)", "format": "PDF + JSON"}, + {"epid": "EP-20", "name": "Civilizational Engagement Pack (G7/UN/AISI)", "format": "PDF"}, +] + +executiveSummary = { + "thesis": "WP-059 unifies WP-057 (civilizational/regulator-submission master blueprint) and WP-058 (enterprise AI/AGI governance operating model) into a single master synthesis: Sentinel AI v2.4 + WorkflowAI Pro reference architectures over a shared substrate (Kafka + K8s + OPA + WORM + PQC + Hub), bidirectionally mapped to 28 regulatory regimes, with frontier AGI/ASI containment T0-T4, financial-services MRM + systemic-risk controls, civilizational governance stacks (CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, GTI + Trust Derivatives), and a dependency-aware 5-year roadmap.", + "investment": "USD 200-550M / 5y; NPV USD 600-1700M risk-adjusted", + "uplift": "USD 20-50M envelope; USD 100-200M NPV vs WP-058 (civilizational treaty layer + frontier T4 industrialization)", + "headlineRisks": [ + "Unauthorized AGI capability emergence", + "EU AI Act 2026 high-risk non-compliance", + "FCRA/ECOA disparate impact", + "Kafka audit tampering", + "PQC migration delay", + "Civilizational treaty divergence" + ], + "topOpportunities": [ + "Single regulator-submission spine", + "G-SIFI peer Hub federation", + "Trust Derivatives Layer as new asset class", + "AISI MoUs as competitive moat", + "CEGL leadership" + ], + "ninetyDay": [ + "Board-signed AI Policy + RAS", + "Hub MVP + Sentinel attestation prototype + WFAP governance gate", + "ISO 42001 gap assessment", + "OPA admission gates in prod", + "First Capability Eval Suite run", + "AISI bilateral MoU initiated" + ], + "boardAsks": [ + "Approve USD 200-550M / 5y program envelope", + "Designate SMF-AI under SMCR", + "Charter Board AI Risk Committee + Ethics Council", + "Ratify AGI containment T4 protocol (3-of-5 + kinetic + AISI)", + "Mandate ISO 42001 certification by 2027" + ], +} + +# Final assembly +DOC["modules"] = MODULES +DOC["sentinelLayers"] = sentinelLayers +DOC["wfapCapabilities"] = wfapCapabilities +DOC["complianceLinks"] = complianceLinks +DOC["safetyMechanisms"] = safetyMechanisms +DOC["fsControls"] = fsControls +DOC["civStacks"] = civStacks +DOC["opSubstrates"] = opSubstrates +DOC["roadmapItems"] = roadmapItems +DOC["regulatorArtifacts"] = regulatorArtifacts +DOC["researchTracks"] = researchTracks +DOC["dependencies"] = dependencies +DOC["schemas"] = schemas +DOC["code"] = code +DOC["kpis"] = kpis +DOC["riskControlMatrix"] = riskControlMatrix +DOC["traceability"] = traceability +DOC["dataFlows"] = dataFlows +DOC["regulators"] = regulators +DOC["privacy"] = privacy +DOC["deployment"] = deployment +DOC["rollout90"] = rollout90 +DOC["roadmap"] = roadmap +DOC["evidencePack"] = evidencePack +DOC["executiveSummary"] = executiveSummary + +DOC["counts"] = { + "modules": len(MODULES), + "sections": sum(len(m["sections"]) for m in MODULES), + "sentinelLayers": len(sentinelLayers), + "wfapCapabilities": len(wfapCapabilities), + "complianceLinks": len(complianceLinks), + "safetyMechanisms": len(safetyMechanisms), + "fsControls": len(fsControls), + "civStacks": len(civStacks), + "opSubstrates": len(opSubstrates), + "roadmapItems": len(roadmapItems), + "regulatorArtifacts": len(regulatorArtifacts), + "researchTracks": len(researchTracks), + "dependencies": len(dependencies), + "schemas": len(schemas), + "code": len(code), + "kpis": len(kpis), + "riskControlMatrix": len(riskControlMatrix), + "traceability": len(traceability), + "dataFlows": len(dataFlows), + "regulators": len(regulators), + "rollout90": len(rollout90), + "roadmap": len(roadmap), + "evidencePack": len(evidencePack), +} + +os.makedirs(os.path.dirname(OUT), exist_ok=True) +with open(OUT, "w") as f: + json.dump(DOC, f, indent=2) + +print(f"WP-059 JSON written: {OUT}") +print(f"Size: {os.path.getsize(OUT):,} bytes ({os.path.getsize(OUT)/1024:.1f} KB)") +print(f"Counts: {DOC['counts']}") diff --git a/rag-agentic-dashboard/public/unified-synthesis-blueprint.html b/rag-agentic-dashboard/public/unified-synthesis-blueprint.html new file mode 100644 index 00000000..8e496e21 --- /dev/null +++ b/rag-agentic-dashboard/public/unified-synthesis-blueprint.html @@ -0,0 +1,130 @@ + + +Unified 2026-2030 Enterprise & Civilizational AGI/ASI Governance, Architecture, Safety & Implementation Synthesis Blueprint for Fortune 500 / Global 2000 / G-SIFIs + + +
    +

    Unified 2026-2030 Enterprise & Civilizational AGI/ASI Governance, Architecture, Safety & Implementation Synthesis Blueprint for Fortune 500 / Global 2000 / G-SIFIs

    +
    docRef UNIFIED-SYNTHESIS-BLUEPRINT-WP-059 · v1.0.0 · regulator-submission-grade-master-synthesis · Confidential / Restricted — Board, CRO, CCO, CISO, CDAO, Group Internal Audit, External Regulators (on request)
    +
    Horizon: 2026-2030+ · API prefix: /api/unified-synthesis-blueprint · builds on WP-035 · WP-040 · WP-045 · WP-050 · WP-054 · WP-055 · WP-056 · WP-057 · WP-058
    +
    +9 modules45 sections13 sentinelLayers13 wfapCapabilities28 complianceLinks18 safetyMechanisms18 fsControls15 civStacks20 opSubstrates15 roadmapItems22 regulatorArtifacts16 researchTracks15 dependencies16 schemas18 code34 kpis20 riskControlMatrix22 traceability15 dataFlows19 regulators3 rollout906 roadmap20 evidencePack +
    +
    +
    + +
    + +

    Executive Summary

    +

    Thesis: WP-059 unifies WP-057 (civilizational/regulator-submission master blueprint) and WP-058 (enterprise AI/AGI governance operating model) into a single master synthesis: Sentinel AI v2.4 + WorkflowAI Pro reference architectures over a shared substrate (Kafka + K8s + OPA + WORM + PQC + Hub), bidirectionally mapped to 28 regulatory regimes, with frontier AGI/ASI containment T0-T4, financial-services MRM + systemic-risk controls, civilizational governance stacks (CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, GTI + Trust Derivatives), and a dependency-aware 5-year roadmap.

    +

    Investment: USD 200-550M / 5y; NPV USD 600-1700M risk-adjusted · Uplift vs WP-058: USD 20-50M envelope; USD 100-200M NPV vs WP-058 (civilizational treaty layer + frontier T4 industrialization)

    +

    Headline risks: Unauthorized AGI capability emergence, EU AI Act 2026 high-risk non-compliance, FCRA/ECOA disparate impact, Kafka audit tampering, PQC migration delay, Civilizational treaty divergence

    +

    Top opportunities: Single regulator-submission spine, G-SIFI peer Hub federation, Trust Derivatives Layer as new asset class, AISI MoUs as competitive moat, CEGL leadership

    +

    First 90 days: Board-signed AI Policy + RAS, Hub MVP + Sentinel attestation prototype + WFAP governance gate, ISO 42001 gap assessment, OPA admission gates in prod, First Capability Eval Suite run, AISI bilateral MoU initiated

    +

    Board asks: Approve USD 200-550M / 5y program envelope, Designate SMF-AI under SMCR, Charter Board AI Risk Committee + Ethics Council, Ratify AGI containment T4 protocol (3-of-5 + kinetic + AISI), Mandate ISO 42001 certification by 2027

    +
    + + +

    Strategic Directive

    +

    Scope: Single master synthesis integrating Sentinel AI v2.4 + WorkflowAI Pro reference architectures with full institutional AI governance operating model, 28-regime regulatory compliance, frontier AGI/ASI safety and containment, financial-services model risk and systemic-risk controls, civilizational AI governance stacks and treaty-level mechanisms, and phased dependency-aware implementation and research roadmap — covering all operational substrates (Kafka audit logging, container/Kubernetes security, policy-as-code OPA/Rego, WORM storage with PQC, MRM, AI red-teaming, AGI containment, Enterprise AI Governance Hub) at regulator-submission grade

    +
    Outcomes
    • Sentinel AI v2.4 + WorkflowAI Pro reference architectures deployed across all material AI systems by 2028
    • ISO/IEC 42001 certified AIMS with NIST AI RMF + EU AI Act + GPAI Art. 53/55 + 28 regimes mapped
    • AGI/ASI containment T0-T4 with 3-of-5 quorum + kinetic override + AISI/EU AI Office MoUs operational by 2027
    • Enterprise AI Governance Hub federated across G-SIFI peers + regulator portals by 2029
    • Civilizational governance stacks (CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, Global Trust Index) anchored in treaties by 2030
    • Kafka + WORM + PQC tamper-evident audit operating at 99.999% durability for 25y retention
    • Kubernetes + OPA/Rego policy plane at <5ms p99 decision latency across all admission/runtime
    • AI red-teaming continuous for T2+ with EU AI Act Art. 55 frontier evals operational
    • Financial-services MRM platform consolidating SR 11-7 + OCC 2011-12 + Basel III/IV + ICAAP
    • FCA Consumer Duty + GDPR Art-22 + FCRA/ECOA + MAS FEAT + HKMA GP-1/GS-2 operationalized
    +
    Do NOT
    • Do NOT operate any AI/AGI capability without registration in Enterprise AI Governance Hub, ISO 42001 risk assessment, MRM tiering, EU AI Act risk classification, and Sentinel v2.4 attestation
    • Do NOT bypass Kafka audit, OPA/Rego policy gates, WORM/PQC sealing, MRM validation, red-team gate, or 3-of-5 frontier quorum
    • Do NOT deploy frontier (T4) systems without AISI + EU AI Office pre-notification, kinetic override drill, and formally-verified invariants
    +
    + +

    Regulatory Regimes (28)

    • EU AI Act 2024/1689 + GPAI Art. 53/55 + 2026 high-risk phase
    • NIST AI RMF 1.0 + AI 600-1 Generative Profile
    • NIST SP 800-53 Rev.5 + SP 800-218 SSDF
    • ISO/IEC 42001:2023 AIMS
    • ISO/IEC 23894:2023 AI Risk
    • ISO/IEC 27001:2022 ISMS
    • ISO/IEC 27701:2019 PIMS
    • OECD AI Principles 2019/2024
    • EU GDPR + Art. 22 + DPIA Art. 35
    • EU DORA + NIS2 + CRA
    • US FCRA 615 + ECOA Reg-B 1002
    • US Fed SR 11-7 + OCC 2011-12
    • Basel III/IV + ICAAP + FRTB + IFRS 9/CECL
    • US SEC 17a-4 + 10-K/8-K + Cyber Disclosure
    • FINRA 3110/4511
    • UK FCA Consumer Duty + PRA/FCA SS1/23 + SMCR SMF-AI
    • MAS FEAT + TRM 2021
    • HKMA GP-1 + GS-2 GenAI
    • OSFI E-23
    • FINMA AI Guidance
    • G7 Hiroshima AI Process
    • Bletchley/Seoul/Paris AI Safety Declarations
    • UN AI Advisory Body
    • CEGL (Civilizational Ethical Governance Layer)
    • LexAI-DSL + FV-LexAI
    • GASRGP / GASC / GAISM treaty stacks
    • Global Trust Index + Trust Derivatives Layer
    • NSA CNSA 2.0 PQC transition mandate
    + +

    Performance Indices

    • AIMS-Coverage: >=0.95 (ISO 42001 controls coverage)
    • MRGI: >=0.95 (Model Risk Governance Index, SR 11-7 + OCC 2011-12)
    • DRI: >=0.95 (Decision Reproducibility Index, n=10)
    • CCS: >=0.95 (Control Coverage Score across 28 regimes)
    • ARI: >=0.9 (Alignment Robustness Index, frontier)
    • CSI: >=0.95 (Containment Sufficiency Index, T3/T4)
    • RTRI: >=0.9 (Red-Team Resilience Index)
    • CDC-Score: >=0.9 (FCA Consumer Duty compliance)
    • CGI: >=0.75 (Civilizational Governance Index by 2030)
    • GTI: >=0.85 (Global Trust Index target by 2030)
    • RCI: =1.0 (Regulator Confidence Index)
    + +

    Tiers (T0-T4)

    • T0: Sandbox - isolated VPC, synthetic data, no network egress
    • T1: Staging - shadow mode, real data, no actuation
    • T2: Canary - <=1% production traffic, automated rollback
    • T3: Production - Nitro Enclaves / TDX / SEV-SNP + KMS + dual control + full audit
    • T4: Frontier Air-Gapped - 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+AISI rep) + kinetic override + 48h time-lock + AISI <=24h + EU AI Office <=15d
    + +

    Severity Levels

    • SEV-0: Civilizational / systemic - AISI <=24h, EU AI Office <=15d, Board chair, public statement consideration
    • SEV-1: Major - SEC 8-K <=4 BD, DORA <=4h, FCA <=72h, MAS <=24h
    • SEV-2: Material - regulator notification <=72h
    • SEV-3: Operational - internal escalation <=10 BD
    + +

    Investment Envelope

    +

    Envelope: USD 200-550M / 5y (Fortune 500 / G-SIFI tier unified program) · NPV: USD 600-1700M (5y risk-adjusted, includes uplift from civilizational + frontier dimensions)

    +

    Uplift vs WP-058: USD 20-50M envelope; USD 100-200M NPV from civilizational treaty layer + frontier T4 industrialization

    +
    Drivers
    • Sentinel v2.4 + WorkflowAI Pro reference architecture rollout
    • Enterprise AI Governance Hub federated build
    • MRM platform consolidation (SR 11-7 + Basel)
    • Kafka audit + WORM 25y + PQC migration
    • Kubernetes + OPA/Rego enterprise-wide
    • AGI T4 frontier containment + kinetic + quorum
    • Red-teaming program (internal+external+crowdsourced)
    • Regulator attestation tooling (EU AI Office, FCA, MAS, HKMA, SEC, FINRA)
    • Civilizational treaty layer engagement (G7, Bletchley, UN AI Advisory)
    +
    + +

    Privacy & Data Protection

    dpiaPolicy: Required for all T2+ with PII or special category
    rightsOps
    • Access (Art. 15)
    • Rectification (Art. 16)
    • Erasure (Art. 17)
    • Restriction (Art. 18)
    • Portability (Art. 20)
    • Object (Art. 21)
    • Art-22 human review
    transferMechanisms
    • EU SCC 2021/914
    • UK IDTA
    • Adequacy
    • BCRs
    minimization: Purpose-limitation enforced via OPA runtime; data minimization audited annually
    pets
    • Differential privacy
    • Federated learning + secure aggregation
    • Homomorphic encryption (CKKS/BGV)
    • SMPC
    • Confidential computing (SEV-SNP/TDX/Nitro)
    +

    Deployment Model

    tiering: T0 sandbox -> T1 staging -> T2 canary <=1% -> T3 prod Nitro Enclaves -> T4 frontier air-gapped
    gitops: Argo CD + Crossplane + Terraform; signed manifests; environment promotion via PR
    regions
    • us-east-1
    • us-west-2
    • eu-west-1
    • eu-central-1
    • ap-southeast-1
    • ap-northeast-1
    • uk-south
    • ca-central-1
    multiCloud: Active-active AWS+Azure+GCP with on-prem OpenShift fallback
    dr
    • rto: <=4h Hub UI; <=1h decision log
    • rpo: <=15min
    • drills: quarterly full failover + tabletop
    + +

    M1 — Unified Reference Architecture — Sentinel AI v2.4 + WorkflowAI Pro

    Twin reference architectures: Sentinel AI v2.4 for AGI/ASI safety + containment + alignment + interpretability; WorkflowAI Pro for production AI orchestration + RAG + agentic workflows + governance. Both anchored on common substrates: Kafka + K8s + OPA + WORM + PQC + Hub.

    M1.1. Sentinel AI v2.4 Reference Architecture

    layers
    • L1 Substrate (HW+Confidential Compute)
    • L2 Control Plane (Quorum+Kinetic+Time-Lock)
    • L3 Containment (T0-T4 + Invariants)
    • L4 Alignment (RLHF+DPO+Constitutional+Process)
    • L5 Interpretability (Mech-Interp+Probes+SAE)
    • L6 Evaluation (HELM+ARC+METR+Apollo)
    • L7 Telemetry (Capability Dashboards)
    • L8 Coordination (AISI MoUs)
    buildsOn: WP-055 Sentinel v2.4 + WP-057 architectureRefs

    M1.2. WorkflowAI Pro Reference Architecture

    layers
    • L1 Data (Feature Store + Lake + Iceberg)
    • L2 Model Plane (Training + Registry + Serving)
    • L3 RAG (Embeddings + Vector DB + Reranker)
    • L4 Agentic (Planner + Executor + Tool-Use)
    • L5 Governance (MRM + DPIA + RedTeam Gates)
    • L6 Observability (OTel + Drift + Fairness)
    • L7 Hub Integration
    buildsOn: WP-055 WorkflowAI Pro + WP-057 architectureRefs

    M1.3. Shared Operational Substrates

    substrates
    • Kafka audit bus + Schema Registry + tiered storage
    • Kubernetes (EKS/GKE/AKS/OpenShift) + Cilium + Istio
    • OPA/Rego policy plane (admission+runtime+data+control)
    • WORM tier (S3 Object Lock COMPLIANCE + Azure Immutable + GCS Bucket Lock)
    • PQC stack (ML-DSA-87 + ML-KEM-1024 + SLH-DSA fallback)
    • Enterprise AI Governance Hub (single pane of glass)

    M1.4. Reference Topology

    regions
    • us-east-1
    • us-west-2
    • eu-west-1
    • eu-central-1
    • ap-southeast-1
    • ap-northeast-1
    • uk-south
    • ca-central-1
    multiCloud: Active-active across AWS+Azure+GCP with on-prem OpenShift fallback; cross-region active-active for Hub
    airGap: T4 frontier runs in air-gapped enclaves with one-way diode for telemetry only

    M1.5. Integration Contracts

    contracts
    • Sentinel <-> Hub via signed JSON-LD attestations
    • WorkflowAI Pro <-> Hub via GraphQL Federation
    • All planes -> Kafka aigov.* topics (Avro+SchemaRegistry)
    • OPA decisions -> Kafka aigov.access + aigov.policy-changes
    • MRM <-> Hub via REST + outbox pattern
    • RedTeam findings -> Kafka aigov.red-team-findings + Jira/ServiceNow

    M2 — 28-Regime Regulatory Compliance Mapping

    Unified compliance matrix bidirectionally mapping ISO/IEC 42001 + NIST AI RMF + EU AI Act + GDPR + FCRA/ECOA + Basel III/IV + SR 11-7 + FCA Consumer Duty/SMCR + MAS FEAT + HKMA + OSFI/FINMA + G7 Hiroshima + Bletchley/Seoul/Paris + civilizational treaty stacks across all controls.

    M2.1. ISO/IEC 42001 AIMS + 23894 Risk

    mapping: ISO 42001 clauses 4-10 + Annex A controls mapped to NIST AI RMF GOVERN/MAP/MEASURE/MANAGE + EU AI Act Art. 9/10/14/15
    certification: Stage-1 audit 2026; full certification by 2027; annual surveillance

    M2.2. EU AI Act 2024/1689 + GPAI Art. 53/55

    timeline
    • Feb 2025: Prohibited practices (Art. 5)
    • Aug 2025: GPAI obligations (Art. 53/55)
    • Aug 2026: High-risk obligations (Art. 6/9/10/14/15)
    • Aug 2027: Annex II products
    highRisk
    • Art. 9 risk mgmt
    • Art. 10 data governance
    • Art. 14 human oversight
    • Art. 15 accuracy/robustness/cybersecurity
    gpaiSystemic
    • Evaluations + adversarial testing
    • Cybersecurity
    • Incident reporting <=2 BD
    • Pre-training notification >10^25 FLOPs (Art. 51)

    M2.3. Financial-Services Regimes

    us
    • US Fed SR 11-7 model risk
    • OCC 2011-12 model risk
    • Basel III/IV IRB/IMA + FRTB
    • ICAAP Pillar 2 AI add-on
    • SEC 17a-4 WORM + 10-K/8-K cyber + Reg-SCI
    • FINRA 3110/4511
    uk
    • FCA Consumer Duty PRIN 2A
    • PRA/FCA SS1/23
    • SMCR SMF-AI
    apac
    • MAS FEAT principles + TRM 2021
    • HKMA GP-1 governance + GS-2 GenAI
    other
    • OSFI E-23 (Canada)
    • FINMA AI guidance (Switzerland)
    • EBA Outsourcing

    M2.4. Consumer + Privacy Regimes

    consumer
    • FCRA 615(a) adverse-action <=30d
    • ECOA Reg-B 1002.4/1002.9 disparate impact
    • GDPR Art. 22 automated decisions
    • GDPR Art. 35 DPIA
    • UK DPA 2018
    crossBorder
    • EU SCC 2021/914
    • UK IDTA
    • Adequacy decisions
    • BCRs

    M2.5. Civilizational / Treaty-Level

    stacks
    • G7 Hiroshima AI Process Code of Conduct
    • Bletchley/Seoul/Paris AI Safety Declarations
    • UN AI Advisory Body
    • CEGL (Civilizational Ethical Governance Layer)
    • LexAI-DSL + FV-LexAI formal verification
    • GASRGP/GASC/GAISM treaty stacks
    • Global Trust Index + Trust Derivatives Layer

    M3 — Frontier AGI/ASI Safety, Containment & Alignment

    Tier-based containment T0-T4 with 3-of-5 human quorum, kinetic override, formally-verified safety properties, capability evals + thresholds, AISI/EU AI Office coordination, and alignment stack (RLHF + DPO + Constitutional AI + Process supervision + interpretability).

    M3.1. T0-T4 Containment Tier Model

    tiers
    • T0: Sandbox VPC hermetic, synthetic data, no network egress
    • T1: Staging shadow, real data, no actuation
    • T2: Canary <=1% traffic + auto-rollback
    • T3: Production Nitro Enclaves / TDX / SEV-SNP, dual control
    • T4: Air-gapped + 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+External AISI rep) + kinetic override + 48h time-lock + AISI <=24h + EU AI Office <=15d

    M3.2. Formally-Verified Invariants

    invariants
    • No-egress (net namespace bind external denied)
    • No-weight-export (filesystem ACL + LSM)
    • Compute budget (cgroup CPU/GPU caps signed)
    • Capability ceiling (evals must remain below thresholds)
    verification: TLA+ specs for control plane; Lean/Coq proofs for critical invariants; runtime enforcement via eBPF + LSM

    M3.3. Alignment Stack

    techniques
    • RLHF (PPO/DPO)
    • Constitutional AI
    • Process supervision
    • Debate
    • Critique-and-revise
    • Recursive reward modeling
    • Scalable oversight
    evaluation: Per-checkpoint alignment evals + ARI scoring; deployment blocked if ARI <0.9 for frontier

    M3.4. Capability Elicitation + Evals

    evals
    • HELM / BIG-bench / MMLU
    • TruthfulQA-Adversarial
    • ARC Evals dangerous capability suite
    • METR autonomous coding + self-replication
    • Apollo Research persuasion + deception
    • Cyber-offense / WMD uplift probes
    thresholds: Capability score crossing predefined thresholds triggers SEV-0 review + AISI notification <=24h

    M3.5. AISI / Regulator Coordination

    partners
    • UK AI Safety Institute
    • US AI Safety Institute (NIST)
    • EU AI Office
    • Singapore AI Verify Foundation
    • Japan AISI
    • Canada AI Safety Institute
    mou: Bilateral MoUs for evals access + incident sharing + pre-deployment review
    notifications
    • Pre-training >10^25 FLOPs (EU AI Act Art. 51)
    • Capability threshold crossings
    • SEV-0 incidents <=24h

    M4 — Financial-Services Model Risk + Systemic-Risk Controls

    Three-lines-of-defense MRM operating model per SR 11-7 + OCC 2011-12 with Basel III/IV IRB/IMA + FRTB validation, IFRS 9/CECL ECL models, CCAR/DFAST stress, AI/ML-specific extensions, and Pillar 2 ICAAP integration with AI risk capital add-on.

    M4.1. MRM Lifecycle + Tiering

    stages
    • Identification
    • Development
    • Validation
    • Approval
    • Implementation
    • Monitoring
    • Retirement
    tiering: Tier-1 (regulatory capital, P&L, capital plan) / Tier-2 (material business) / Tier-3 (limited scope) / Tier-4 (research)
    cadence: Tier-1 annual validation; Tier-2 biennial; Tier-3 every 3y; ongoing monitoring monthly

    M4.2. SR 11-7 + OCC 2011-12 Effective Challenge

    conceptualSoundness: Independent review of theory, assumptions, design choices
    ongoingMonitoring
    • Backtesting
    • Benchmarking
    • Sensitivity
    • Stress testing
    outcomesAnalysis: Champion/challenger + counterfactual on production decisions

    M4.3. Basel III/IV + FRTB + IFRS 9/CECL

    validation: Independent per SR 15-19/SR 15-18; quantitative review every cycle
    capital: Pillar 2 AI risk capital add-on fed via MRM platform into ICAAP

    M4.4. AI/ML-Specific Extensions

    extensions
    • Concept + data drift (PSI, KS, KL, Wasserstein)
    • Fairness across protected classes (FCRA/ECOA)
    • Explainability evidence (SHAP/LIME/IG) per decision
    • Adversarial robustness (PGD/BIM/NLP)
    • Training data provenance + lineage to feature store

    M4.5. Systemic-Risk Controls

    controls
    • Cross-firm correlation monitoring (G-SIFI peer signaling)
    • Procyclicality dampers in model outputs
    • Concentration limits per model class
    • Tail-risk overlays + Bayesian shrinkage
    • FSB/BIS systemic risk feeds
    governance: MRC quarterly + Board AI Risk Cmt quarterly; ICAAP annual

    M5 — Civilizational AI Governance Stacks + Treaty Layers

    Treaty-grade governance layers integrating CEGL, LexAI-DSL, FV-LexAI, GASRGP/GASC/GAISM, Global Trust Index + Trust Derivatives Layer, with engagement framework for G7 Hiroshima, Bletchley/Seoul/Paris, UN AI Advisory Body.

    M5.1. CEGL — Civilizational Ethical Governance Layer

    mechanisms
    • Ethical impact assessments at civilizational scale
    • Cross-cultural ethics review boards
    • Long-term welfare metrics

    M5.2. LexAI-DSL + FV-LexAI

    dsl: Domain-specific language for encoding AI law/policy as machine-checkable specifications
    formalVerification: FV-LexAI: formal verification of policy adherence via TLA+/Lean; policy bundle proofs
    usage: Encode EU AI Act + NIST AI RMF + ISO 42001 controls as LexAI-DSL; FV-LexAI proves model deployments comply

    M5.3. GASRGP / GASC / GAISM

    gasrgp: Global AI Safety + Regulatory Governance Protocol — inter-state coordination
    gasc: Global AI Safety Council — multi-stakeholder oversight
    gaism: Global AI Stewardship Mechanism — long-horizon AGI stewardship

    M5.4. Global Trust Index + Trust Derivatives Layer

    gti: Composite trust score across AI systems, weighted by alignment, safety, explainability, fairness, robustness, compliance
    derivatives: Trust Derivatives Layer enables systemic risk hedging; insurance + capital instruments anchored to GTI
    target: GTI >=0.85 by 2030

    M5.5. Treaty Engagement Framework

    engagement
    • G7 Hiroshima Code of Conduct reporting
    • Bletchley/Seoul/Paris Declarations participation
    • UN AI Advisory Body alignment
    • OECD AI Policy Observatory submission
    • AI Safety Summit pre-deployment evals
    cadence: Annual report + per-incident SEV-0 disclosure

    M6 — Operational Substrates — Kafka + K8s + OPA + WORM + PQC + Hub

    Production substrates integrating Kafka audit logging, container/Kubernetes security with policy-as-code OPA/Rego, WORM storage with PQC sealing, Model Risk Management platform, AI red-teaming program, AGI containment, and Enterprise AI Governance Hub. End-to-end single operating spine.

    M6.1. Kafka Audit Logging Spine

    topics
    • aigov.decisions
    • aigov.policy-changes
    • aigov.model-lifecycle
    • aigov.access
    • aigov.containment-events
    • aigov.regulator-notifications
    • aigov.red-team-findings
    • aigov.drift-alerts
    • aigov.fairness-metrics
    • aigov.consent-events
    • aigov.training-runs
    • aigov.eval-results
    retention: Hot 90d Kafka tiered storage; cold WORM 7-25y per regime
    sealing: SHA-3-512 hash + minute merkle + ML-DSA-87 root signature + RFC 3161 TSA + optional public chain anchor

    M6.2. Container / Kubernetes Security

    supplyChain
    • Cosign signatures
    • SBOM (SPDX/CycloneDX)
    • Trivy/Snyk/Prisma scanning
    • in-toto SLSA L4 provenance
    • Sigstore Rekor transparency
    admission
    • Pod Security Admission 'restricted'
    • Kyverno/OPA Gatekeeper/VAP
    • no privileged/hostnet/hostpid/hostipc
    • read-only root FS, non-root UID, seccomp RuntimeDefault
    runtime
    • Falco syscall anomaly
    • Tetragon eBPF kernel enforce
    • Cilium NetworkPolicy + L7
    • SPIFFE/SPIRE + Istio mTLS
    confidential: Confidential containers (CoCo) on SEV-SNP/TDX; AWS Nitro Enclaves for T3/T4

    M6.3. Policy-as-Code (OPA/Rego)

    layers
    • Build-time (Conftest in CI)
    • Admission (Gatekeeper/Kyverno+Rego)
    • Runtime (Envoy ext_authz + OPA sidecar <5ms p99)
    • Data plane (PostgreSQL/Kafka ACL via OPA)
    distribution: OPAL bundle pull from Git; Cosign-signed; Argo CD GitOps
    gates
    • ISO 42001 risk assessment
    • Model card + system card
    • MRM validation status
    • DPIA if PII
    • Red-team report on file
    • EU AI Act risk class declared
    • FCRA/ECOA fairness report for credit

    M6.4. WORM Storage + PQC

    backends
    • AWS S3 Object Lock COMPLIANCE
    • Azure Blob immutable
    • GCS Bucket Lock
    • Dell ECS Compliance / NetApp SnapLock Compliance
    pqc
    • ML-KEM-1024 (FIPS 203) key encapsulation
    • ML-DSA-87 (FIPS 204) signatures
    • SLH-DSA-SHA2-256s (FIPS 205) fallback
    • Hybrid TLS X25519+ML-KEM-768 per NSA CNSA 2.0
    hsm: FIPS 140-3 Level 3 (CloudHSM / Azure Dedicated HSM / Thales Luna 7)
    attestation: SEC 17a-4(f) third-party WORM attestation

    M6.5. MRM + Red-Team + AGI + Hub Integration

    mrm: Single MRM platform consolidating SR 11-7 + OCC 2011-12 + Basel + ICAAP lifecycle artifacts
    redTeam: Internal (10-25 FTE) + external (Trail of Bits/NCC/Bishop Fox) + crowdsourced (HackerOne); MITRE ATLAS + OWASP LLM Top 10 + NIST AI 100-2 + ARC Evals
    agi: T0-T4 containment with 3-of-5 quorum + kinetic + invariants + AISI MoUs
    hub: Single pane of glass with Model Inventory, Risk Register, MRM Workbench, Policy Catalog, Evidence Pack, Decision Log Explorer, AGI Watchtower, Red-Team Tracker, Regulator Portal, Board Reporting

    M7 — Phased Implementation Roadmap (Dependency-Aware)

    Five-year dependency-aware roadmap 2026-2030 across six phases: Foundation -> Pilot -> Scale -> Federate -> Industrialize -> Civilizationalize. Each phase has dependency graph, milestones, exit criteria, and regulator engagement.

    M7.1. P1 Foundation (H1 2026)

    deliverables
    • Board-signed AI Policy + RAS
    • AI Risk Register v1
    • ISO 42001 gap assessment
    • Hub MVP
    • Kafka audit topics live
    • MRM Workbench T1 loaded
    • OPA admission in dev/staging
    exitCriteria: AIMS Coverage >=0.6; Hub onboarded T1 models

    M7.2. P2 Pilot (H2 2026)

    deliverables
    • ISO 42001 stage-1 audit
    • OPA gates in prod for T2+
    • WORM tier 1 region
    • DPIA registry populated
    • Red-team baseline run
    • First GPAI Art. 55 attestation
    • FCA Consumer Duty foreseeable-harm framework
    exitCriteria: AIMS Coverage >=0.75; first evidence pack delivered

    M7.3. P3 Scale (2027)

    deliverables
    • ISO 42001 certified
    • Full EU AI Act high-risk coverage
    • PQC ML-DSA on all seals
    • WORM multi-region
    • MRM platform consolidated
    • T3 Nitro Enclaves operational
    exitCriteria: AIMS Coverage >=0.95; MRGI >=0.95; CCS >=0.95

    M7.4. P4 Federate (2028)

    deliverables
    • Hub federation across G-SIFI peers initiated
    • T4 frontier evals operationalized
    • AISI MoUs active (UK+US+EU+SG+JP+CA)
    • PQC >=80%
    • Regulator portals (EU AI Office, FCA, MAS, HKMA, SEC) live
    exitCriteria: CSI >=0.95 T3/T4; RCI =1.0 across material engagements

    M7.5. P5-P6 Industrialize + Civilizationalize (2029-2030)

    p5_2029
    • Federated PETs + confidential containers default T3
    • Cross-border data residency 100% OPA-enforced
    • Trust Derivatives Layer pilot
    • CEGL engagement framework operational
    p6_2030
    • PQC 100% across all sealing + TLS
    • AGI containment T4 industrialized
    • Civilizational stacks anchored in treaties
    • GTI >=0.85
    • CGI >=0.75

    M8 — Regulator-Submission-Grade Blueprints & Artifacts

    Ready-to-submit blueprints per regulator + per regime: EU AI Office, EDPB, FCA, PRA, BoE, ECB SSM, US Fed, OCC, FDIC, CFPB, SEC, FINRA, MAS, HKMA, OSFI, FINMA, plus G7/UN/AISI engagement.

    M8.1. EU Regulators

    artifacts
    • EU AI Act Art. 9/10/14/15 high-risk dossier
    • GPAI Art. 53 tech doc + copyright policy
    • GPAI Art. 55 systemic-risk evals + incidents
    • DORA major incident register
    • GDPR ROPA + DPIA registry + Art-22 invocation logs

    M8.2. UK Regulators

    artifacts
    • FCA Consumer Duty Board Report
    • SMCR SMF-AI Statement of Responsibilities
    • PRA/FCA SS1/23 model risk attestation
    • BoE Cyber/DORA-equivalent disclosures

    M8.3. US Regulators

    artifacts
    • Federal Reserve SR 11-7 attestation + ICAAP AI section
    • OCC 2011-12 evidence
    • SEC 10-K AI risk factors + 8-K material AI cyber
    • SEC 17a-4(f) WORM attestation
    • FINRA 3110/4511 records
    • CFPB FCRA/ECOA disparate-impact reports

    M8.4. APAC + Other

    artifacts
    • MAS FEAT principles attestation + TRM controls
    • HKMA GP-1 + GS-2 GenAI evidence
    • OSFI E-23 (Canada)
    • FINMA AI guidance attestation (Switzerland)
    • JFSA/BoJ (Japan) AI principles

    M8.5. Civilizational + Frontier

    artifacts
    • G7 Hiroshima Code of Conduct report
    • Bletchley/Seoul/Paris pre-deployment evals
    • UN AI Advisory Body alignment
    • AISI bilateral MoU evals + incidents
    • EU AI Office >=10^25 FLOPs pre-training notification
    • CEGL ethical impact assessments

    M9 — Research Tracks + Long-Horizon Stewardship

    Forward-looking research portfolio: alignment, interpretability, capability evals, scalable oversight, formal methods, PETs, civilizational mechanisms, treaty design, AGI stewardship.

    M9.1. Alignment + Oversight

    tracks
    • RLHF/DPO scaling
    • Constitutional AI extensions
    • Debate + critique-and-revise
    • Recursive reward modeling
    • Scalable oversight (sandwiching, weak-to-strong)

    M9.2. Interpretability

    tracks
    • Mechanistic interpretability (circuit-level)
    • Sparse autoencoders (SAE)
    • Probes + linear classifiers
    • Causal scrubbing
    • Feature visualization at scale

    M9.3. Capability Evals + Forecasting

    tracks
    • Dangerous-capability eval design (Apollo/METR/ARC)
    • Pre-deployment compute forecasting (>10^25 FLOPs)
    • Compute governance + traceability
    • Capability prediction markets

    M9.4. Formal Methods + PETs

    tracks
    • TLA+/Lean/Coq invariants for AGI
    • FV-LexAI policy-proof
    • Differential privacy + federated learning + HE + SMPC at scale
    • Confidential computing roadmap

    M9.5. Civilizational Mechanisms

    tracks
    • CEGL design + ratification path
    • GASRGP/GASC/GAISM treaty drafting
    • Trust Derivatives Layer economics
    • AGI stewardship (10-50y horizon)
    • Long-term welfare metrics
    +

    Sentinel AI v2.4 Reference Layers (13)

    SL-01 · L1 Substrate · Confidential compute (SEV-SNP/TDX/Nitro)
    attest: hardware-rooted
    SL-02 · L1 Substrate · HSM-backed KMS FIPS 140-3 L3
    attest: HSM
    SL-03 · L2 Control Plane · 3-of-5 quorum with FIDO2 + ML-DSA tokens
    approvers
    • CRO
    • CISO
    • CDAO
    • Board AI Chair
    • External AISI rep
    SL-04 · L2 Control Plane · Kinetic override (PDU-level smart power cutoff)
    drill: quarterly
    SL-05 · L2 Control Plane · 48h time-lock between approval and execution
    SL-06 · L3 Containment · T0-T4 tier enforcement + invariant guards
    SL-07 · L3 Containment · Formally-verified invariants (TLA+/Lean)
    SL-08 · L4 Alignment · RLHF + DPO + Constitutional + Process supervision
    SL-09 · L4 Alignment · ARI scoring + alignment gate (>=0.9 frontier)
    SL-10 · L5 Interpretability · Mechanistic interpretability + SAE + probes
    SL-11 · L6 Evaluation · HELM + ARC + METR + Apollo + custom domain evals
    SL-12 · L7 Telemetry · Capability dashboards + threshold alerts
    SL-13 · L8 Coordination · AISI MoUs (UK/US/EU/SG/JP/CA)

    WorkflowAI Pro Capabilities (13)

    WC-01 · L1 Data · Feature store + Iceberg lake + lineage
    tech
    • Tecton
    • Feast
    • Iceberg
    • Atlan
    WC-02 · L2 Model Plane · Training + Registry + Serving (MLflow/Vertex/SageMaker/Databricks)
    WC-03 · L2 Model Plane · Multi-region active-active inference
    WC-04 · L3 RAG · Embeddings + Vector DB (pgvector/Milvus/Pinecone/Vespa)
    WC-05 · L3 RAG · Reranker + retrieval evals (Ragas/BeIR)
    WC-06 · L3 RAG · Provenance + C2PA on outputs
    WC-07 · L4 Agentic · Planner + Executor + Tool-use sandbox
    WC-08 · L4 Agentic · Per-tool OPA authorization + budget caps
    WC-09 · L5 Governance · MRM gate + DPIA gate + RedTeam gate + EU AI Act class gate
    WC-10 · L5 Governance · FCRA/ECOA fairness gate for credit/HR
    WC-11 · L6 Observability · OTel + Datadog/Splunk + drift + fairness + cost
    WC-12 · L6 Observability · p99 latency + cost SLOs per route
    WC-13 · L7 Hub Integration · GraphQL Federation + Kafka aigov.* + Evidence Pack

    Frontier AGI/ASI Safety Mechanisms (18)

    SM-01 · T0 · Hermetic VPC + synthetic data + zero egress
    SM-02 · T1 · Shadow mode, real data, no actuation
    SM-03 · T2 · Canary <=1% + auto-rollback on KPI breach
    SM-04 · T3 · Nitro Enclaves / TDX / SEV-SNP + dual-control deploy
    SM-05 · T4 · 3-of-5 quorum (FIDO2 + ML-DSA tokens)
    SM-06 · T4 · Kinetic override (smart PDU API + manual)
    SM-07 · T4 · 48h time-lock between approval and execution
    SM-08 · Invariant · No-egress (net namespace bind external denied)
    SM-09 · Invariant · No-weight-export (filesystem ACL + LSM)
    SM-10 · Invariant · Compute budget cgroup CPU/GPU signed caps
    SM-11 · Invariant · Capability ceiling continuous-eval enforced
    SM-12 · Formal · TLA+ specs for control plane
    SM-13 · Formal · Lean/Coq proofs for critical invariants
    SM-14 · Eval · ARC Evals dangerous-capability suite
    SM-15 · Eval · METR autonomous coding + self-replication
    SM-16 · Eval · Apollo persuasion + deception probes
    SM-17 · Coordination · AISI <=24h SEV-0 notification
    SM-18 · Coordination · EU AI Office <=15d notification

    Financial-Services Controls (18)

    FS-01 · Tier-1 Model · SR 11-7 annual independent validation
    FS-02 · Tier-1 Model · OCC 2011-12 effective challenge
    FS-03 · Capital · Pillar 2 AI risk capital add-on
    FS-04 · Capital · ICAAP annual AI risk section
    FS-05 · Market Risk · FRTB IMA backtesting + P&L attribution
    FS-06 · Credit Risk · PD/LGD/EAD IRB validation
    FS-07 · Credit Risk · IFRS 9/CECL ECL validation
    FS-08 · Stress · CCAR/DFAST stress model validation
    FS-09 · Consumer · FCRA 615(a) <=30d adverse-action notice
    FS-10 · Consumer · ECOA Reg-B 1002 disparate-impact quarterly
    FS-11 · Consumer · FCA Consumer Duty PRIN 2A foreseeable harm
    FS-12 · Conduct · SMCR SMF-AI Statement of Responsibilities
    FS-13 · Records · SEC 17a-4(f) WORM + third-party attestation
    FS-14 · Disclosure · SEC 8-K <=4 BD material AI cyber
    FS-15 · Operational · DORA major incident <=4h
    FS-16 · Third-Party · Critical TPRM register per DORA Art. 28-30
    FS-17 · Systemic · G-SIFI peer correlation monitoring
    FS-18 · Systemic · Procyclicality dampers + concentration limits

    Civilizational Governance Stacks (15)

    CV-01 · L1 CEGL · Ethical impact assessments at civilizational scale
    CV-02 · L1 CEGL · Cross-cultural ethics review boards
    CV-03 · L1 CEGL · Long-term welfare metrics + UN SDG alignment
    CV-04 · L2 LexAI-DSL · Encode AI law/policy as machine-checkable specs
    CV-05 · L2 LexAI-DSL · Bundle distribution + signed proofs
    CV-06 · L3 FV-LexAI · TLA+/Lean formal verification of policy adherence
    CV-07 · L3 FV-LexAI · Policy-bundle proofs for deployments
    CV-08 · L4 GASRGP · Inter-state coordination protocol
    CV-09 · L4 GASC · Multi-stakeholder Global AI Safety Council
    CV-10 · L4 GAISM · Long-horizon stewardship mechanism
    CV-11 · L5 GTI · Composite Global Trust Index >=0.85 by 2030
    CV-12 · L5 Trust Derivatives · Insurance + capital instruments anchored to GTI
    CV-13 · L6 G7 Engagement · Hiroshima Code of Conduct annual
    CV-14 · L6 AI Safety Summits · Bletchley/Seoul/Paris participation
    CV-15 · L6 UN Engagement · UN AI Advisory Body alignment

    Operational Substrates (Kafka/K8s/OPA/WORM/MRM/RedTeam/AGI/Hub) (20)

    OS-01 · Kafka · aigov.* audit topics + Schema Registry + tiered storage
    OS-02 · Kafka · ML-DSA merkle root + RFC 3161 TSA + optional public chain
    OS-03 · Kubernetes · EKS/GKE/AKS/OpenShift with Cilium + Istio mesh
    OS-04 · Kubernetes · PSA restricted + Kyverno + Gatekeeper + VAP
    OS-05 · Kubernetes · Falco + Tetragon eBPF runtime security
    OS-06 · Kubernetes · Confidential Containers (CoCo) + Nitro Enclaves
    OS-07 · OPA/Rego · Admission + Deployment + Runtime + Data plane
    OS-08 · OPA/Rego · OPAL bundle distribution + Cosign-signed
    OS-09 · OPA/Rego · p99 <5ms decision latency + decision log to Kafka
    OS-10 · WORM+PQC · S3 Object Lock COMPLIANCE / Azure Immutable / GCS Bucket Lock
    OS-11 · WORM+PQC · FIPS 203/204/205 (ML-KEM/ML-DSA/SLH-DSA) + Hybrid TLS
    OS-12 · MRM · Single platform: SR 11-7 + OCC 2011-12 + Basel + ICAAP
    OS-13 · MRM · Tier-1 annual + Tier-2 biennial + Tier-3 every 3y
    OS-14 · Red-Team · Internal + external (ToB/NCC/BB) + crowdsourced (H1)
    OS-15 · Red-Team · MITRE ATLAS + OWASP LLM Top 10 + NIST AI 100-2 + ARC Evals
    OS-16 · AGI Containment · T0-T4 + 3-of-5 quorum + kinetic + invariants
    OS-17 · AGI Containment · AISI MoUs + EU AI Office pre-training notification
    OS-18 · Hub · Event-sourced + GraphQL Federation + OIDC + WORM-backed
    OS-19 · Hub · Regulator portal (read-only) + Board Reporting Suite
    OS-20 · Hub · Multi-region active-active + Argo CD GitOps + Crossplane

    Roadmap Items (RM-01..RM-15) (15)

    RM-01 · P1 Foundation · Board AI Policy + RAS signed
    year: H1 2026
    RM-02 · P1 Foundation · Hub MVP + Kafka audit topics
    year: H1 2026
    RM-03 · P1 Foundation · ISO 42001 gap assessment
    year: H1 2026
    RM-04 · P2 Pilot · ISO 42001 stage-1 audit
    year: H2 2026
    RM-05 · P2 Pilot · OPA prod gates + WORM 1 region
    year: H2 2026
    RM-06 · P2 Pilot · First GPAI Art. 55 attestation
    year: H2 2026
    RM-07 · P3 Scale · ISO 42001 certified
    year: 2027
    RM-08 · P3 Scale · Full EU AI Act high-risk coverage
    year: 2027
    RM-09 · P3 Scale · PQC ML-DSA on all seals
    year: 2027
    RM-10 · P4 Federate · Hub federation across G-SIFI peers initiated
    year: 2028
    RM-11 · P4 Federate · T4 frontier evals operational + AISI MoUs
    year: 2028
    RM-12 · P5 Industrialize · Federated PETs + confidential default T3
    year: 2029
    RM-13 · P5 Industrialize · Trust Derivatives Layer pilot
    year: 2029
    RM-14 · P6 Civilizationalize · PQC 100% + AGI T4 industrialized
    year: 2030
    RM-15 · P6 Civilizationalize · GTI>=0.85 + CGI>=0.75 + treaty anchoring
    year: 2030

    Regulator-Submission Artifacts (22)

    RB-01 · EU AI Act · Art. 9/10/14/15 high-risk dossier
    RB-02 · EU AI Act GPAI · Art. 53 technical documentation + copyright
    RB-03 · EU AI Act GPAI · Art. 55 systemic-risk evals + incidents
    RB-04 · GDPR · ROPA + DPIA registry + Art-22 invocation logs
    RB-05 · EU DORA · Major incident register <=4h SLA
    RB-06 · FCA · Consumer Duty Board Report
    RB-07 · FCA/PRA · SS1/23 model risk attestation
    RB-08 · SMCR · SMF-AI Statement of Responsibilities
    RB-09 · US Fed · SR 11-7 attestation + ICAAP AI section
    RB-10 · OCC · 2011-12 evidence + model dev/validation docs
    RB-11 · SEC · 10-K AI risk factors + 8-K material cyber
    RB-12 · SEC · 17a-4(f) WORM third-party attestation
    RB-13 · FINRA · 3110/4511 records evidence
    RB-14 · CFPB · FCRA/ECOA disparate-impact reports
    RB-15 · MAS · FEAT principles attestation + TRM
    RB-16 · HKMA · GP-1 governance + GS-2 GenAI evidence
    RB-17 · OSFI · E-23 (Canada) attestation
    RB-18 · FINMA · AI guidance attestation
    RB-19 · G7 · Hiroshima Code of Conduct annual report
    RB-20 · AISI · Bilateral MoU evals + incident sharing
    RB-21 · UN AI Advisory · Alignment + ethical impact assessments
    RB-22 · CEGL · Cross-cultural ethical impact reports

    Research Tracks (RT-01..RT-16) (16)

    RT-01 · Alignment · RLHF/DPO scaling laws + frontier
    RT-02 · Alignment · Constitutional AI extensions
    RT-03 · Alignment · Debate + critique-and-revise
    RT-04 · Alignment · Recursive reward modeling
    RT-05 · Alignment · Scalable oversight (sandwiching/weak-to-strong)
    RT-06 · Interpretability · Mechanistic interpretability circuits
    RT-07 · Interpretability · Sparse autoencoders at frontier scale
    RT-08 · Capability · Dangerous-capability eval design
    RT-09 · Capability · Pre-deployment compute forecasting
    RT-10 · Formal · TLA+/Lean invariants for AGI control plane
    RT-11 · Formal · FV-LexAI policy-proof at scale
    RT-12 · PETs · Federated learning + DP + HE + SMPC
    RT-13 · Civilizational · CEGL design + ratification path
    RT-14 · Civilizational · GASRGP/GASC/GAISM treaty drafting
    RT-15 · Civilizational · Trust Derivatives Layer economics
    RT-16 · Stewardship · AGI long-horizon (10-50y) stewardship

    Dependency Graph (RM-* ordering) (15)

    DEP-01 · RM-01 Board AI Policy · RM-02 Hub MVP
    DEP-02 · RM-02 Hub MVP · RM-04 ISO 42001 stage-1 audit
    DEP-03 · RM-03 ISO 42001 gap · RM-04 ISO 42001 stage-1 audit
    DEP-04 · RM-04 ISO 42001 stage-1 · RM-07 ISO 42001 certified
    DEP-05 · RM-05 OPA prod + WORM · RM-09 PQC ML-DSA on all seals
    DEP-06 · RM-06 GPAI Art. 55 · RM-08 EU AI Act high-risk coverage
    DEP-07 · RM-07 ISO 42001 certified · RM-10 Hub federation
    DEP-08 · RM-08 EU AI Act coverage · RM-11 T4 frontier evals + AISI
    DEP-09 · RM-09 PQC ML-DSA · RM-14 PQC 100%
    DEP-10 · RM-10 Hub federation · RM-12 Federated PETs default T3
    DEP-11 · RM-11 T4 frontier + AISI · RM-14 AGI T4 industrialized
    DEP-12 · RM-13 Trust Derivatives pilot · RM-15 GTI/CGI + treaty
    DEP-13 · RM-14 AGI T4 industrialized · RM-15 GTI/CGI + treaty
    DEP-14 · M5 CEGL · RM-15 treaty anchoring
    DEP-15 · M3 frontier evals · RM-11 T4 frontier operational
    + +

    Schemas (16)

    sidnamefields
    SCH-01UnifiedDecisionEvent['decisionId', 'modelId', 'tier', 'userId(tok)', 'timestamp', 'inputHash', 'outputHash', 'explanationRef', 'consentId', 'purposeId', 'piiClass', 'fairnessFlag', 'approverIds', 'opaBundleHash', 'sentinelAttestation', 'wfapTraceId']
    SCH-02SentinelAttestation['aid', 'modelId', 'tier', 'quorumApprovers[]', 'kineticArmed', 'timeLockExpiry', 'invariantsVerified', 'ariScore', 'capabilityEvals', 'aisiNotified', 'timestamp']
    SCH-03WorkflowAIProTrace['traceId', 'route', 'ragRetrievals[]', 'toolCalls[]', 'fairnessFlags', 'driftFlags', 'mrmTier', 'euAiActClass', 'latencyP99', 'costUSD']
    SCH-04ComplianceMapping['cid', 'regime', 'clause', 'control', 'evidenceRef', 'verifiedAt', 'verifier']
    SCH-05MRMValidationReport['reportId', 'modelId', 'tier', 'conceptualSoundness', 'ongoingMonitoring', 'outcomesAnalysis', 'fairnessReport', 'approvalStatus', 'approverIds', 'date', 'capitalImpact']
    SCH-06ContainmentEvent['eventId', 'tier', 'trigger', 'action', 'approvers[]', 'kineticInvoked', 'aisiNotified', 'euAiOfficeNotified', 'timestamp', 'forensicSnapshotRef']
    SCH-07RedTeamFinding['findingId', 'modelId', 'vector', 'technique', 'framework', 'severity', 'cvss', 'exploitability', 'impact', 'remediationPlan', 'sla', 'status']
    SCH-08CapabilityEvalResult['evalId', 'modelId', 'suite', 'metric', 'value', 'threshold', 'breach', 'timestamp', 'trigger']
    SCH-09EvidencePack['epid', 'regulator', 'period', 'artifacts[]', 'hash', 'signedBy', 'mlDsaSig', 'format']
    SCH-10RegulatorNotification['notifId', 'regulator', 'category', 'severity', 'reportedAt', 'deadline', 'contentHash', 'ackRef']
    SCH-11PolicyDoc['pid', 'domain', 'statement', 'owner', 'cadence', 'evidence', 'version', 'effectiveDate', 'supersedes']
    SCH-12OPADecisionLog['decisionId', 'bundleHash', 'input', 'decision', 'explanation', 'durationMs', 'timestamp']
    SCH-13TrainingRun['runId', 'modelId', 'datasetIds[]', 'flops', 'tokens', 'start', 'end', 'seed', 'artifacts[]', 'aisiNotified', 'euAiOfficeNotified']
    SCH-14WORMSealRecord['sealId', 'topic', 'offsetRange', 'merkleRoot', 'mlDsaSig', 'tsaRef', 'publicChainAnchor', 'timestamp']
    SCH-15ConsentEvent['consentId', 'customerId(tok)', 'purpose', 'status', 'timestamp', 'jurisdictions[]']
    SCH-16TrustIndexSnapshot['snapshotId', 'period', 'compositeScore', 'componentScores', 'beneficiaries[]', 'derivativesAnchored', 'timestamp']
    +

    Code Artifacts (18)

    cidlangnamepurpose
    CODE-01regopolicies/admission/require_signed_image.regoCosign signature admission gate
    CODE-02regopolicies/deployment/mrm_validation_gate.regoMRM validation status gate
    CODE-03regopolicies/runtime/data_purpose_limitation.regoGDPR purpose limitation check
    CODE-04regopolicies/agi/quorum_3of5.regoFrontier 3-of-5 quorum + kinetic + time-lock
    CODE-05regopolicies/agi/capability_threshold.regoBlock deploy on capability threshold breach
    CODE-06yamlkyverno/require-cosign.yamlKyverno Cosign verify policy
    CODE-07yamlcilium/default-deny.yamlCilium default-deny NetworkPolicy
    CODE-08yamlfalco/rules-ai.yamlFalco rules for AI workload anomalies
    CODE-09pythonsentinel/attestation.pySentinel v2.4 attestation producer
    CODE-10pythonwfap/governance_gate.pyWorkflowAI Pro governance gate (MRM+DPIA+RT+EU)
    CODE-11pythonredteam/orchestrator.pyRed-team suite orchestrator (MITRE ATLAS + OWASP)
    CODE-12pythonevals/capability_suite.pyARC/METR/Apollo capability eval driver
    CODE-13goservices/worm-sealer/main.goWORM sealer with ML-DSA-87 + merkle
    CODE-14goservices/decisionlog/main.goDecision log producer to aigov.decisions
    CODE-15tla+specs/control_plane.tlaTLA+ spec for AGI control plane invariants
    CODE-16leanproofs/no_egress.leanLean proof of no-egress invariant
    CODE-17graphqlschema/hub.graphqlFederated GraphQL schema for Hub
    CODE-18yamlargo-cd/unified-app.yamlArgo CD GitOps app for unified platform
    +

    KPIs (34)

    kidnametargetcadence
    KPI-01AIMS-Coverage>=0.95Monthly
    KPI-02MRGI>=0.95Monthly
    KPI-03DRI>=0.95Per decision
    KPI-04CCS>=0.95Monthly
    KPI-05ARI>=0.9 frontierWeekly
    KPI-06CSI>=0.95 T3/T4Continuous
    KPI-07RTRI>=0.9Per red-team cycle
    KPI-08CDC-Score>=0.9Quarterly
    KPI-09CGI>=0.75 by 2030Annual
    KPI-10GTI>=0.85 by 2030Annual
    KPI-11RCI=1.0Per regulator engagement
    KPI-12Models in Hub100%Monthly
    KPI-13T2+ models with red-team report100%Monthly
    KPI-14DPIAs current (T2+ PII)100%Monthly
    KPI-15MRM validations on time>=98%Monthly
    KPI-16Kafka audit durability11x9sContinuous
    KPI-17WORM seal verification pass100%Daily
    KPI-18OPA decision latency p99<=5msContinuous
    KPI-19K8s admission FP rate<=1%Monthly
    KPI-20Critical red-team SLA <=7d>=95%Monthly
    KPI-21Frontier capability threshold breaches0 unreportedContinuous
    KPI-22Kinetic override drills>=4/yQuarterly
    KPI-23AISI notifications on time100% <=24hPer event
    KPI-24EU AI Office notifications on time100% <=15dPer event
    KPI-25SEC 8-K materiality on time100% <=4 BDPer event
    KPI-26DORA major incident on time100% <=4hPer event
    KPI-27FCA Consumer Duty assessments100%Annual
    KPI-28Disparate-impact tests100% credit/HRQuarterly
    KPI-29FCRA adverse-action <=30d100%Per event
    KPI-30PQC migration coverage>=80% 2028; 100% 2030Annual
    KPI-31ISO 42001 surveillance auditsno major NCRsAnnual
    KPI-32Board AI Risk Cmt meetings>=4/yQuarterly
    KPI-33G7 Hiroshima reports submittedannualAnnual
    KPI-34AI Safety Summit participations>=1/yAnnual
    +

    Risk Control Matrix (20)

    ridrisklikelihoodimpactcontrolowner
    R-01Unauthorized AGI capability emergenceLowCatastrophicT4 quorum + kinetic + invariants + AISIBoard AI Risk Cmt
    R-02Sentinel attestation forgeLowCatastrophicHSM-backed ML-DSA + verifier serviceCISO
    R-03Model risk capital misstatementMedHighSR 11-7 + OCC 2011-12 + ICAAPCRO
    R-04GDPR Art-22 violationMedHighDPIA + Art-22 path + OPA runtimeDPO
    R-05FCRA/ECOA disparate impactMedHighQuarterly DI tests + fairness gateCCO
    R-06EU AI Act high-risk non-complianceMedHighArt. 9/10/14/15 controls + GPAI evidenceCCO
    R-07FCA Consumer Duty breachMedHighForeseeable-harm + SMF-AISMF-AI
    R-08Kafka audit tamperingLowHighWORM + PQC seal + indep verifierCISO
    R-09K8s container escapeLowHighPSA restricted + Falco + Tetragon + CoCoCISO
    R-10OPA policy bypassLowHighSigned bundles + GitOps + decision logCISO
    R-11Prompt injection causing data leakHighMedRed-team + OPA runtime + WFAP gatesCDAO
    R-12Training data poisoningLowHighData provenance + canary detectionCDAO
    R-13DORA major incident deadline missLowHighIR runbook + DORA <=4h SLACISO
    R-14SEC cyber disclosure missLowHighMateriality playbook <=4 BDCFO+CCO
    R-15Third-party AI vendor failureMedMedCritical TPRM per DORAHead TPRM
    R-16PQC migration delayMedMedHybrid TLS + roadmap CNSA 2.0CISO
    R-17Civilizational treaty divergenceMedMedCEGL + G7/UN engagementGroup Public Affairs
    R-18Trust Derivatives mispricingLowMedGTI methodology audit + reinsuranceGroup Treasury
    R-19Frontier compute >10^25 FLOPs unnotifiedLowHighCompute governance + auto-notifyCDAO
    R-20MAS/HKMA APAC fairness non-complianceMedMedFEAT + GP-1/GS-2 controlsRegional CCO APAC
    +

    Cross-Jurisdictional Traceability (22)

    tidcontrolregimeclauseevidence
    T-01AIMS PolicyISO 420015.2Board-signed AI Policy
    T-02Risk MgmtNIST AI RMFMAP-2.1AI Risk Register
    T-03EU AI Act Art. 9EU AI ActArt. 9Risk mgmt system
    T-04EU AI Act Art. 10EU AI ActArt. 10Data governance docs
    T-05EU AI Act Art. 14EU AI ActArt. 14Human oversight runbook
    T-06EU AI Act Art. 15EU AI ActArt. 15Accuracy/robustness/cyber report
    T-07GPAI Art. 53 tech docEU AI ActArt. 53GPAI tech doc
    T-08GPAI Art. 55 systemicEU AI ActArt. 55Frontier evals + incidents
    T-09GDPR DPIAGDPRArt. 35DPIA registry
    T-10GDPR Art-22GDPRArt. 22Art-22 invocation logs
    T-11FCRA adverse actionFCRA615(a)Notice generation logs
    T-12ECOA Reg-BECOA1002.9Disparate-impact report
    T-13SR 11-7US FedSection VIndependent validation
    T-14OCC 2011-12OCCSection IIIModel dev doc
    T-15FCA Consumer DutyFCAPRIN 2AConsumer Duty Board report
    T-16SMCR SMF-AIFCA/PRASMF-AIStatement of Responsibilities
    T-17MAS FEATMASFEATAttestation
    T-18HKMA GP-1/GS-2HKMAGP-1+GS-2Attestation
    T-19DORA major incidentEU DORAArt. 19Incident reporting log
    T-20SEC 17a-4 WORMSEC17 CFR 240.17a-4(f)WORM attestation
    T-21G7 HiroshimaG7Code of ConductAnnual report
    T-22CEGL ethicalCEGLCivilizationalEthical impact assessment
    +

    Data Flows (15)

    fidsrcsinkclasspurpose
    DF-01Feature storeSentinel + WFAP inferencePII tokenizeddecisioning
    DF-02Sentinel + WFAPKafka aigov.decisionstokenizedaudit
    DF-03Kafka aigov.decisionsWORM S3 Object Locksealedretention
    DF-04Kafka aigov.decisionsTrino on Icebergtokenizedquery
    DF-05TrinoHub Decision Log ExplorerRBAC-filteredUI
    DF-06HubRegulator Portalread-only scopedregulator
    DF-07GitHub policies repoOPAL distributionsignedpolicy
    DF-08OPALOPA sidecars + Gatekeepersigned bundleenforce
    DF-09OPAKafka aigov.access + policy-changesdecision logaudit
    DF-10Sentinel quorumKafka aigov.containment-eventsSEV-0/1regulator
    DF-11AGI Watchtower evalsKafka aigov.eval-results + Hubcapability scorescontainment
    DF-12MRM WorkbenchHub + ICAAP capital modelmetadatalifecycle
    DF-13Red-team toolsKafka aigov.red-team-findingsfindingsremediation
    DF-14Hub Evidence Pack serviceRegulator endpoints (EU AI Office, FCA, MAS, HKMA, SEC)signed evidencesubmission
    DF-15GTI calculatorTrust Derivatives Layer + Hubcomposite scorecivilizational
    +

    Regulators (19)

    regscopecadence
    EU AI OfficeEU AI Act + GPAIQuarterly + on incident
    European Data Protection BoardGDPROn incident + on request
    FCAConsumer Duty + SMCR + SS1/23Annual
    PRASS1/23 model riskAnnual
    Bank of EnglandSystemic + DORA-eqAnnual
    ECB SSMEurozone bankingAnnual SREP
    US Federal ReserveSR 11-7Annual + supervisory
    OCCOCC 2011-12Annual
    FDICUS insured banksAnnual
    CFPBFCRA/ECOA consumerOn complaint + sweeps
    SEC17a-4 + 10-K/8-K + cyberPer event + annual
    FINRA3110/4511Annual exam
    MASFEAT + TRMAnnual
    HKMAGP-1 + GS-2Annual
    OSFIE-23Annual
    FINMAAI guidanceAnnual
    UK AISIFrontier evals + incidentsBilateral MoU
    US AISI (NIST)Frontier evalsBilateral MoU
    UN AI Advisory BodyCivilizational alignmentAnnual
    +

    90-Day Rollout (3)

    dayfocusdeliverables
    0-30Foundation['AI Policy + RAS signed', 'Risk Register v1', 'Hub MVP', 'Kafka audit topics', 'Sentinel attestation prototype', 'WFAP governance gate prototype', 'ISO 42001 gap assessment']
    31-60Controls['OPA admission gates in dev/staging', 'MRM Workbench T1 loaded', 'WORM tier in 1 region', 'DPIA registry populated', 'Red-team baseline on top-10 T2 models', 'FCA Consumer Duty foreseeable-harm framework', 'First capability eval suite run']
    61-90Production + Regulator['OPA gates in prod for T2+', 'WORM multi-region', 'First Board AI Risk Cmt quarterly', 'FCRA/ECOA disparate-impact pipeline', 'Regulator portal (read-only)', 'First evidence pack generated', 'AISI bilateral MoU initiated']
    +

    2026-2030 Roadmap (6)

    yrmilestone
    2026 H1Foundation: Hub MVP + ISO 42001 gap + Kafka audit + Sentinel prototype + WFAP gates
    2026 H2Pilot: ISO 42001 stage-1 + OPA prod gates + first GPAI Art. 55 + DPIA registry
    2027Scale: ISO 42001 certified + EU AI Act high-risk coverage + PQC ML-DSA + MRM consolidated
    2028Federate: Hub G-SIFI federation + T4 frontier evals + AISI MoUs + PQC >=80%
    2029Industrialize: Federated PETs default T3 + Trust Derivatives pilot + CEGL operational
    2030Civilizationalize: PQC 100% + AGI T4 industrialized + GTI>=0.85 + CGI>=0.75 + treaty anchoring
    +

    Regulator Evidence Pack (20)

    epidnameformat
    EP-01AIMS Manual + Scope StatementPDF + JSON-LD
    EP-02AI Risk Register snapshotCSV + signed
    EP-03Model Inventory snapshotCSV + JSON
    EP-04MRM Validation ReportsPDF bundle
    EP-05DPIA RegistryCSV + JSON
    EP-06Fairness/Disparate-Impact ReportsPDF
    EP-07Red-Team Findings + RemediationPDF + JSON
    EP-08Kafka WORM Seal VerificationsJSON-LD signed
    EP-09OPA Decision Log extractsParquet + signed manifest
    EP-10Containment Events + AISI NotificationsJSON-LD signed
    EP-11GPAI Art. 53 Technical DocumentationPDF + JSON-LD
    EP-12GPAI Art. 55 Systemic-Risk Evals + IncidentsPDF + JSON-LD
    EP-13FCRA/ECOA Adverse Action Notice LogsParquet
    EP-14Consumer Duty Board ReportPDF
    EP-15ICAAP AI Risk SectionPDF
    EP-16PQC Migration Status ReportPDF + JSON
    EP-17Sentinel v2.4 Attestation BundleJSON-LD signed
    EP-18WorkflowAI Pro Architecture + Trace SamplePDF + JSON
    EP-19Capability Eval Suite Results (ARC/METR/Apollo)PDF + JSON
    EP-20Civilizational Engagement Pack (G7/UN/AISI)PDF
    + +
    +
    + diff --git a/rag-agentic-dashboard/server.js b/rag-agentic-dashboard/server.js index 6e2e1925..9ae8b6e3 100644 --- a/rag-agentic-dashboard/server.js +++ b/rag-agentic-dashboard/server.js @@ -24646,6 +24646,178 @@ app.get('/api/enterprise-aigov-framework/hub-components/:id', (req, res) => { // ===================== END WP-058 ===================== +// ===================== WP-059: Unified Synthesis Blueprint 2026-2030 ===================== +const USB59 = require('./data/unified-synthesis-blueprint.json'); + +// Page route +app.get('/unified-synthesis-blueprint', (req, res) => { + res.sendFile(path.join(__dirname, 'public', 'unified-synthesis-blueprint.html')); +}); + +// Summary + meta endpoints +app.get('/api/unified-synthesis-blueprint/summary', (req, res) => res.json({ + docRef: USB59.docRef, version: USB59.version, title: USB59.title, + horizon: USB59.horizon, apiPrefix: USB59.apiPrefix, buildsOn: USB59.buildsOn, + status: USB59.status, classification: USB59.classification, counts: USB59.counts +})); +app.get('/api/unified-synthesis-blueprint/directive', (req, res) => res.json(USB59.directive)); +app.get('/api/unified-synthesis-blueprint/regimes', (req, res) => res.json(USB59.regimes)); +app.get('/api/unified-synthesis-blueprint/counts', (req, res) => res.json(USB59.counts)); +app.get('/api/unified-synthesis-blueprint/executive-summary', (req, res) => res.json(USB59.executiveSummary)); +app.get('/api/unified-synthesis-blueprint/indices', (req, res) => res.json(USB59.indices)); +app.get('/api/unified-synthesis-blueprint/tiers', (req, res) => res.json(USB59.tiers)); +app.get('/api/unified-synthesis-blueprint/severities', (req, res) => res.json(USB59.severities)); +app.get('/api/unified-synthesis-blueprint/investment', (req, res) => res.json(USB59.investment)); + +// Standard collections + ID lookups +app.get('/api/unified-synthesis-blueprint/modules', (req, res) => res.json(USB59.modules)); +app.get('/api/unified-synthesis-blueprint/modules/:id', (req, res) => { + const m = USB59.modules.find(x => x.mid === req.params.id); + if (!m) return res.status(404).json({ error: 'module not found', id: req.params.id }); + res.json(m); +}); + +app.get('/api/unified-synthesis-blueprint/schemas', (req, res) => res.json(USB59.schemas)); +app.get('/api/unified-synthesis-blueprint/schemas/:id', (req, res) => { + const s = USB59.schemas.find(x => x.sid === req.params.id); + if (!s) return res.status(404).json({ error: 'schema not found', id: req.params.id }); + res.json(s); +}); + +app.get('/api/unified-synthesis-blueprint/code', (req, res) => res.json(USB59.code)); +app.get('/api/unified-synthesis-blueprint/code/:id', (req, res) => { + const c = USB59.code.find(x => x.cid === req.params.id); + if (!c) return res.status(404).json({ error: 'code not found', id: req.params.id }); + res.json(c); +}); + +app.get('/api/unified-synthesis-blueprint/kpis', (req, res) => res.json(USB59.kpis)); +app.get('/api/unified-synthesis-blueprint/kpis/:id', (req, res) => { + const k = USB59.kpis.find(x => x.kid === req.params.id); + if (!k) return res.status(404).json({ error: 'kpi not found', id: req.params.id }); + res.json(k); +}); + +app.get('/api/unified-synthesis-blueprint/risk-control-matrix', (req, res) => res.json(USB59.riskControlMatrix)); +app.get('/api/unified-synthesis-blueprint/risk-control-matrix/:id', (req, res) => { + const r = USB59.riskControlMatrix.find(x => x.rid === req.params.id); + if (!r) return res.status(404).json({ error: 'risk control row not found', id: req.params.id }); + res.json(r); +}); + +app.get('/api/unified-synthesis-blueprint/traceability', (req, res) => res.json(USB59.traceability)); +app.get('/api/unified-synthesis-blueprint/traceability/:id', (req, res) => { + const t = USB59.traceability.find(x => x.tid === req.params.id); + if (!t) return res.status(404).json({ error: 'traceability row not found', id: req.params.id }); + res.json(t); +}); + +app.get('/api/unified-synthesis-blueprint/data-flows', (req, res) => res.json(USB59.dataFlows)); +app.get('/api/unified-synthesis-blueprint/data-flows/:id', (req, res) => { + const f = USB59.dataFlows.find(x => x.fid === req.params.id); + if (!f) return res.status(404).json({ error: 'data flow not found', id: req.params.id }); + res.json(f); +}); + +app.get('/api/unified-synthesis-blueprint/regulators', (req, res) => res.json(USB59.regulators)); +app.get('/api/unified-synthesis-blueprint/regulators/:reg', (req, res) => { + const r = USB59.regulators.find(x => x.reg === req.params.reg); + if (!r) return res.status(404).json({ error: 'regulator not found', reg: req.params.reg }); + res.json(r); +}); + +app.get('/api/unified-synthesis-blueprint/privacy', (req, res) => res.json(USB59.privacy)); +app.get('/api/unified-synthesis-blueprint/deployment', (req, res) => res.json(USB59.deployment)); +app.get('/api/unified-synthesis-blueprint/rollout-90', (req, res) => res.json(USB59.rollout90)); +app.get('/api/unified-synthesis-blueprint/roadmap', (req, res) => res.json(USB59.roadmap)); + +app.get('/api/unified-synthesis-blueprint/evidence-pack', (req, res) => res.json(USB59.evidencePack)); +app.get('/api/unified-synthesis-blueprint/evidence-pack/:id', (req, res) => { + const e = USB59.evidencePack.find(x => x.epid === req.params.id); + if (!e) return res.status(404).json({ error: 'evidence pack item not found', id: req.params.id }); + res.json(e); +}); + +// Distinctive collections + ID lookups (12) +app.get('/api/unified-synthesis-blueprint/sentinel-layers', (req, res) => res.json(USB59.sentinelLayers)); +app.get('/api/unified-synthesis-blueprint/sentinel-layers/:id', (req, res) => { + const s = USB59.sentinelLayers.find(x => x.slid === req.params.id); + if (!s) return res.status(404).json({ error: 'sentinel layer not found', id: req.params.id }); + res.json(s); +}); + +app.get('/api/unified-synthesis-blueprint/wfap-capabilities', (req, res) => res.json(USB59.wfapCapabilities)); +app.get('/api/unified-synthesis-blueprint/wfap-capabilities/:id', (req, res) => { + const w = USB59.wfapCapabilities.find(x => x.wid === req.params.id); + if (!w) return res.status(404).json({ error: 'wfap capability not found', id: req.params.id }); + res.json(w); +}); + +app.get('/api/unified-synthesis-blueprint/compliance-links', (req, res) => res.json(USB59.complianceLinks)); +app.get('/api/unified-synthesis-blueprint/compliance-links/:id', (req, res) => { + const c = USB59.complianceLinks.find(x => x.cid === req.params.id); + if (!c) return res.status(404).json({ error: 'compliance link not found', id: req.params.id }); + res.json(c); +}); + +app.get('/api/unified-synthesis-blueprint/safety-mechanisms', (req, res) => res.json(USB59.safetyMechanisms)); +app.get('/api/unified-synthesis-blueprint/safety-mechanisms/:id', (req, res) => { + const s = USB59.safetyMechanisms.find(x => x.sid === req.params.id); + if (!s) return res.status(404).json({ error: 'safety mechanism not found', id: req.params.id }); + res.json(s); +}); + +app.get('/api/unified-synthesis-blueprint/fs-controls', (req, res) => res.json(USB59.fsControls)); +app.get('/api/unified-synthesis-blueprint/fs-controls/:id', (req, res) => { + const f = USB59.fsControls.find(x => x.fid === req.params.id); + if (!f) return res.status(404).json({ error: 'fs control not found', id: req.params.id }); + res.json(f); +}); + +app.get('/api/unified-synthesis-blueprint/civ-stacks', (req, res) => res.json(USB59.civStacks)); +app.get('/api/unified-synthesis-blueprint/civ-stacks/:id', (req, res) => { + const v = USB59.civStacks.find(x => x.vid === req.params.id); + if (!v) return res.status(404).json({ error: 'civilizational stack not found', id: req.params.id }); + res.json(v); +}); + +app.get('/api/unified-synthesis-blueprint/op-substrates', (req, res) => res.json(USB59.opSubstrates)); +app.get('/api/unified-synthesis-blueprint/op-substrates/:id', (req, res) => { + const o = USB59.opSubstrates.find(x => x.oid === req.params.id); + if (!o) return res.status(404).json({ error: 'op substrate not found', id: req.params.id }); + res.json(o); +}); + +app.get('/api/unified-synthesis-blueprint/roadmap-items', (req, res) => res.json(USB59.roadmapItems)); +app.get('/api/unified-synthesis-blueprint/roadmap-items/:id', (req, res) => { + const r = USB59.roadmapItems.find(x => x.rid === req.params.id); + if (!r) return res.status(404).json({ error: 'roadmap item not found', id: req.params.id }); + res.json(r); +}); + +app.get('/api/unified-synthesis-blueprint/regulator-artifacts', (req, res) => res.json(USB59.regulatorArtifacts)); +app.get('/api/unified-synthesis-blueprint/regulator-artifacts/:id', (req, res) => { + const b = USB59.regulatorArtifacts.find(x => x.bid === req.params.id); + if (!b) return res.status(404).json({ error: 'regulator artifact not found', id: req.params.id }); + res.json(b); +}); + +app.get('/api/unified-synthesis-blueprint/research-tracks', (req, res) => res.json(USB59.researchTracks)); +app.get('/api/unified-synthesis-blueprint/research-tracks/:id', (req, res) => { + const t = USB59.researchTracks.find(x => x.tid === req.params.id); + if (!t) return res.status(404).json({ error: 'research track not found', id: req.params.id }); + res.json(t); +}); + +app.get('/api/unified-synthesis-blueprint/dependencies', (req, res) => res.json(USB59.dependencies)); +app.get('/api/unified-synthesis-blueprint/dependencies/:id', (req, res) => { + const d = USB59.dependencies.find(x => x.did === req.params.id); + if (!d) return res.status(404).json({ error: 'dependency not found', id: req.params.id }); + res.json(d); +}); + +// ===================== END WP-059 ===================== + // SECTION 10: START SERVER // ══════════════════════════════════════════════════════════════════════════════ From 9bf1457f52fbc5a70b7ab251ab20b03a9320bb57 Mon Sep 17 00:00:00 2001 From: "pre-commit-ci[bot]" <66853113+pre-commit-ci[bot]@users.noreply.github.com> Date: Mon, 25 May 2026 11:13:20 +0000 Subject: [PATCH 2/2] [pre-commit.ci] auto fixes from pre-commit.com hooks for more information, see https://pre-commit.ci --- rag-agentic-dashboard/data/unified-synthesis-blueprint.json | 2 +- 1 file changed, 1 insertion(+), 1 deletion(-) diff --git a/rag-agentic-dashboard/data/unified-synthesis-blueprint.json b/rag-agentic-dashboard/data/unified-synthesis-blueprint.json index 44fc10ea..27a25404 100644 --- a/rag-agentic-dashboard/data/unified-synthesis-blueprint.json +++ b/rag-agentic-dashboard/data/unified-synthesis-blueprint.json @@ -3194,4 +3194,4 @@ "Mandate ISO 42001 certification by 2027" ] } -} \ No newline at end of file +}