diff --git a/rag-agentic-dashboard/data/end-to-end-cryptosupervision-blueprint.json b/rag-agentic-dashboard/data/end-to-end-cryptosupervision-blueprint.json new file mode 100644 index 00000000..90a12602 --- /dev/null +++ b/rag-agentic-dashboard/data/end-to-end-cryptosupervision-blueprint.json @@ -0,0 +1,3443 @@ +{ + "docRef": "END-TO-END-CRYPTOSUPERVISION-BLUEPRINT-WP-060", + "version": "1.0.0", + "title": "End-to-End 2026-2030 Enterprise & Civilizational AI Governance and Cryptographic Supervision Blueprint for G-SIFIs and Global Financial Institutions", + "horizon": "2026-2030+", + "apiPrefix": "/api/end-to-end-cryptosupervision-blueprint", + "buildsOn": [ + "WP-035", + "WP-040", + "WP-045", + "WP-050", + "WP-054", + "WP-055", + "WP-056", + "WP-057", + "WP-058", + "WP-059" + ], + "status": "regulator-submission-grade-six-pillar-synthesis", + "classification": "Confidential / Restricted \u2014 Board, CRO, CCO, CISO, CDAO, Group Internal Audit, External Regulators (on request), Cryptographic Supervisory Authorities", + "directive": { + "scope": "Six-pillar end-to-end synthesis: (P1) Institutional AI governance/control platform on K8s+Kafka+OPA with Governance Hub, GQL/sGQL, ARRE, ARE; (P2) Sentinel Enterprise AGI Containment Stack with TLA+ MGK, Cognitive Resonance Engine, GIEN, EpistemicAlignmentVerifier; (P3) 2026-2030 multi-regime FI blueprint; (P4) Prompt management/reporting product architecture with agent interoperability; (P5) Cryptographic supervision with CAS, CAS-SPP, SR-DSL compiling to Rego/WASM/zk; (P6) Sentinel v2.4 + WorkflowAI Pro G-SIFI deployment with PQC WORM, autonomous agents, QKD, sovereign failover, regulator audit gateway", + "outcomes": [ + "AI Governance Platform (Sidecars+Hub+GQL+sGQL+ARRE+ARE) live across all Tier-1/2 systems by 2027", + "Sentinel Enterprise AGI Containment Stack with TLA+ MGK + Cognitive Resonance + GIEN operational by 2027", + "28-regime regulatory compliance mapping + automated reporting (ARRE) to all 19 regulators", + "Prompt management & reporting application productionized with agent interoperability (A2A/MCP/ACP) by 2026Q4", + "CAS + CAS-SPP cryptographic supervisory proof protocol issuing zk-attestations to regulators by 2028", + "SR-DSL compiler emitting Rego + WASM + zk-circuits with bidirectional traceability to regulations", + "Sentinel AI v2.4 + WorkflowAI Pro G-SIFI deployment with PQC WORM archives at 99.999% durability", + "AutonomousAgentFleet (trading + ops + governance) with bounded actuation + kill-switches", + "QKD-backed telemetry between core data centers + sovereign AI failover across 3 jurisdictions", + "Regulator Audit Gateway exposing read-only zk-verifiable views to AISI/EU AI Office/Fed/PRA/MAS/HKMA", + "Global Systemic Risk Registry federated across G-SIFI peers + central banks + AISIs", + "SIEM/SOAR integration with containment breach response runbooks (mean time-to-isolate <60s)" + ], + "doNot": [ + "Do NOT deploy any agent or AI system without sidecar attestation, OPA admission, MRM tiering, and SR-DSL policy bundle", + "Do NOT export model weights, prompts, or audit logs outside WORM/PQC boundary without dual-control + zk attestation", + "Do NOT bypass CAS-SPP supervisory proof emission or regulator audit gateway access logs", + "Do NOT activate AutonomousAgentFleet trading agents without kill-switch drill, ICAAP capital add-on, and SR 11-7 validation", + "Do NOT deploy frontier (T4) systems without TLA+ MGK proof, 3-of-5 quorum, kinetic override drill, AISI pre-notification" + ] + }, + "pillars": [ + "P1 \u2014 AI Governance & Control Platform (K8s+Kafka+OPA, Sidecars, Hub, GQL/sGQL, ARRE, ARE)", + "P2 \u2014 Sentinel Enterprise AGI Containment Stack (AIMS+MRM, TLA+ MGK, Cognitive Resonance, GIEN, EAV)", + "P3 \u2014 2026-2030 Global FI AI Governance Blueprint (28 regimes, MRM, RedTeam, Roadmap)", + "P4 \u2014 Prompt Management & Reporting Application (Governance, Agent Interop, Product Backlog)", + "P5 \u2014 Regulator-Grade Cryptographic Supervision (CAS, CAS-SPP, SR-DSL -> Rego+WASM+zk)", + "P6 \u2014 Sentinel v2.4 + WorkflowAI Pro G-SIFI Deployment (PQC WORM, Autonomous Agents, QKD, Sovereign Failover, Audit Gateway)" + ], + "regimes": [ + "EU AI Act 2024/1689 + GPAI Art. 53/55 + 2026 high-risk phase", + "NIST AI RMF 1.0 + AI 600-1 Generative Profile", + "NIST SP 800-53 Rev.5 + SP 800-218 SSDF", + "ISO/IEC 42001:2023 AIMS", + "ISO/IEC 23894:2023 AI Risk", + "ISO/IEC 27001:2022 ISMS", + "ISO/IEC 27701:2019 PIMS", + "OECD AI Principles 2019/2024", + "EU GDPR + Art. 22 + DPIA Art. 35", + "EU DORA + NIS2 + CRA", + "US FCRA 615 + ECOA Reg-B 1002", + "US Fed SR 11-7 + OCC 2011-12", + "Basel III/IV + ICAAP + FRTB + IFRS 9/CECL", + "US SEC 17a-4 + 10-K/8-K + Cyber Disclosure + Reg-SCI", + "FINRA 3110/4511", + "UK FCA Consumer Duty + PRA/FCA SS1/23 + SMCR SMF-AI", + "MAS FEAT + TRM 2021", + "HKMA GP-1 + GS-2 GenAI", + "OSFI E-23", + "FINMA AI Guidance", + "G7 Hiroshima AI Process", + "Bletchley/Seoul/Paris AI Safety Declarations", + "UN AI Advisory Body", + "CEGL (Civilizational Ethical Governance Layer)", + "LexAI-DSL + FV-LexAI", + "GASRGP / GASC / GAISM treaty stacks", + "Global Trust Index + Trust Derivatives Layer", + "NSA CNSA 2.0 PQC transition mandate" + ], + "indices": { + "AIMS-Coverage": ">=0.95 (ISO 42001 controls coverage)", + "MRGI": ">=0.95 (Model Risk Governance Index, SR 11-7 + OCC 2011-12)", + "DRI": ">=0.95 (Decision Reproducibility Index, n=10)", + "CCS": ">=0.95 (Control Coverage Score across 28 regimes)", + "ARI": ">=0.9 (Alignment Robustness Index, frontier)", + "CSI": ">=0.95 (Containment Sufficiency Index, T3/T4)", + "RTRI": ">=0.9 (Red-Team Resilience Index)", + "CDC-Score": ">=0.9 (FCA Consumer Duty compliance)", + "CSPI": ">=0.95 (Cryptographic Supervisory Proof Integrity)", + "ARRE-Coverage": ">=0.98 (Automated Regulator Reporting Engine coverage)", + "ARE-MTTR": "<=15min (Autonomous Remediation Engine mean-time-to-remediate)", + "ZTC-Score": ">=0.95 (Zero-Trust Coverage)", + "PQC-Migration": ">=0.95 by 2028 (CNSA 2.0 mandate)", + "QKD-Uptime": ">=99.9 (QKD inter-DC link availability)", + "SovFailover-RTO": "<=15min (Sovereign AI failover Recovery Time Objective)", + "CGI": ">=0.75 (Civilizational Governance Index by 2030)", + "GTI": ">=0.85 (Global Trust Index target by 2030)", + "RCI": "=1.0 (Regulator Confidence Index)" + }, + "tiers": { + "T0": "Sandbox - isolated VPC, synthetic data, no network egress", + "T1": "Staging - shadow mode, real data, no actuation", + "T2": "Canary - <=1% production traffic, automated rollback", + "T3": "Production - Nitro Enclaves / TDX / SEV-SNP + KMS + dual control + full audit", + "T4": "Frontier Air-Gapped - 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+AISI rep) + kinetic override + 48h time-lock + AISI <=24h + EU AI Office <=15d" + }, + "severities": { + "SEV-0": "Civilizational / systemic - AISI <=24h, EU AI Office <=15d, Board chair, public statement consideration", + "SEV-1": "Major - SEC 8-K <=4 BD, DORA <=4h, FCA <=72h, MAS <=24h", + "SEV-2": "Material - regulator notification <=72h", + "SEV-3": "Operational - internal escalation <=10 BD" + }, + "investment": { + "envelope": "USD 250-650M / 5y (G-SIFI tier end-to-end program including cryptographic supervision + autonomous agent fleet)", + "NPV": "USD 700-1900M (5y risk-adjusted, includes uplift from CAS-SPP + ARRE/ARE automation + sovereign failover)", + "uplift_vs_WP059": "USD 50-100M envelope; USD 100-200M NPV from cryptographic supervisory layer (CAS-SPP), autonomous remediation (ARE), QKD telemetry, and sovereign AI failover", + "drivers": [ + "AI Governance Platform (Sidecars + Hub + GQL/sGQL + ARRE + ARE) build", + "Sentinel Enterprise AGI Containment Stack with TLA+ MGK + GIEN", + "CAS + CAS-SPP cryptographic supervisory proof protocol", + "SR-DSL compiler infrastructure (Rego + WASM + zk-circuits)", + "PQC WORM archives (ML-DSA-87 + ML-KEM-1024 + SLH-DSA fallback)", + "AutonomousAgentFleet trading + ops + governance with kill-switches", + "QKD telemetry + sovereign AI failover across 3 jurisdictions", + "Regulator Audit Gateway (read-only zk views to 19 regulators)", + "Global Systemic Risk Registry federation", + "SIEM/SOAR integration with containment breach response" + ] + }, + "counts": { + "modules": 6, + "sections": 63, + "platformComponents": 18, + "sentinelLayers": 13, + "containmentControls": 18, + "fiBlueprints": 16, + "promptGovernance": 15, + "cryptoSupervisionLayers": 18, + "deploymentArtifacts": 22, + "autonomousAgents": 15, + "regulatorGateways": 19, + "roadmapItems": 18, + "dependencies": 17, + "schemas": 20, + "code": 20, + "kpis": 34, + "riskControlMatrix": 22, + "traceability": 30, + "dataFlows": 15, + "regulators": 19, + "rollout90": 3, + "roadmap": 6, + "evidencePack": 24 + }, + "modules": [ + { + "mid": "M1", + "title": "P1 \u2014 AI Governance & Control Platform (K8s + Kafka + OPA + Hub + GQL/sGQL + ARRE + ARE)", + "summary": "Institutional-grade AI governance and control platform for Tier-1 financial institutions on Kubernetes, Kafka, and OPA. Includes governance sidecars enforcing policy at the data plane, Kafka-based WORM audit logging with PQC sealing, CI/CD governance automation, OPA/Rego compliance-as-code, Governance Hub UI/API, GitOps repo structure, Governance Query Language (GQL) and streaming GQL (sGQL), regulator-scoped query layers, Automated Regulator Reporting Engine (ARRE), and Autonomous Remediation Engine (ARE).", + "sections": [ + { + "sid": "M1.1", + "title": "Governance Sidecar Architecture", + "sidecars": [ + "policy-sidecar: OPA Envoy ext_authz at <5ms p99", + "audit-sidecar: Kafka producer to aigov.* topics with Avro schemas", + "telemetry-sidecar: OTel + drift + fairness + capability evals emission", + "redaction-sidecar: PII/PHI/PCI tokenization with format-preserving encryption", + "lineage-sidecar: OpenLineage + W3C PROV emission" + ], + "injection": "Kubernetes admission webhook + Istio EnvoyFilter; opt-out denied at OPA", + "sla": "p99 added latency <=8ms; resource overhead <=10% CPU" + }, + { + "sid": "M1.2", + "title": "Kafka-Based WORM Audit Logging", + "topics": [ + "aigov.access", + "aigov.policy-changes", + "aigov.model-events", + "aigov.red-team-findings", + "aigov.incidents", + "aigov.regulator-queries" + ], + "sealing": "Producer-side Merkle inclusion + ML-DSA-87 batch signing every 60s", + "tieredStorage": "Hot (Kafka 7d) -> Warm (Iceberg S3 90d) -> Cold (WORM S3 Object Lock COMPLIANCE 25y) with cross-region replication", + "retention": "25y with PQC re-signing every 5y per NSA CNSA 2.0 mandate" + }, + { + "sid": "M1.3", + "title": "CI/CD Governance Automation", + "stages": [ + "PR: policy lint (conftest), SBOM (Syft), SAST (Semgrep+CodeQL), secrets (gitleaks)", + "Build: container signing (cosign), SLSA-3 provenance, ML-DSA-87 attestation", + "Test: unit + integration + governance contract tests + RedTeam smoke", + "Stage: shadow + drift + fairness + capability evals", + "Canary: <=1% traffic with auto-rollback on KPI violation", + "Prod: dual-control approval + OPA admission + WORM audit" + ], + "tools": [ + "GitHub Actions / GitLab CI", + "Argo CD GitOps", + "Tekton Chains for SLSA", + "in-toto attestations" + ] + }, + { + "sid": "M1.4", + "title": "Compliance-as-Code with OPA/Rego", + "bundleLayout": "bundles/{regime}/{domain}/{rule}.rego with JSON-LD ontology", + "decisionLogs": "Streamed to aigov.policy-decisions Kafka topic; WORM-sealed nightly", + "performance": "p99 <5ms via decision caching + partial evaluation; 1.2M qps per cluster" + }, + { + "sid": "M1.5", + "title": "Governance Hub UI/API", + "ui": [ + "Inventory (assets, models, datasets, agents)", + "Risk register", + "Policy catalog", + "Evidence browser", + "Regulator portal", + "Incident war-room", + "RedTeam findings", + "MRM dashboard" + ], + "api": "GraphQL Federation + REST + Webhook; OIDC + mTLS; per-regulator scoped tokens", + "access": "Role-based (CRO/CCO/CISO/CDAO/Auditor/Regulator) with break-glass requiring dual-control" + }, + { + "sid": "M1.6", + "title": "GitOps Repo Structure", + "repos": [ + "governance-policies/ (Rego bundles + JSON-LD ontology)", + "governance-pipelines/ (Argo workflows + Tekton)", + "governance-infra/ (Terraform + Crossplane + Helm)", + "governance-evidence/ (auto-generated evidence + signed receipts)", + "governance-runbooks/ (incident + DR + breach response)" + ], + "branching": "trunk-based + signed commits + 2-eye review for prod bundles" + }, + { + "sid": "M1.7", + "title": "Governance Query Language (GQL) + Streaming GQL (sGQL)", + "gql": "SQL-superset with built-in regulator scopes (gql>>WHERE regulator='FCA'); compiles to SQL+Cypher+SPARQL+Rego", + "sgql": "Streaming variant over Kafka aigov.* topics with windowing + alerting; sub-second SLA", + "usage": [ + "Self-serve compliance queries", + "Regulator on-demand views", + "Continuous control monitoring", + "Automated evidence harvesting" + ] + }, + { + "sid": "M1.8", + "title": "Regulator-Scoped Query Layers", + "scopes": { + "FCA": "Consumer Duty + SS1/23", + "PRA": "SS1/23 + ICAAP", + "SEC": "10-K/8-K + cyber", + "Fed": "SR 11-7", + "EU AI Office": "AI Act high-risk + GPAI", + "MAS": "FEAT + TRM", + "HKMA": "GP-1 + GS-2" + }, + "redaction": "Per-scope PII/MNPI redaction enforced at query plane via OPA", + "cadence": "Continuous + on-demand + scheduled (quarterly attestations)" + }, + { + "sid": "M1.9", + "title": "Automated Regulator Reporting Engine (ARRE)", + "outputs": [ + "EU AI Act Annex IV technical docs", + "ISO 42001 management review", + "SR 11-7 model inventory + validation reports", + "FCA SS1/23 returns", + "MAS FEAT self-assessment", + "HKMA GP-1/GS-2 attestations", + "SEC 8-K cyber disclosures", + "DORA major-incident reports" + ], + "coverage": ">=98% auto-generation; human review for narrative sections", + "sla": "Quarterly: T-5BD draft; T-2BD review; T-0 file" + }, + { + "sid": "M1.10", + "title": "Autonomous Remediation Engine (ARE)", + "scope": [ + "Policy drift auto-revert", + "Failed control auto-remediate (e.g., re-encrypt, re-tier, rotate keys)", + "MRM gate failure -> auto-rollback", + "OPA decision violation -> auto-quarantine", + "RedTeam finding -> auto-ticket + auto-patch where signed" + ], + "sla": "MTTR <=15min for 80% of remediations; SEV-1+ requires dual-control", + "guardrails": "All ARE actions logged to WORM; reversible by default; SR 11-7 model validation required for ARE policies" + } + ] + }, + { + "mid": "M2", + "title": "P2 \u2014 Sentinel Enterprise AI Governance & AGI Containment Stack", + "summary": "Technical and governance stack for a G-SIFI bank's Sentinel Enterprise AI Governance & AGI Containment Stack. Includes AIMS + AI/ML model risk policies, AWS/EKS Terraform architecture, TLA+ Minimal Governance Kernel (MGK), global AI governance codex with meta-invariants, Cognitive Resonance & Deterministic Telemetry Engine, OPA-based sanction execution, Synthetic Regulator Audit Simulation Environment, GIEN protocol, EpistemicAlignmentVerifier, adversarial testing environment, systemic-risk protocols, and zero-trust containment architecture.", + "sections": [ + { + "sid": "M2.1", + "title": "AIMS + AI/ML Model Risk Policies", + "aims": "ISO/IEC 42001 AIMS with Annex A controls A.2-A.10; Policy stack: AI Acceptable Use, Model Risk, Data, Privacy, Security, RedTeam, AGI Containment", + "mrm": "SR 11-7 + OCC 2011-12 + ECB TRIM model lifecycle (Tier 1-4 with annual revalidation for T1+T2)", + "ownership": "Three Lines of Defense: 1LoD model owners; 2LoD MRM + AI Risk + Compliance; 3LoD Internal Audit" + }, + { + "sid": "M2.2", + "title": "AWS/EKS Terraform Architecture", + "modules": [ + "modules/network: VPC + TGW + endpoints (S3, KMS, STS) + PrivateLink for Hub", + "modules/eks: Bottlerocket nodes + Karpenter + Cilium + Istio + Falco", + "modules/kafka: MSK Serverless + Schema Registry + tiered storage", + "modules/opa: OPA bundles via S3 + decision logs to Kafka", + "modules/worm: S3 Object Lock COMPLIANCE + Glacier Deep Archive", + "modules/kms: per-tenant CMK + HSM-backed PQC migration path", + "modules/observability: AMP Prometheus + AMG Grafana + OpenSearch + Jaeger", + "modules/sentinel: dedicated EKS for Sentinel control plane + Nitro Enclaves" + ], + "policy": "OPA Gatekeeper + Conftest + tf-sec + Checkov pre-merge" + }, + { + "sid": "M2.3", + "title": "TLA+ Minimal Governance Kernel (MGK)", + "spec": "TLA+ specification of the minimal kernel: quorum approval, time-lock, kinetic override, immutable audit, capability ceiling enforcement", + "invariants": [ + "NoActuationWithoutQuorum", + "AuditMonotonic", + "CapabilityBounded", + "KineticDominates", + "TimeLockHonored" + ], + "verification": "TLC model-checked for 5-action depth; Apalache for parametric verification; runtime enforcement via dedicated MGK microservice", + "sla": "MGK availability 99.999%; latency added <=50ms; failures default to 'deny'" + }, + { + "sid": "M2.4", + "title": "Global AI Governance Codex + Meta-Invariants", + "codex": "Versioned ontology of governance concepts: Principal, Action, Asset, Risk, Control, Evidence, Regulator, Right", + "metaInvariants": [ + "No-Bypass (all actuation flows through MGK)", + "Non-Repudiation (every decision Merkle-anchored)", + "Reversibility (every action has a documented undo)", + "Reproducibility (DRI>=0.95)", + "Provenance (W3C PROV + in-toto)" + ], + "evolution": "Codex changes require dual-control + TLA+ regression + Board AI Risk Committee approval" + }, + { + "sid": "M2.5", + "title": "Cognitive Resonance & Deterministic Telemetry Engine", + "cre": "Per-decision capture of: prompt, context, retrieved docs, intermediate reasoning, tool calls, output, citations, calibration scores", + "deterministicMode": "Temperature=0 replay for SEV-0/SEV-1 + regulator queries; fingerprint = SHA-512 of (model_id, weights_hash, seed, prompt, context)", + "storage": "Kafka aigov.cre + WORM; 25y retention; query via GQL + sGQL" + }, + { + "sid": "M2.6", + "title": "OPA-Based Sanction Execution", + "sanctions": [ + "Watchlist screening (OFAC/UN/EU/HMT/SECO/MAS)", + "Sectoral sanctions", + "50% rule", + "Travel rule (FATF R.16)", + "Adverse media + PEP" + ], + "implementation": "Rego policies + entity-resolution sidecar + WORM-sealed decisions", + "sla": "p99 <50ms; 100% audit coverage; quarterly sanctions list re-load with diff alerts" + }, + { + "sid": "M2.7", + "title": "Synthetic Regulator Audit Simulation Environment", + "personas": [ + "EU AI Office Inspector", + "FCA Supervisor", + "PRA Examiner", + "Fed Reserve Examiner", + "MAS Inspector", + "HKMA Examiner", + "SEC Staff", + "AISI Researcher" + ], + "simulations": "Per-persona query batteries (~50-200 questions) run weekly; outputs scored on completeness + accuracy + timeliness", + "usage": "Pre-audit dry-runs; RCI calibration; ARRE coverage validation" + }, + { + "sid": "M2.8", + "title": "GIEN Protocol (Governance Integrity Exchange Network)", + "purpose": "Federated exchange of governance attestations between G-SIFI peers + AISIs + regulators", + "tech": "JSON-LD + ML-DSA-87 signed + Merkle-anchored to public commitment chain", + "payloads": [ + "RedTeam findings (anonymized)", + "AGI capability eval results", + "Incident summaries", + "Control attestations" + ], + "governance": "GIEN Council with rotating chairs; charter ratified by participating Boards" + }, + { + "sid": "M2.9", + "title": "EpistemicAlignmentVerifier (EAV)", + "purpose": "Continuously verify that deployed models' stated values + behaviors match the institution's policies + societal commitments", + "tech": "Constitutional AI probes + adversarial value-elicitation suite + interpretability checks (SAE features)", + "metric": "EAV-Score >=0.9 required for T2+; <0.8 triggers SEV-1 + automatic quarantine" + }, + { + "sid": "M2.10", + "title": "Adversarial Testing Environment", + "harnesses": [ + "Prompt injection + jailbreak", + "Data poisoning + backdoor", + "Adversarial examples + evasion", + "Model extraction + inversion", + "Membership inference", + "Tool-use abuse", + "Agent goal-misgeneralization" + ], + "cadence": "Continuous for T2+; weekly for T1; per-release for all", + "partners": [ + "UK AISI", + "US AISI", + "EU AI Office", + "MITRE ATLAS", + "external red-team vendors" + ] + }, + { + "sid": "M2.11", + "title": "Systemic-Risk Protocols", + "indicators": [ + "Cross-firm model concentration", + "Common-mode failure modes", + "Procyclical hedging", + "Liquidity feedback loops", + "Inter-agent coordination drift" + ], + "actions": "Per-indicator playbooks; SEV-0 escalation to FSB/IMF AI Risk Cell + central banks", + "reporting": "Quarterly Systemic AI Risk Report to Board + FSOC equivalents" + }, + { + "sid": "M2.12", + "title": "Zero-Trust Containment Architecture", + "principles": [ + "Verify explicitly", + "Least privilege", + "Assume breach", + "Continuous verification" + ], + "implementation": [ + "mTLS everywhere (SPIRE/SPIFFE)", + "Microsegmentation (Cilium)", + "Just-in-time access (Teleport)", + "BeyondCorp for human access", + "Confidential compute for T3+", + "Air-gap for T4" + ], + "metrics": "ZTC-Score >=0.95; quarterly purple-team exercises" + } + ] + }, + { + "mid": "M3", + "title": "P3 \u2014 2026-2030 Global FI AI Governance Blueprint (28 Regimes, MRM, RedTeam, Roadmap)", + "summary": "Comprehensive 2026-2030 AI governance blueprint for global financial institutions integrating EU AI Act, NIST AI RMF, ISO/IEC 42001, GDPR, Basel III/IV, SR 11-7, NIS2, FCA Consumer Duty, MAS/HKMA guidance, and other frameworks into an enterprise AI governance architecture with Sentinel-style monitoring, WorkflowAI-style orchestration, model risk management, AI red-teaming, technical controls, and phased implementation roadmap.", + "sections": [ + { + "sid": "M3.1", + "title": "28-Regime Integrated Compliance Matrix", + "crosswalks": [ + "ISO 42001 <-> NIST AI RMF <-> EU AI Act <-> GPAI", + "SR 11-7 <-> OCC 2011-12 <-> Basel III/IV ICAAP", + "GDPR Art-22 <-> FCRA 615 <-> ECOA Reg-B", + "FCA Consumer Duty <-> MAS FEAT <-> HKMA GP-1/GS-2", + "DORA <-> NIS2 <-> CRA <-> NIST SSDF" + ], + "controlMap": "One canonical control set in JSON-LD; bidirectional mapping to all 28 regimes; ARRE harvests evidence per regime" + }, + { + "sid": "M3.2", + "title": "Sentinel-Style Monitoring", + "telemetry": [ + "Capability drift", + "Alignment drift", + "Calibration", + "Fairness across protected classes", + "Robustness", + "Tool-use safety", + "Agent goal-coherence" + ], + "dashboards": "Capability dashboard per model + per agent fleet; SLO + SLI + error budget" + }, + { + "sid": "M3.3", + "title": "WorkflowAI-Style Orchestration", + "patterns": [ + "RAG with citation enforcement", + "Tool-using agents with bounded actuation", + "Multi-agent debate for high-stakes", + "Human-in-the-loop gates for SEV-1+", + "Process supervision for complex tasks" + ], + "guardrails": "Per-pattern guardrail library + RedTeam evals + KPI gates" + }, + { + "sid": "M3.4", + "title": "Model Risk Management (Integrated)", + "tiers": { + "Tier 1": "Capital/credit/market models + LLMs in adverse-action", + "Tier 2": "Process automation + decisioning support", + "Tier 3": "Productivity + non-decisioning", + "Tier 4": "Sandbox + research" + }, + "revalidation": { + "Tier 1": "Annual + on material change", + "Tier 2": "Annual", + "Tier 3": "Biennial", + "Tier 4": "Triennial" + }, + "independence": "MRM under CRO; independent from model owners; veto authority for Tier 1+2" + }, + { + "sid": "M3.5", + "title": "AI Red-Teaming Program", + "scope": [ + "Internal continuous (Tier 1+2)", + "External quarterly (Tier 1)", + "Crowdsourced bug bounty", + "Regulator-facilitated (EU AI Office, AISIs)" + ], + "taxonomy": "MITRE ATLAS + OWASP LLM Top 10 + AISI capability evals", + "integration": "Findings -> Jira/ServiceNow + Kafka aigov.red-team-findings + ARE auto-patch where applicable" + }, + { + "sid": "M3.6", + "title": "Technical Controls Stack", + "controls": [ + "Confidential compute (Nitro Enclaves / TDX / SEV-SNP)", + "PQC migration (ML-DSA-87 + ML-KEM-1024)", + "WORM audit (S3 Object Lock + 25y)", + "OPA admission/runtime", + "SIEM/SOAR (Splunk/Sentinel/SOAR)", + "DLP (Microsoft Purview + custom)", + "DSPM (Varonis + custom)" + ], + "integration": "Hub federation across all controls; single pane of glass + ARRE evidence pull" + }, + { + "sid": "M3.7", + "title": "Phased Implementation Roadmap (2026-2030)", + "phases": [ + "2026 H1: Foundation - AIMS scoping + ISO 42001 stage-1; Sentinel + Hub MVP", + "2026 H2: Pilot - 3-5 Tier 1 models on full stack; ARRE for FCA + MAS", + "2027 H1: Scale - 50% Tier 1+2 covered; ISO 42001 certified", + "2027 H2: AGI Containment - T3/T4 controls live; AISI MoUs", + "2028 H1: CAS + CAS-SPP rollout; zk-attestation to EU AI Office", + "2028 H2: AutonomousAgentFleet trading live with kill-switches", + "2029: Federated GIEN + Global Systemic Risk Registry", + "2030: Civilizational layer (CEGL/GASRGP) + GTI participation" + ] + }, + { + "sid": "M3.8", + "title": "Phased Investment Plan", + "envelope": "USD 250-650M / 5y; broken into Foundation (USD 60-130M), Scale (USD 80-180M), Frontier (USD 60-140M), Crypto+Sovereign (USD 50-200M)", + "governance": "Board-approved annual budget; quarterly progress to Board AI Risk Committee" + } + ] + }, + { + "mid": "M4", + "title": "P4 \u2014 Prompt Management & Reporting Application (Governance, Agent Interop, Product Backlog)", + "summary": "Enterprise AI architecture, governance, and product implementation plan for an AI prompt management and reporting application. Covers prompt engineering governance, enterprise AI strategy, agent interoperability (A2A, MCP, ACP), AGI/ASI safety and global governance reports, and detailed product/UX backlog.", + "sections": [ + { + "sid": "M4.1", + "title": "Product Vision & Strategy", + "vision": "Single pane of glass for prompt lifecycle: author, version, test, evaluate, deploy, monitor, audit; with regulator-grade evidence", + "personas": [ + "Prompt Engineer", + "Model Owner", + "MRM Validator", + "Compliance Officer", + "Auditor", + "Regulator", + "Executive" + ], + "northStar": "Reduce prompt-related incidents by 90%; cut time-to-prod for new prompts by 70%; achieve RCI=1.0 for FCA/MAS/HKMA" + }, + { + "sid": "M4.2", + "title": "Prompt Engineering Governance", + "lifecycle": [ + "Author (with templates + linting)", + "Review (peer + automated)", + "Test (golden + adversarial + RedTeam)", + "Approve (dual-control for Tier 1)", + "Deploy (canary + monitor)", + "Retire (with archival + WORM evidence)" + ], + "policies": [ + "No PII in prompts", + "No MNPI in prompts", + "Citation enforcement for RAG", + "Refusal patterns for prohibited use cases", + "Bias check + fairness evals" + ] + }, + { + "sid": "M4.3", + "title": "Prompt Registry & Versioning", + "registry": "Git-backed + signed commits + ML-DSA-87 attestation per version; bidirectional links to MRM tier", + "versioning": "Semver + provenance (W3C PROV) + lineage to training data + eval results", + "access": "Role-based with break-glass; full audit to Kafka aigov.prompt-events" + }, + { + "sid": "M4.4", + "title": "Reporting Engine", + "reports": [ + "Prompt inventory + risk classification", + "Per-regulator prompt evidence packs", + "Incident reports (prompt-injection + jailbreak)", + "MRM validation reports for prompt-based systems", + "Board AI Risk Committee monthly + Board quarterly" + ], + "outputs": [ + "PDF/A-3 with embedded JSON evidence", + "Signed regulator submissions via ARRE", + "Live dashboards via Hub" + ] + }, + { + "sid": "M4.5", + "title": "Enterprise AI Strategy Integration", + "alignment": [ + "Tied to Board-approved AI strategy", + "MRM tier per prompt + system", + "Capital + operational risk add-ons via ICAAP", + "Procurement gating for vendor LLMs" + ], + "governance": "AI Council reviews quarterly; Board AI Risk Committee approves Tier 1 prompts" + }, + { + "sid": "M4.6", + "title": "Agent Interoperability", + "protocols": [ + "A2A (Agent-to-Agent) for inter-agent coordination", + "MCP (Model Context Protocol) for tool integration", + "ACP (Agent Communication Protocol) for federated agents" + ], + "controls": "Per-protocol OPA policies + capability bounds + bounded actuation + kill-switch + WORM audit", + "registry": "Agent registry with capabilities, MRM tier, RedTeam status, approved counterparties" + }, + { + "sid": "M4.7", + "title": "AGI/ASI Safety & Global Governance Reports", + "reports": [ + "Quarterly Frontier AI Capability Report (T3/T4)", + "Annual AGI Containment Drill Report", + "Civilizational Risk Assessment (per AISI templates)", + "GIEN exchange contributions", + "GTI participation report" + ], + "distribution": [ + "Board AI Risk Committee", + "External AISIs", + "EU AI Office", + "G7 Hiroshima participants", + "GIEN Council" + ] + }, + { + "sid": "M4.8", + "title": "Product / UX Backlog (Top Items)", + "backlog": [ + "EP-01: Prompt registry MVP (author/version/diff)", + "EP-02: Linter + auto-redaction sidecar", + "EP-03: Golden eval framework + RedTeam smoke", + "EP-04: MRM tier integration + approval workflow", + "EP-05: Canary deploy + auto-rollback", + "EP-06: Per-regulator evidence packs (FCA, MAS, HKMA, EU AI Office)", + "EP-07: Agent registry + A2A/MCP/ACP gateway", + "EP-08: AGI safety report templates + AISI integration", + "EP-09: Hub federation + GIEN connector", + "EP-10: ARRE integration + scheduled submissions" + ] + } + ] + }, + { + "mid": "M5", + "title": "P5 \u2014 Regulator-Grade Multi-Layer AI Governance & Cryptographic Supervision", + "summary": "Regulator-grade, multi-layer AI governance and cryptographic supervision architecture for high-risk and systemic AI systems. Includes multi-framework regulatory crosswalks, OPA/Rego and JSON-LD policy libraries, Kubernetes/Kafka/OPA runtime, Control Assurance Specification (CAS) and CAS-SPP cryptographic supervisory proof protocol, supervisory DSL (SR-DSL) compiling to Rego, WASM, and zk-circuits, and meta-governance layers.", + "sections": [ + { + "sid": "M5.1", + "title": "Multi-Framework Regulatory Crosswalks", + "ontology": "JSON-LD ontology mapping 28 regimes to canonical control vocabulary (~600 controls)", + "api": "SPARQL + GraphQL Federation + REST; OIDC + mTLS", + "governance": "Ontology changes require dual-control + Board AI Risk Committee notification" + }, + { + "sid": "M5.2", + "title": "OPA/Rego & JSON-LD Policy Libraries", + "libraries": [ + "compliance/eu-ai-act/*", + "compliance/nist-ai-rmf/*", + "compliance/iso-42001/*", + "compliance/basel/*", + "compliance/sr-11-7/*", + "compliance/fca-cd/*", + "compliance/mas-feat/*", + "compliance/hkma-gp1/*", + "compliance/gdpr/*", + "compliance/dora/*" + ], + "versioning": "Semver + signed bundles + Argo CD GitOps + RTBF (right-to-be-forgotten) revocation lists", + "performance": "OPA p99 <5ms; bundle reload <30s; cache hit rate >95%" + }, + { + "sid": "M5.3", + "title": "Kubernetes / Kafka / OPA Runtime", + "runtime": "Sidecar OPA (Envoy ext_authz) + admission OPA (Gatekeeper) + audit OPA (decision logs)", + "kafka": "aigov.policy-decisions + aigov.policy-changes WORM-sealed", + "sla": "Cluster-wide policy enforcement at 99.99% with <5ms p99 + 1.2M qps" + }, + { + "sid": "M5.4", + "title": "Control Assurance Specification (CAS)", + "cas": "Machine-readable specification of every control with: id, regime mapping, evidence schema, runtime hook, validation cadence, owner, severity", + "format": "JSON-LD + JSON Schema + protobuf for streaming", + "registry": "CAS Registry as the single source of truth for controls; all platform components consume CAS" + }, + { + "sid": "M5.5", + "title": "CAS-SPP (Cryptographic Supervisory Proof Protocol)", + "purpose": "Issue verifiable cryptographic proofs to regulators that controls were enforced as specified, without exposing underlying data", + "protocol": [ + "Per-control Merkle tree of evidence", + "Periodic batch root signed with ML-DSA-87", + "zk-SNARK proofs for selective disclosure", + "Public commitment to immutable chain (e.g., Sigstore Rekor)" + ], + "cadence": "Continuous for high-risk; daily batches for material controls; quarterly summaries to all 19 regulators" + }, + { + "sid": "M5.6", + "title": "Supervisory DSL (SR-DSL)", + "purpose": "High-level DSL where supervisory rules are authored in regulator-friendly syntax, compiling to Rego (admission), WASM (runtime), and zk-circuits (proofs)", + "syntax": "Declarative; e.g., 'rule fca_cd_1 { ensure consumer_duty_outcome.delivered for high_risk_decision }'", + "compiler": "srdslc emits: rego/*.rego, wasm/*.wasm, zk/*.r1cs+*.zkey; bidirectional traceability to regulation citations", + "governance": "DSL changes require dual-control + Compliance Council approval; full WORM audit of compiler runs" + }, + { + "sid": "M5.7", + "title": "Meta-Governance Layers", + "layers": [ + "L0 Constitutional (Board AI Charter + AI Acceptable Use)", + "L1 Codex (canonical ontology + meta-invariants)", + "L2 CAS Registry (controls)", + "L3 SR-DSL Rules (supervisory rules)", + "L4 Rego/WASM/zk Bundles (executable)", + "L5 Runtime (admission + sidecar + audit)", + "L6 CAS-SPP (cryptographic proofs)", + "L7 Hub + Regulator Audit Gateway" + ], + "integrity": "Every layer signed + Merkle-anchored; tamper detection at <60s; SEV-0 on tamper" + }, + { + "sid": "M5.8", + "title": "Regulator Adoption & Interop", + "partners": [ + "EU AI Office (CAS-SPP pilot 2027)", + "UK FCA (zk-attestation for Consumer Duty)", + "MAS (FEAT zk-evidence)", + "HKMA (GS-2 attestation)", + "Fed (SR 11-7 cryptographic evidence)", + "AISIs (capability eval proofs)" + ], + "standards": "Contribute to ISO/IEC AWI 22989 update + NIST AI 600-2 draft + EU AI Office harmonized standards" + } + ] + }, + { + "mid": "M6", + "title": "P6 \u2014 Sentinel AI v2.4 + WorkflowAI Pro G-SIFI Deployment Architecture", + "summary": "Sentinel AI v2.4 & WorkflowAI Pro-based G-SIFI deployment architecture with Docker/Kubernetes/Terraform infrastructure, PQC WORM archiving, AI red-team suites, governance dashboards, autonomous trading agents and guardrails, zero-trust networking, systemic risk telemetry, containment breach response, cryptographic provenance, CI/CD and DevSecOps, AutonomousAgentFleet configuration, SIEM/SOAR integration, global systemic risk registry, QKD telemetry, sovereign AI failover, regulator audit gateway, and production best practices.", + "sections": [ + { + "sid": "M6.1", + "title": "Docker / Kubernetes / Terraform Infrastructure", + "containers": "Distroless base + cosign-signed + SLSA-3 provenance + ML-DSA-87 attestation; pinned digests", + "k8s": "EKS/GKE/AKS + Bottlerocket + Karpenter + Cilium + Istio + Falco; multi-region active-active", + "terraform": "Modular repos (network/eks/kafka/opa/worm/kms/observability/sentinel/wfap); Atlantis + Spacelift for CI/CD", + "policy": "OPA Gatekeeper + Conftest + tf-sec + Checkov pre-merge" + }, + { + "sid": "M6.2", + "title": "PQC WORM Archiving", + "kem": "ML-KEM-1024 for key encapsulation", + "sig": "ML-DSA-87 primary + SLH-DSA-256s fallback", + "storage": "S3 Object Lock COMPLIANCE + Glacier Deep Archive + Azure Immutable + GCS Bucket Lock", + "retention": "25y + 5y re-signing rotation per CNSA 2.0; tamper-evident Merkle chain" + }, + { + "sid": "M6.3", + "title": "AI Red-Team Suites", + "suites": [ + "Prompt injection battery (~500 vectors)", + "Jailbreak corpus (~1,200 vectors)", + "Data poisoning canaries", + "Backdoor probes", + "Adversarial example generators", + "Agent goal-misgen scenarios", + "Tool-use abuse" + ], + "integration": "Findings -> Jira/ServiceNow + Kafka + Hub + ARE auto-patch; coverage tracked via RTRI" + }, + { + "sid": "M6.4", + "title": "Governance Dashboards", + "dashboards": [ + "Executive (Board + ExCo)", + "CRO/CCO (risk + compliance posture)", + "CISO (security + zero-trust)", + "CDAO (data + AI inventory)", + "MRM (model lifecycle)", + "Auditor (evidence)", + "Regulator (scoped views)" + ], + "tech": "Grafana + Superset + custom React; OIDC + per-scope RBAC; live + scheduled exports" + }, + { + "sid": "M6.5", + "title": "Autonomous Trading Agents + Guardrails", + "agents": [ + "Market-making agent (FX + rates)", + "Liquidity-routing agent", + "Algorithmic execution agent", + "Risk-hedging agent" + ], + "guardrails": [ + "Position limits + VaR/ES caps", + "Loss-cut kill-switch", + "Circuit-breaker integration", + "RFQ-only mode under stress", + "Dual-control for parameter changes", + "MRM Tier 1 + annual revalidation" + ], + "constraints": "No autonomous principal-trading without ICAAP add-on + Board AI Risk Committee + FCA SS1/23 attestation" + }, + { + "sid": "M6.6", + "title": "Zero-Trust Networking", + "implementation": [ + "mTLS via SPIRE/SPIFFE", + "Microsegmentation via Cilium", + "Just-in-time access via Teleport", + "BeyondCorp for human access", + "DNS-RPZ + Pi-hole-style egress filtering", + "Tailscale for legacy systems" + ], + "metric": "ZTC-Score >=0.95; quarterly purple-team validation" + }, + { + "sid": "M6.7", + "title": "Systemic Risk Telemetry", + "indicators": [ + "Cross-firm model concentration via federated GIEN exchange", + "Procyclicality scores per agent class", + "Liquidity feedback loop detectors", + "Correlated drawdown alarms", + "Inter-agent coordination drift" + ], + "integration": "Telemetry -> Global Systemic Risk Registry (M6.13) + FSB/IMF AI Risk Cell + central banks" + }, + { + "sid": "M6.8", + "title": "Containment Breach Response", + "playbooks": [ + "T0 breach -> automatic snapshot + quarantine", + "T1 breach -> SEV-2 + RedTeam triage", + "T2 breach -> SEV-1 + CRO + dual-control rollback", + "T3 breach -> SEV-0 + Board AI Chair + AISI <=24h", + "T4 breach -> SEV-0 + kinetic override + EU AI Office <=15d" + ], + "sla": "Mean time-to-isolate <60s; mean time-to-rollback <15min; runbook drills quarterly" + }, + { + "sid": "M6.9", + "title": "Cryptographic Provenance", + "provenance": "W3C PROV + in-toto + SLSA-3 + cosign + ML-DSA-87", + "scope": [ + "Container images", + "Model weights", + "Training data", + "Prompts", + "Audit logs", + "Regulator submissions", + "Policy bundles" + ], + "verification": "Hub + ARE + Regulator Audit Gateway can verify any artifact's chain back to source" + }, + { + "sid": "M6.10", + "title": "CI/CD & DevSecOps", + "pipeline": [ + "PR: lint + SAST + SBOM + secrets + governance contract", + "Build: signed + provenance", + "Test: unit + integration + RedTeam smoke", + "Stage: shadow + drift + fairness", + "Canary: <=1% + auto-rollback", + "Prod: dual-control + OPA + WORM" + ], + "tools": [ + "GitHub Actions / GitLab CI", + "Argo CD", + "Tekton Chains", + "Backstage developer portal" + ] + }, + { + "sid": "M6.11", + "title": "AutonomousAgentFleet Configuration", + "fleets": { + "Trading": "4 agents (market-making, liquidity, execution, hedging)", + "Operations": "6 agents (incident, change, capacity, FinOps, evidence-harvester, RedTeam-orchestrator)", + "Governance": "5 agents (policy-author, control-tester, audit-prep, ARRE-runner, ARE-executor)" + }, + "shared": [ + "MRM tier per agent", + "OPA capability bounds", + "WORM audit", + "Kill-switch + dead-man-switch", + "Per-action ML-DSA-87 attestation" + ], + "governance": "Fleet Council weekly review; quarterly Board AI Risk Committee report" + }, + { + "sid": "M6.12", + "title": "SIEM / SOAR Integration", + "siem": [ + "Splunk Enterprise Security", + "Microsoft Sentinel", + "QRadar", + "Chronicle" + ], + "soar": [ + "Splunk SOAR", + "XSOAR", + "Tines", + "custom Argo-based" + ], + "integration": "Kafka aigov.* + governance events -> SIEM correlation; SEV-1+ triggers SOAR playbook + Hub incident war-room" + }, + { + "sid": "M6.13", + "title": "Global Systemic Risk Registry", + "registry": "Federated registry across G-SIFI peers + central banks + AISIs", + "schema": "JSON-LD + ML-DSA-87 signed; entries: firm-anonymized model exposure, capability evals, RedTeam findings, incidents", + "governance": "Registry Council with rotating chairs; participants ratified by central banks + Boards", + "cadence": "Continuous streaming + weekly summaries + quarterly systemic-risk report" + }, + { + "sid": "M6.14", + "title": "QKD Telemetry", + "scope": "Quantum-Key-Distribution links between core data centers (London + Frankfurt + Singapore + Tokyo) + Hub HQ", + "usage": [ + "Key delivery for PQC fallback", + "Telemetry integrity for SEV-0 channels", + "Regulator notification confidentiality" + ], + "uptime": ">=99.9% per link; ID Quantique + Toshiba + QuantumXC vendors; ETSI QKD standards" + }, + { + "sid": "M6.15", + "title": "Sovereign AI Failover", + "scope": "Sovereign AI failover across 3 jurisdictions (e.g., US + EU + APAC) with full active-active for Tier 1 + Hub", + "rto": "<=15min; RPO <=5min; tested monthly via Chaos Engineering", + "governance": "Data residency per regime (GDPR + MAS Notice 658 + HKMA); sovereign cloud where required (AWS GovCloud + Azure Sovereign + GCP Sovereign Controls)" + }, + { + "sid": "M6.16", + "title": "Regulator Audit Gateway", + "gateway": "Read-only zk-verifiable gateway exposing scoped views to: EU AI Office, UK FCA, PRA, US Fed, OCC, SEC, FINRA, MAS, HKMA, OSFI, FINMA, BaFin, ACPR, AMF, AISIs (UK+US+EU+SG+JP+CA)", + "tech": "GraphQL Federation + REST + per-regulator OIDC + zk-attestation via CAS-SPP", + "access": "All queries logged to WORM; SLA <2s p99; quarterly cadence + on-demand" + }, + { + "sid": "M6.17", + "title": "Production Best Practices", + "practices": [ + "Trunk-based development + signed commits", + "Pre-merge OPA + tf-sec + SBOM + SAST", + "Canary + shadow + auto-rollback", + "Dual-control for prod + Tier 1+2 changes", + "WORM audit + 25y retention", + "Quarterly DR + breach drills", + "Quarterly RedTeam external", + "Annual ISO 42001 surveillance", + "Continuous capability evals for T2+" + ], + "roi": "Best-in-class controls reduce SEV-1+ incidents by ~70% vs baseline; ARRE saves ~15-25 FTE/year vs manual" + } + ] + } + ], + "platformComponents": [ + { + "pid": "PC-01", + "plane": "Sidecar", + "component": "policy-sidecar (OPA + Envoy ext_authz)", + "sla": "p99 <5ms", + "regimes": [ + "EU AI Act Art. 15", + "NIST AI RMF MAP-4.1", + "ISO 42001 A.6" + ] + }, + { + "pid": "PC-02", + "plane": "Sidecar", + "component": "audit-sidecar (Kafka producer + Avro)", + "sla": "zero-loss; 100% audit", + "regimes": [ + "SEC 17a-4", + "ISO 42001 A.7", + "DORA" + ] + }, + { + "pid": "PC-03", + "plane": "Sidecar", + "component": "telemetry-sidecar (OTel + drift + fairness)", + "sla": "1s emit", + "regimes": [ + "NIST AI RMF MEASURE-2", + "EU AI Act Art. 15" + ] + }, + { + "pid": "PC-04", + "plane": "Sidecar", + "component": "redaction-sidecar (PII/PHI/PCI tokenization)", + "sla": "p99 <2ms", + "regimes": [ + "GDPR", + "PCI-DSS", + "GLBA" + ] + }, + { + "pid": "PC-05", + "plane": "Sidecar", + "component": "lineage-sidecar (OpenLineage + W3C PROV)", + "sla": "streamed real-time", + "regimes": [ + "EU AI Act Art. 12", + "ISO 42001 A.8" + ] + }, + { + "pid": "PC-06", + "plane": "Audit", + "component": "Kafka aigov.* topics + Avro Schema Registry", + "retention": "7d hot + 90d warm + 25y WORM", + "regimes": [ + "SEC 17a-4", + "DORA", + "MiFID II" + ] + }, + { + "pid": "PC-07", + "plane": "Audit", + "component": "WORM S3 Object Lock COMPLIANCE", + "retention": "25y + PQC re-sign 5y", + "regimes": [ + "SEC 17a-4 f(2)", + "FINRA 4511", + "FCA SYSC 9" + ] + }, + { + "pid": "PC-08", + "plane": "CI/CD", + "component": "Argo CD GitOps + Tekton Chains SLSA-3", + "coverage": "100% Tier 1+2", + "regimes": [ + "NIST SSDF SP 800-218", + "EU AI Act Art. 17" + ] + }, + { + "pid": "PC-09", + "plane": "CI/CD", + "component": "Cosign + ML-DSA-87 attestation + in-toto", + "coverage": "all container images + model weights", + "regimes": [ + "CNSA 2.0", + "NIST SSDF" + ] + }, + { + "pid": "PC-10", + "plane": "Policy", + "component": "OPA Gatekeeper (admission)", + "sla": "p99 <50ms", + "regimes": [ + "EU AI Act Art. 9", + "ISO 42001 A.6.2.2" + ] + }, + { + "pid": "PC-11", + "plane": "Policy", + "component": "OPA Sidecar (data-plane runtime)", + "sla": "p99 <5ms; 1.2M qps", + "regimes": [ + "EU AI Act Art. 14", + "NIST AI RMF MANAGE-2" + ] + }, + { + "pid": "PC-12", + "plane": "Hub", + "component": "Governance Hub UI (React + OIDC + per-scope RBAC)", + "coverage": "all roles + regulators", + "regimes": [ + "ISO 42001 A.10", + "EU AI Act Art. 26" + ] + }, + { + "pid": "PC-13", + "plane": "Hub", + "component": "Governance Hub API (GraphQL Federation + REST + Webhook)", + "sla": "p99 <500ms", + "regimes": [ + "ISO 42001 A.10" + ] + }, + { + "pid": "PC-14", + "plane": "GitOps", + "component": "governance-policies/ + governance-pipelines/ + governance-infra/", + "review": "2-eye + signed commits", + "regimes": [ + "NIST SSDF", + "ISO 42001 A.6.1.4" + ] + }, + { + "pid": "PC-15", + "plane": "Query", + "component": "GQL (Governance Query Language) compiler", + "outputs": [ + "SQL", + "Cypher", + "SPARQL", + "Rego" + ], + "regimes": [ + "EU AI Act Annex IV", + "ISO 42001 A.7" + ] + }, + { + "pid": "PC-16", + "plane": "Query", + "component": "sGQL (streaming Governance Query Language) over Kafka", + "latency": "sub-second", + "regimes": [ + "DORA Art. 17", + "ISO 42001 A.7" + ] + }, + { + "pid": "PC-17", + "plane": "Reporting", + "component": "ARRE (Automated Regulator Reporting Engine)", + "coverage": ">=98%; quarterly to 19 regulators", + "regimes": [ + "FCA SS1/23", + "MAS FEAT", + "HKMA GP-1", + "EU AI Act Annex IV" + ] + }, + { + "pid": "PC-18", + "plane": "Remediation", + "component": "ARE (Autonomous Remediation Engine)", + "mttr": "<=15min for 80%; dual-control SEV-1+", + "regimes": [ + "SR 11-7", + "ISO 42001 A.6.2.5" + ] + } + ], + "sentinelLayers": [ + { + "slid": "SL-01", + "layer": "L1 Substrate", + "capability": "HW + Confidential Compute (Nitro Enclaves / TDX / SEV-SNP)", + "attestation": "ML-DSA-87 signed measurements" + }, + { + "slid": "SL-02", + "layer": "L2 Control Plane", + "capability": "TLA+ MGK (Minimal Governance Kernel) microservice", + "sla": "99.999% + deny-fail-closed" + }, + { + "slid": "SL-03", + "layer": "L3 Containment", + "capability": "T0-T4 tier model + capability ceiling enforcement", + "verification": "TLA+ + Lean/Coq invariants" + }, + { + "slid": "SL-04", + "layer": "L4 Alignment", + "capability": "RLHF + DPO + Constitutional + Process supervision + Debate", + "metric": "ARI >=0.9 for frontier" + }, + { + "slid": "SL-05", + "layer": "L5 Interpretability", + "capability": "Mech-Interp + Probes + Sparse Autoencoders", + "coverage": "all T3+ frontier models" + }, + { + "slid": "SL-06", + "layer": "L6 Evaluation", + "capability": "HELM + ARC Evals + METR + Apollo + cyber-offense + WMD probes", + "cadence": "continuous T2+; per-release all" + }, + { + "slid": "SL-07", + "layer": "L7 Telemetry", + "capability": "Cognitive Resonance & Deterministic Telemetry Engine", + "storage": "WORM 25y" + }, + { + "slid": "SL-08", + "layer": "L8 Coordination", + "capability": "AISI MoUs (UK + US + EU + SG + JP + CA)", + "protocol": "GIEN + bilateral" + }, + { + "slid": "SL-09", + "layer": "L9 Codex", + "capability": "Global AI Governance Codex + Meta-Invariants", + "evolution": "dual-control + TLA+ regression + Board" + }, + { + "slid": "SL-10", + "layer": "L10 Sanctions", + "capability": "OPA-based sanction execution (OFAC/UN/EU/HMT/SECO/MAS)", + "sla": "p99 <50ms" + }, + { + "slid": "SL-11", + "layer": "L11 Audit Sim", + "capability": "Synthetic Regulator Audit Simulation Environment", + "personas": 8 + }, + { + "slid": "SL-12", + "layer": "L12 Verification", + "capability": "EpistemicAlignmentVerifier (EAV)", + "metric": "EAV-Score >=0.9 for T2+" + }, + { + "slid": "SL-13", + "layer": "L13 Resilience", + "capability": "Adversarial Testing Environment + Systemic-Risk Protocols + Zero-Trust", + "drills": "quarterly" + } + ], + "containmentControls": [ + { + "cid": "CC-01", + "tier": "T0", + "control": "Isolated VPC + no network egress + synthetic data only", + "verification": "Cilium network policy + Falco" + }, + { + "cid": "CC-02", + "tier": "T0", + "control": "Resource cgroups: CPU/GPU/mem caps signed", + "verification": "eBPF + cgroup v2" + }, + { + "cid": "CC-03", + "tier": "T1", + "control": "Shadow mode: production data, no actuation", + "verification": "OPA admission denies actuation" + }, + { + "cid": "CC-04", + "tier": "T1", + "control": "Output diffing vs baseline + KPI shadow scoring", + "verification": "aigov.shadow Kafka topic + GQL" + }, + { + "cid": "CC-05", + "tier": "T2", + "control": "Canary <=1% traffic", + "verification": "Argo Rollouts + auto-rollback on KPI" + }, + { + "cid": "CC-06", + "tier": "T2", + "control": "Auto-rollback on RTRI/ARI/CSI/EAV violations", + "verification": "ARE policy + dual-control SEV-1+" + }, + { + "cid": "CC-07", + "tier": "T3", + "control": "Nitro Enclaves / TDX / SEV-SNP confidential compute", + "verification": "ML-DSA-87 attested measurements" + }, + { + "cid": "CC-08", + "tier": "T3", + "control": "Dual-control approvals for prod actuation", + "verification": "MGK quorum + WORM audit" + }, + { + "cid": "CC-09", + "tier": "T3", + "control": "Full WORM audit + cryptographic provenance", + "verification": "W3C PROV + in-toto + cosign" + }, + { + "cid": "CC-10", + "tier": "T4", + "control": "Air-gapped frontier enclaves + one-way diode telemetry", + "verification": "hardware diode + signed channels" + }, + { + "cid": "CC-11", + "tier": "T4", + "control": "3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+AISI rep)", + "verification": "MGK quorum protocol + ML-DSA-87 sigs" + }, + { + "cid": "CC-12", + "tier": "T4", + "control": "Kinetic override (physical kill-switch)", + "verification": "quarterly drill + Board attestation" + }, + { + "cid": "CC-13", + "tier": "T4", + "control": "48h time-lock for any change to T4 invariants", + "verification": "TLA+ TimeLockHonored invariant" + }, + { + "cid": "CC-14", + "tier": "T4", + "control": "AISI <=24h notification + EU AI Office <=15d", + "verification": "WORM-sealed regulator dispatch logs" + }, + { + "cid": "CC-15", + "tier": "ALL", + "control": "TLA+ MGK formally-verified invariants (NoBypass, AuditMonotonic, CapabilityBounded)", + "verification": "TLC + Apalache + runtime eBPF" + }, + { + "cid": "CC-16", + "tier": "ALL", + "control": "Mean time-to-isolate <60s on breach detection", + "verification": "quarterly purple-team drills" + }, + { + "cid": "CC-17", + "tier": "ALL", + "control": "Mean time-to-rollback <15min for SEV-1+", + "verification": "DR runbooks + Argo Rollouts" + }, + { + "cid": "CC-18", + "tier": "ALL", + "control": "Capability ceiling enforcement (eval threshold crossing -> SEV-0)", + "verification": "HELM + ARC + METR + Apollo + WMD probes" + } + ], + "fiBlueprints": [ + { + "fid": "FB-01", + "domain": "Capital", + "blueprint": "Basel III/IV + ICAAP AI add-on for SR 11-7 Tier 1 models", + "regimes": [ + "Basel III/IV", + "SR 11-7", + "ICAAP" + ] + }, + { + "fid": "FB-02", + "domain": "Credit", + "blueprint": "FCRA 615 + ECOA Reg-B with EU AI Act high-risk Art. 6", + "regimes": [ + "FCRA 615", + "ECOA Reg-B", + "EU AI Act Art. 6" + ] + }, + { + "fid": "FB-03", + "domain": "Market", + "blueprint": "FRTB + IMA models with SR 11-7 + AI/ML model risk policy", + "regimes": [ + "FRTB", + "SR 11-7" + ] + }, + { + "fid": "FB-04", + "domain": "Operational", + "blueprint": "DORA + NIS2 + AI Act incident reporting harmonization", + "regimes": [ + "DORA", + "NIS2", + "EU AI Act" + ] + }, + { + "fid": "FB-05", + "domain": "Trading", + "blueprint": "FCA SS1/23 + MAS FEAT + HKMA GS-2 for algorithmic trading", + "regimes": [ + "FCA SS1/23", + "MAS FEAT", + "HKMA GS-2" + ] + }, + { + "fid": "FB-06", + "domain": "Consumer", + "blueprint": "FCA Consumer Duty PRIN 2A + CDC-Score telemetry", + "regimes": [ + "FCA Consumer Duty", + "GDPR Art-22" + ] + }, + { + "fid": "FB-07", + "domain": "AML/Sanctions", + "blueprint": "OFAC + UN + EU + HMT + SECO + MAS + FATF R.16 via OPA", + "regimes": [ + "OFAC", + "FATF R.16" + ] + }, + { + "fid": "FB-08", + "domain": "Privacy", + "blueprint": "GDPR + GDPR Art-22 + DPIA Art-35 + UK DPA 2018", + "regimes": [ + "GDPR", + "UK DPA" + ] + }, + { + "fid": "FB-09", + "domain": "Cybersecurity", + "blueprint": "NIST SP 800-53 + ISO 27001 + DORA + SEC cyber disclosure", + "regimes": [ + "NIST 800-53", + "ISO 27001", + "DORA", + "SEC" + ] + }, + { + "fid": "FB-10", + "domain": "Cloud", + "blueprint": "OSFI E-23 + EBA Outsourcing + FFIEC + MAS Notice 658", + "regimes": [ + "OSFI E-23", + "EBA", + "FFIEC", + "MAS 658" + ] + }, + { + "fid": "FB-11", + "domain": "Vendor LLM", + "blueprint": "Procurement gating + MRM + RedTeam + ICAAP add-on", + "regimes": [ + "SR 11-7", + "OCC 2011-12" + ] + }, + { + "fid": "FB-12", + "domain": "GenAI", + "blueprint": "EU AI Act GPAI Art. 53/55 + NIST AI 600-1", + "regimes": [ + "EU AI Act Art. 53/55", + "NIST AI 600-1" + ] + }, + { + "fid": "FB-13", + "domain": "Agentic", + "blueprint": "Bounded actuation + capability bounds + kill-switch + MRM Tier 1", + "regimes": [ + "SR 11-7", + "ISO 42001 A.6.2.5" + ] + }, + { + "fid": "FB-14", + "domain": "Frontier", + "blueprint": "T3/T4 containment + AISI MoUs + EU AI Office pre-notification", + "regimes": [ + "EU AI Act Art. 51/55", + "G7 Hiroshima" + ] + }, + { + "fid": "FB-15", + "domain": "Sustainability", + "blueprint": "ESG disclosure + carbon accounting for AI workloads", + "regimes": [ + "TCFD", + "ISSB S2" + ] + }, + { + "fid": "FB-16", + "domain": "Civilizational", + "blueprint": "CEGL + LexAI-DSL + GASRGP/GASC + GTI participation", + "regimes": [ + "CEGL", + "LexAI-DSL", + "GASRGP", + "GTI" + ] + } + ], + "promptGovernance": [ + { + "qid": "PG-01", + "area": "Authoring", + "capability": "Prompt templates + linter + auto-redaction", + "coverage": "100% Tier 1+2 prompts" + }, + { + "qid": "PG-02", + "area": "Authoring", + "capability": "PII/MNPI/PCI ban list enforced at lint", + "regimes": [ + "GDPR", + "MAR", + "PCI-DSS" + ] + }, + { + "qid": "PG-03", + "area": "Review", + "capability": "2-eye peer review + automated quality checks", + "sla": "<2 BD for non-urgent" + }, + { + "qid": "PG-04", + "area": "Testing", + "capability": "Golden eval suite (~100 cases per prompt)", + "coverage": "all prompts" + }, + { + "qid": "PG-05", + "area": "Testing", + "capability": "RedTeam smoke (injection + jailbreak + bias)", + "cadence": "per-release" + }, + { + "qid": "PG-06", + "area": "Approval", + "capability": "Dual-control for Tier 1; MRM tiering required", + "regimes": [ + "SR 11-7", + "ISO 42001" + ] + }, + { + "qid": "PG-07", + "area": "Deployment", + "capability": "Canary <=1% + auto-rollback on KPI breach", + "sla": "<5min rollback" + }, + { + "qid": "PG-08", + "area": "Monitoring", + "capability": "Drift + fairness + calibration + citation enforcement", + "cadence": "continuous" + }, + { + "qid": "PG-09", + "area": "Retirement", + "capability": "Archival to WORM + reason + replacement linkage", + "retention": "25y" + }, + { + "qid": "PG-10", + "area": "Registry", + "capability": "Git-backed + signed commits + ML-DSA-87 per version", + "provenance": "W3C PROV" + }, + { + "qid": "PG-11", + "area": "Reporting", + "capability": "Per-regulator prompt evidence packs", + "regimes": [ + "FCA SS1/23", + "MAS FEAT", + "HKMA GP-1" + ] + }, + { + "qid": "PG-12", + "area": "Agent Interop", + "capability": "A2A protocol with OPA capability bounds", + "protocol": "A2A v0.1" + }, + { + "qid": "PG-13", + "area": "Agent Interop", + "capability": "MCP (Model Context Protocol) for tool integration", + "protocol": "MCP v1.0" + }, + { + "qid": "PG-14", + "area": "Agent Interop", + "capability": "ACP (Agent Communication Protocol) for federated agents", + "protocol": "ACP draft" + }, + { + "qid": "PG-15", + "area": "AGI/ASI Reports", + "capability": "Quarterly Frontier AI Capability Report + AGI containment drill", + "distribution": [ + "Board", + "AISIs", + "EU AI Office" + ] + } + ], + "cryptoSupervisionLayers": [ + { + "xid": "CS-01", + "layer": "Ontology", + "mechanism": "JSON-LD ontology mapping 28 regimes -> ~600 canonical controls", + "api": "SPARQL + GraphQL + REST" + }, + { + "xid": "CS-02", + "layer": "Policy Libraries", + "mechanism": "compliance/eu-ai-act/* Rego bundle", + "coverage": "Art. 5-72 + Annex IV" + }, + { + "xid": "CS-03", + "layer": "Policy Libraries", + "mechanism": "compliance/nist-ai-rmf/* Rego bundle", + "coverage": "GOVERN+MAP+MEASURE+MANAGE" + }, + { + "xid": "CS-04", + "layer": "Policy Libraries", + "mechanism": "compliance/iso-42001/* Rego bundle", + "coverage": "Clauses 4-10 + Annex A" + }, + { + "xid": "CS-05", + "layer": "Policy Libraries", + "mechanism": "compliance/basel/* + compliance/sr-11-7/* Rego bundle", + "coverage": "ICAAP + FRTB + IFRS9" + }, + { + "xid": "CS-06", + "layer": "Policy Libraries", + "mechanism": "compliance/fca-cd/* + compliance/mas-feat/* + compliance/hkma-gp1/*", + "coverage": "Consumer + GenAI guidance" + }, + { + "xid": "CS-07", + "layer": "Runtime", + "mechanism": "OPA Gatekeeper (admission) + OPA Sidecar (data-plane)", + "sla": "p99 <5ms; 1.2M qps" + }, + { + "xid": "CS-08", + "layer": "Runtime", + "mechanism": "Kafka aigov.policy-decisions WORM-sealed", + "sla": "zero-loss; 25y retention" + }, + { + "xid": "CS-09", + "layer": "CAS", + "mechanism": "Control Assurance Specification machine-readable registry", + "format": "JSON-LD + JSON Schema + protobuf" + }, + { + "xid": "CS-10", + "layer": "CAS-SPP", + "mechanism": "Per-control Merkle tree + ML-DSA-87 batch signing", + "cadence": "continuous high-risk; daily material" + }, + { + "xid": "CS-11", + "layer": "CAS-SPP", + "mechanism": "zk-SNARK proofs for selective disclosure to regulators", + "scheme": "Groth16 + PLONK" + }, + { + "xid": "CS-12", + "layer": "CAS-SPP", + "mechanism": "Public commitment to Sigstore Rekor for tamper-evidence", + "anchor": "Sigstore Rekor + private chain" + }, + { + "xid": "CS-13", + "layer": "SR-DSL", + "mechanism": "Supervisory DSL syntax + parser + AST", + "design": "declarative + regulator-friendly" + }, + { + "xid": "CS-14", + "layer": "SR-DSL", + "mechanism": "srdslc compiler: SR-DSL -> Rego (admission)", + "target": "OPA Gatekeeper bundles" + }, + { + "xid": "CS-15", + "layer": "SR-DSL", + "mechanism": "srdslc compiler: SR-DSL -> WASM (runtime)", + "target": "Envoy Wasm filters" + }, + { + "xid": "CS-16", + "layer": "SR-DSL", + "mechanism": "srdslc compiler: SR-DSL -> zk-circuits (r1cs/zkey)", + "target": "Circom + snarkjs + arkworks" + }, + { + "xid": "CS-17", + "layer": "Meta-Governance", + "mechanism": "L0-L7 layered governance with signed + Merkle-anchored layers", + "tamper": "<60s detection -> SEV-0" + }, + { + "xid": "CS-18", + "layer": "Interop", + "mechanism": "EU AI Office + FCA + MAS + HKMA + Fed + AISIs CAS-SPP adoption", + "pilot": "2027 EU AI Office; 2028 wider" + } + ], + "deploymentArtifacts": [ + { + "did": "DA-01", + "surface": "IaC", + "artifact": "modules/network: VPC + TGW + endpoints + PrivateLink", + "tech": "Terraform + Atlantis" + }, + { + "did": "DA-02", + "surface": "IaC", + "artifact": "modules/eks: Bottlerocket + Karpenter + Cilium + Istio + Falco", + "tech": "Terraform + EKS" + }, + { + "did": "DA-03", + "surface": "IaC", + "artifact": "modules/kafka: MSK Serverless + Schema Registry + tiered storage", + "tech": "Terraform + MSK" + }, + { + "did": "DA-04", + "surface": "IaC", + "artifact": "modules/opa: bundles via S3 + decision logs Kafka", + "tech": "Terraform + OPA" + }, + { + "did": "DA-05", + "surface": "IaC", + "artifact": "modules/worm: S3 Object Lock COMPLIANCE + Glacier Deep Archive", + "tech": "Terraform + S3 + Glacier" + }, + { + "did": "DA-06", + "surface": "IaC", + "artifact": "modules/kms: per-tenant CMK + HSM-backed PQC migration", + "tech": "Terraform + KMS + CloudHSM" + }, + { + "did": "DA-07", + "surface": "Containers", + "artifact": "Distroless base + cosign-signed + SLSA-3 + ML-DSA-87", + "tech": "Docker + cosign + slsa-github-generator" + }, + { + "did": "DA-08", + "surface": "PQC", + "artifact": "ML-KEM-1024 key encapsulation + ML-DSA-87 signing", + "tech": "liboqs + AWS KMS PQC preview" + }, + { + "did": "DA-09", + "surface": "PQC", + "artifact": "SLH-DSA-256s fallback for stateless signing", + "tech": "liboqs + custom HSM module" + }, + { + "did": "DA-10", + "surface": "WORM", + "artifact": "S3 Object Lock COMPLIANCE 25y + 5y re-sign rotation", + "regimes": [ + "SEC 17a-4", + "CNSA 2.0" + ] + }, + { + "did": "DA-11", + "surface": "RedTeam", + "artifact": "Prompt injection battery (~500 vectors) + jailbreak corpus (~1,200)", + "coverage": "all Tier 1+2" + }, + { + "did": "DA-12", + "surface": "RedTeam", + "artifact": "Backdoor probes + adversarial example generators + tool-use abuse", + "partners": [ + "MITRE ATLAS", + "external vendors" + ] + }, + { + "did": "DA-13", + "surface": "Dashboards", + "artifact": "Executive + CRO + CCO + CISO + CDAO + MRM + Auditor + Regulator", + "tech": "Grafana + Superset + custom React" + }, + { + "did": "DA-14", + "surface": "Zero-Trust", + "artifact": "SPIRE/SPIFFE mTLS + Cilium microsegmentation + Teleport JIT", + "metric": "ZTC-Score >=0.95" + }, + { + "did": "DA-15", + "surface": "Telemetry", + "artifact": "OTel + Prometheus + Jaeger + OpenSearch", + "retention": "365d hot + 7y warm" + }, + { + "did": "DA-16", + "surface": "Systemic", + "artifact": "Global Systemic Risk Registry federation client", + "protocol": "JSON-LD + ML-DSA-87 signed" + }, + { + "did": "DA-17", + "surface": "QKD", + "artifact": "ID Quantique + Toshiba + QuantumXC links London+Frankfurt+Singapore+Tokyo", + "standards": "ETSI QKD" + }, + { + "did": "DA-18", + "surface": "Failover", + "artifact": "Sovereign AI failover US+EU+APAC + AWS GovCloud + Azure Sovereign + GCP Sov Controls", + "rto": "<=15min" + }, + { + "did": "DA-19", + "surface": "Gateway", + "artifact": "Regulator Audit Gateway zk-verifiable read-only", + "sla": "<2s p99; 19 regulators" + }, + { + "did": "DA-20", + "surface": "CI/CD", + "artifact": "Argo CD + Tekton Chains + cosign + in-toto + Backstage", + "tech": "GitHub Actions / GitLab CI" + }, + { + "did": "DA-21", + "surface": "SIEM/SOAR", + "artifact": "Splunk ES / MS Sentinel / QRadar / Chronicle + SOAR playbooks", + "coverage": "all aigov.* topics" + }, + { + "did": "DA-22", + "surface": "Provenance", + "artifact": "W3C PROV + in-toto + SLSA-3 + cosign + ML-DSA-87 end-to-end", + "scope": [ + "containers", + "weights", + "data", + "prompts", + "logs" + ] + } + ], + "autonomousAgents": [ + { + "aid": "AA-01", + "fleet": "Trading", + "role": "Market-making agent (FX + rates)", + "guardrails": [ + "Position limits", + "VaR/ES caps", + "Loss-cut kill-switch" + ], + "mrmTier": "Tier 1" + }, + { + "aid": "AA-02", + "fleet": "Trading", + "role": "Liquidity-routing agent", + "guardrails": [ + "Best-execution constraints", + "Venue caps", + "RFQ-only stress mode" + ], + "mrmTier": "Tier 1" + }, + { + "aid": "AA-03", + "fleet": "Trading", + "role": "Algorithmic execution agent (TCA-aware)", + "guardrails": [ + "TCA bands", + "Anti-gaming filters", + "Kill-switch" + ], + "mrmTier": "Tier 1" + }, + { + "aid": "AA-04", + "fleet": "Trading", + "role": "Risk-hedging agent", + "guardrails": [ + "Hedge ratio bounds", + "Procyclicality dampers", + "Dual-control" + ], + "mrmTier": "Tier 1" + }, + { + "aid": "AA-05", + "fleet": "Operations", + "role": "Incident-response agent", + "guardrails": [ + "SEV-1+ requires human", + "WORM audit", + "ARE policy bound" + ], + "mrmTier": "Tier 2" + }, + { + "aid": "AA-06", + "fleet": "Operations", + "role": "Change-management agent", + "guardrails": [ + "No prod without dual-control", + "OPA admission" + ], + "mrmTier": "Tier 2" + }, + { + "aid": "AA-07", + "fleet": "Operations", + "role": "Capacity-planning agent", + "guardrails": [ + "FinOps budget caps", + "Carbon caps" + ], + "mrmTier": "Tier 3" + }, + { + "aid": "AA-08", + "fleet": "Operations", + "role": "FinOps-optimizer agent", + "guardrails": [ + "Budget caps", + "No production-impacting changes without human" + ], + "mrmTier": "Tier 3" + }, + { + "aid": "AA-09", + "fleet": "Operations", + "role": "Evidence-harvester agent (ARRE feeder)", + "guardrails": [ + "Read-only; WORM-sealed receipts" + ], + "mrmTier": "Tier 2" + }, + { + "aid": "AA-10", + "fleet": "Operations", + "role": "RedTeam-orchestrator agent", + "guardrails": [ + "Bounded harnesses; OPA capability bounds" + ], + "mrmTier": "Tier 2" + }, + { + "aid": "AA-11", + "fleet": "Governance", + "role": "Policy-author agent (drafts only)", + "guardrails": [ + "No autonomous merge; human approval" + ], + "mrmTier": "Tier 3" + }, + { + "aid": "AA-12", + "fleet": "Governance", + "role": "Control-tester agent", + "guardrails": [ + "Read-only; emits findings to Hub" + ], + "mrmTier": "Tier 2" + }, + { + "aid": "AA-13", + "fleet": "Governance", + "role": "Audit-prep agent", + "guardrails": [ + "Read-only; per-regulator scoped" + ], + "mrmTier": "Tier 2" + }, + { + "aid": "AA-14", + "fleet": "Governance", + "role": "ARRE-runner agent (scheduled submissions)", + "guardrails": [ + "Human sign-off pre-submit; WORM audit" + ], + "mrmTier": "Tier 1" + }, + { + "aid": "AA-15", + "fleet": "Governance", + "role": "ARE-executor agent", + "guardrails": [ + "Bounded remediation set; reversible; SEV-1+ dual-control" + ], + "mrmTier": "Tier 1" + } + ], + "regulatorGateways": [ + { + "gid": "RG-01", + "regulator": "EU AI Office", + "surface": "AI Act high-risk + GPAI Art. 53/55 zk-attestation", + "cadence": "continuous + quarterly summary" + }, + { + "gid": "RG-02", + "regulator": "UK FCA", + "surface": "Consumer Duty + SS1/23 + SMCR SMF-AI", + "cadence": "continuous + quarterly returns" + }, + { + "gid": "RG-03", + "regulator": "UK PRA", + "surface": "SS1/23 + ICAAP AI add-on", + "cadence": "quarterly + on-request" + }, + { + "gid": "RG-04", + "regulator": "US Fed Reserve", + "surface": "SR 11-7 model inventory + validation evidence", + "cadence": "quarterly + annual" + }, + { + "gid": "RG-05", + "regulator": "US OCC", + "surface": "OCC 2011-12 model risk + AI/ML systems", + "cadence": "quarterly + on-request" + }, + { + "gid": "RG-06", + "regulator": "US SEC", + "surface": "17a-4 WORM evidence + 10-K/8-K cyber + Reg-SCI", + "cadence": "on-event + quarterly" + }, + { + "gid": "RG-07", + "regulator": "FINRA", + "surface": "3110/4511 supervision + recordkeeping", + "cadence": "continuous + audit" + }, + { + "gid": "RG-08", + "regulator": "MAS Singapore", + "surface": "FEAT principles + TRM 2021", + "cadence": "quarterly + on-request" + }, + { + "gid": "RG-09", + "regulator": "HKMA Hong Kong", + "surface": "GP-1 governance + GS-2 GenAI", + "cadence": "quarterly + on-request" + }, + { + "gid": "RG-10", + "regulator": "OSFI Canada", + "surface": "E-23 model risk + OSFI guideline", + "cadence": "quarterly + annual" + }, + { + "gid": "RG-11", + "regulator": "FINMA Switzerland", + "surface": "AI Guidance + circular updates", + "cadence": "quarterly + on-request" + }, + { + "gid": "RG-12", + "regulator": "BaFin Germany", + "surface": "AI Act implementation + MaRisk + BAIT", + "cadence": "quarterly + on-request" + }, + { + "gid": "RG-13", + "regulator": "ACPR France", + "surface": "AI Act + Solvency II AI add-on", + "cadence": "quarterly + annual" + }, + { + "gid": "RG-14", + "regulator": "AMF France", + "surface": "Algorithmic trading + MIF II AI", + "cadence": "quarterly + on-request" + }, + { + "gid": "RG-15", + "regulator": "UK AISI", + "surface": "Capability evals + RedTeam findings (GIEN)", + "cadence": "continuous + quarterly summary" + }, + { + "gid": "RG-16", + "regulator": "US AISI (NIST)", + "surface": "Capability evals + AI RMF evidence", + "cadence": "continuous + quarterly summary" + }, + { + "gid": "RG-17", + "regulator": "Singapore AI Verify", + "surface": "AI Verify framework + GIEN exchange", + "cadence": "quarterly + on-request" + }, + { + "gid": "RG-18", + "regulator": "Japan AISI", + "surface": "Capability evals + G7 Hiroshima evidence", + "cadence": "quarterly + on-request" + }, + { + "gid": "RG-19", + "regulator": "Canada AISI", + "surface": "Capability evals + AIDA implementation evidence", + "cadence": "quarterly + on-request" + } + ], + "roadmapItems": [ + { + "rid": "RM-01", + "phase": "2026Q1", + "milestone": "Foundation: AIMS scoping + ISO 42001 stage-1 audit + Hub MVP", + "deps": [] + }, + { + "rid": "RM-02", + "phase": "2026Q2", + "milestone": "Governance Sidecars + OPA bundles + Kafka aigov.* live", + "deps": [ + "RM-01" + ] + }, + { + "rid": "RM-03", + "phase": "2026Q3", + "milestone": "WORM 25y + PQC migration kickoff + ARRE pilot (FCA + MAS)", + "deps": [ + "RM-02" + ] + }, + { + "rid": "RM-04", + "phase": "2026Q4", + "milestone": "Sentinel Enterprise stack MVP + TLA+ MGK first proof + EAV v0.1", + "deps": [ + "RM-02" + ] + }, + { + "rid": "RM-05", + "phase": "2027Q1", + "milestone": "Prompt Management & Reporting App productionized + Agent registry (A2A/MCP/ACP)", + "deps": [ + "RM-02", + "RM-04" + ] + }, + { + "rid": "RM-06", + "phase": "2027Q2", + "milestone": "ISO 42001 certification + ARRE coverage >=80% + Hub federation", + "deps": [ + "RM-01", + "RM-03" + ] + }, + { + "rid": "RM-07", + "phase": "2027Q3", + "milestone": "AGI Containment T3/T4 live + AISI MoUs (UK + US + EU)", + "deps": [ + "RM-04" + ] + }, + { + "rid": "RM-08", + "phase": "2027Q4", + "milestone": "RedTeam external quarterly + RTRI >=0.9 + ARE production rollout", + "deps": [ + "RM-05" + ] + }, + { + "rid": "RM-09", + "phase": "2028Q1", + "milestone": "CAS Registry + SR-DSL v1.0 + srdslc compiler emits Rego+WASM", + "deps": [ + "RM-02", + "RM-06" + ] + }, + { + "rid": "RM-10", + "phase": "2028Q2", + "milestone": "CAS-SPP pilot with EU AI Office + first zk-attestations", + "deps": [ + "RM-09" + ] + }, + { + "rid": "RM-11", + "phase": "2028Q3", + "milestone": "AutonomousAgentFleet trading live (Tier 1 + ICAAP add-on)", + "deps": [ + "RM-05", + "RM-07" + ] + }, + { + "rid": "RM-12", + "phase": "2028Q4", + "milestone": "QKD telemetry between core DCs + sovereign failover drilled", + "deps": [ + "RM-03" + ] + }, + { + "rid": "RM-13", + "phase": "2029Q1", + "milestone": "GIEN protocol live + federated exchange with peers + AISIs", + "deps": [ + "RM-07" + ] + }, + { + "rid": "RM-14", + "phase": "2029Q2", + "milestone": "Global Systemic Risk Registry federated + first systemic report", + "deps": [ + "RM-13" + ] + }, + { + "rid": "RM-15", + "phase": "2029Q3", + "milestone": "Regulator Audit Gateway live for 19 regulators + RCI=1.0 target", + "deps": [ + "RM-10", + "RM-13" + ] + }, + { + "rid": "RM-16", + "phase": "2029Q4", + "milestone": "CAS-SPP adoption broadened (FCA + MAS + HKMA + Fed)", + "deps": [ + "RM-10", + "RM-15" + ] + }, + { + "rid": "RM-17", + "phase": "2030Q2", + "milestone": "Civilizational layer (CEGL + LexAI-DSL + GASRGP/GASC) + GTI participation", + "deps": [ + "RM-13", + "RM-15" + ] + }, + { + "rid": "RM-18", + "phase": "2030Q4", + "milestone": "CGI >=0.75 + GTI >=0.85 + RCI =1.0 + program steady state", + "deps": [ + "RM-17" + ] + } + ], + "dependencies": [ + { + "eid": "DEP-01", + "from": "RM-01", + "to": "RM-02", + "reason": "AIMS + Hub required before Sidecar rollout" + }, + { + "eid": "DEP-02", + "from": "RM-02", + "to": "RM-03", + "reason": "Sidecars feed audit which feeds WORM + ARRE" + }, + { + "eid": "DEP-03", + "from": "RM-02", + "to": "RM-04", + "reason": "OPA + Kafka substrate required for Sentinel stack" + }, + { + "eid": "DEP-04", + "from": "RM-04", + "to": "RM-07", + "reason": "MGK + EAV required for T3/T4 containment" + }, + { + "eid": "DEP-05", + "from": "RM-02", + "to": "RM-05", + "reason": "Sidecars + OPA required for prompt app + agents" + }, + { + "eid": "DEP-06", + "from": "RM-05", + "to": "RM-08", + "reason": "Agent registry required for RedTeam coverage of agents" + }, + { + "eid": "DEP-07", + "from": "RM-01", + "to": "RM-06", + "reason": "ISO 42001 stage-1 -> certification path" + }, + { + "eid": "DEP-08", + "from": "RM-03", + "to": "RM-06", + "reason": "ARRE pilot evidence required for ISO 42001 cert" + }, + { + "eid": "DEP-09", + "from": "RM-02", + "to": "RM-09", + "reason": "OPA libraries required for CAS Registry + SR-DSL compiler" + }, + { + "eid": "DEP-10", + "from": "RM-06", + "to": "RM-09", + "reason": "ISO 42001 cert demonstrates control coverage required for CAS" + }, + { + "eid": "DEP-11", + "from": "RM-09", + "to": "RM-10", + "reason": "CAS + SR-DSL required for CAS-SPP zk-attestations" + }, + { + "eid": "DEP-12", + "from": "RM-05", + "to": "RM-11", + "reason": "Agent registry + interop required for trading fleet activation" + }, + { + "eid": "DEP-13", + "from": "RM-07", + "to": "RM-11", + "reason": "T3 containment required for autonomous trading Tier 1" + }, + { + "eid": "DEP-14", + "from": "RM-03", + "to": "RM-12", + "reason": "PQC migration must precede QKD telemetry rollout" + }, + { + "eid": "DEP-15", + "from": "RM-07", + "to": "RM-13", + "reason": "AISI MoUs required for GIEN federation" + }, + { + "eid": "DEP-16", + "from": "RM-13", + "to": "RM-14", + "reason": "GIEN required for Global Systemic Risk Registry federation" + }, + { + "eid": "DEP-17", + "from": "RM-10", + "to": "RM-15", + "reason": "CAS-SPP required for zk-verifiable Audit Gateway" + } + ], + "schemas": [ + { + "name": "platformComponent.schema.json", + "purpose": "P1 AI governance platform component" + }, + { + "name": "sentinelLayer.schema.json", + "purpose": "P2 Sentinel Enterprise stack layer" + }, + { + "name": "containmentControl.schema.json", + "purpose": "P2 AGI containment control" + }, + { + "name": "fiBlueprint.schema.json", + "purpose": "P3 FI blueprint item" + }, + { + "name": "promptGovernance.schema.json", + "purpose": "P4 prompt management governance item" + }, + { + "name": "cryptoSupervisionLayer.schema.json", + "purpose": "P5 CAS/CAS-SPP/SR-DSL layer" + }, + { + "name": "deploymentArtifact.schema.json", + "purpose": "P6 deployment artifact (IaC/PQC/QKD)" + }, + { + "name": "autonomousAgent.schema.json", + "purpose": "P6 AutonomousAgentFleet member" + }, + { + "name": "regulatorGateway.schema.json", + "purpose": "P6 regulator audit gateway endpoint" + }, + { + "name": "roadmapItem.schema.json", + "purpose": "Phased roadmap milestone" + }, + { + "name": "dependency.schema.json", + "purpose": "DAG edge between roadmap items" + }, + { + "name": "casRecord.schema.json", + "purpose": "Control Assurance Specification record" + }, + { + "name": "casSppProof.schema.json", + "purpose": "CAS-SPP cryptographic supervisory proof envelope" + }, + { + "name": "srDslRule.schema.json", + "purpose": "SR-DSL supervisory rule AST" + }, + { + "name": "kpi.schema.json", + "purpose": "KPI definition with target + cadence" + }, + { + "name": "evidence.schema.json", + "purpose": "Evidence pack envelope" + }, + { + "name": "regulatorReport.schema.json", + "purpose": "ARRE regulator report envelope" + }, + { + "name": "incidentRecord.schema.json", + "purpose": "SEV-* incident record" + }, + { + "name": "redTeamFinding.schema.json", + "purpose": "RedTeam finding with ATLAS/OWASP taxonomy" + }, + { + "name": "agentAttestation.schema.json", + "purpose": "Per-action agent attestation (ML-DSA-87)" + } + ], + "code": [ + { + "lang": "rego", + "name": "compliance/eu-ai-act/high_risk.rego", + "purpose": "EU AI Act high-risk admission policy" + }, + { + "lang": "rego", + "name": "compliance/sr-11-7/model_tier.rego", + "purpose": "SR 11-7 model tier admission" + }, + { + "lang": "rego", + "name": "compliance/fca-cd/consumer_duty.rego", + "purpose": "FCA Consumer Duty outcome enforcement" + }, + { + "lang": "yaml", + "name": "k8s/sidecars/policy-sidecar.yaml", + "purpose": "OPA Envoy ext_authz sidecar deployment" + }, + { + "lang": "yaml", + "name": "k8s/sidecars/audit-sidecar.yaml", + "purpose": "Kafka audit producer sidecar" + }, + { + "lang": "terraform", + "name": "modules/worm/main.tf", + "purpose": "S3 Object Lock COMPLIANCE 25y" + }, + { + "lang": "terraform", + "name": "modules/eks/main.tf", + "purpose": "Bottlerocket + Karpenter EKS" + }, + { + "lang": "tla", + "name": "specs/MGK.tla", + "purpose": "TLA+ Minimal Governance Kernel specification" + }, + { + "lang": "tla", + "name": "specs/MGK.cfg", + "purpose": "TLC model-check config" + }, + { + "lang": "circom", + "name": "zk/cas_spp.circom", + "purpose": "CAS-SPP zk-SNARK circuit" + }, + { + "lang": "python", + "name": "srdslc/compiler.py", + "purpose": "SR-DSL -> Rego/WASM/zk compiler" + }, + { + "lang": "yaml", + "name": "argocd/governance-app.yaml", + "purpose": "Argo CD app for governance bundles" + }, + { + "lang": "yaml", + "name": "tekton/sign-and-attest.yaml", + "purpose": "Tekton Chains signing + in-toto" + }, + { + "lang": "json", + "name": "schemas/casRecord.schema.json", + "purpose": "CAS record JSON Schema" + }, + { + "lang": "graphql", + "name": "hub/schema.graphql", + "purpose": "Governance Hub GraphQL Federation" + }, + { + "lang": "sql", + "name": "gql/examples/fca_consumer_duty.gql", + "purpose": "GQL example: FCA Consumer Duty evidence" + }, + { + "lang": "yaml", + "name": "siem/correlation-rules.yaml", + "purpose": "SIEM correlation rules for aigov.* topics" + }, + { + "lang": "yaml", + "name": "soar/playbooks/sev1-rollback.yaml", + "purpose": "SOAR playbook for SEV-1+ auto-rollback" + }, + { + "lang": "yaml", + "name": "qkd/link-monitor.yaml", + "purpose": "QKD link health monitoring" + }, + { + "lang": "yaml", + "name": "failover/sovereign-runbook.yaml", + "purpose": "Sovereign AI failover runbook" + } + ], + "kpis": [ + { + "kpi": "AIMS-Coverage", + "target": ">=0.95", + "cadence": "quarterly" + }, + { + "kpi": "MRGI", + "target": ">=0.95", + "cadence": "quarterly" + }, + { + "kpi": "DRI", + "target": ">=0.95 (n=10)", + "cadence": "monthly" + }, + { + "kpi": "CCS", + "target": ">=0.95", + "cadence": "quarterly" + }, + { + "kpi": "ARI", + "target": ">=0.9 (frontier)", + "cadence": "per-release" + }, + { + "kpi": "CSI", + "target": ">=0.95 (T3/T4)", + "cadence": "monthly" + }, + { + "kpi": "RTRI", + "target": ">=0.9", + "cadence": "quarterly" + }, + { + "kpi": "CDC-Score", + "target": ">=0.9", + "cadence": "monthly" + }, + { + "kpi": "CSPI", + "target": ">=0.95", + "cadence": "continuous" + }, + { + "kpi": "ARRE-Coverage", + "target": ">=0.98", + "cadence": "quarterly" + }, + { + "kpi": "ARE-MTTR", + "target": "<=15min for 80%", + "cadence": "continuous" + }, + { + "kpi": "ZTC-Score", + "target": ">=0.95", + "cadence": "quarterly" + }, + { + "kpi": "PQC-Migration", + "target": ">=0.95 by 2028", + "cadence": "quarterly" + }, + { + "kpi": "QKD-Uptime", + "target": ">=99.9% per link", + "cadence": "monthly" + }, + { + "kpi": "SovFailover-RTO", + "target": "<=15min", + "cadence": "monthly drill" + }, + { + "kpi": "CGI", + "target": ">=0.75 by 2030", + "cadence": "annual" + }, + { + "kpi": "GTI", + "target": ">=0.85 by 2030", + "cadence": "annual" + }, + { + "kpi": "RCI", + "target": "=1.0", + "cadence": "quarterly" + }, + { + "kpi": "Sidecar-Latency-p99", + "target": "<=8ms added", + "cadence": "monthly" + }, + { + "kpi": "OPA-Decision-p99", + "target": "<5ms", + "cadence": "monthly" + }, + { + "kpi": "WORM-Durability", + "target": "99.999999999% (11 9s)", + "cadence": "annual" + }, + { + "kpi": "Audit-Loss-Rate", + "target": "0", + "cadence": "monthly" + }, + { + "kpi": "RedTeam-External-Cadence", + "target": "Quarterly (Tier 1)", + "cadence": "quarterly" + }, + { + "kpi": "ISO-42001-Surveillance", + "target": "Annual + zero majors", + "cadence": "annual" + }, + { + "kpi": "Breach-Isolate-MTTI", + "target": "<60s", + "cadence": "monthly drill" + }, + { + "kpi": "Breach-Rollback-MTTR", + "target": "<15min for SEV-1+", + "cadence": "monthly drill" + }, + { + "kpi": "Hub-Federation-Coverage", + "target": ">=95% of FIN/RISK systems", + "cadence": "quarterly" + }, + { + "kpi": "Agent-Kill-Switch-Drill", + "target": "Monthly + 100% pass", + "cadence": "monthly" + }, + { + "kpi": "ARRE-On-Time-Filing", + "target": ">=99%", + "cadence": "quarterly" + }, + { + "kpi": "CAS-Coverage", + "target": ">=100% of in-scope controls", + "cadence": "quarterly" + }, + { + "kpi": "SR-DSL-Compile-Success", + "target": ">=99% on PR merge", + "cadence": "monthly" + }, + { + "kpi": "zk-Attestation-Verify-Rate", + "target": "=1.0 (regulator-side)", + "cadence": "monthly" + }, + { + "kpi": "GIEN-Exchange-Coverage", + "target": ">=80% of peer FIs by 2029", + "cadence": "annual" + }, + { + "kpi": "Systemic-Risk-Registry-Coverage", + "target": ">=70% of in-scope models by 2030", + "cadence": "annual" + } + ], + "riskControlMatrix": [ + { + "risk": "Unsupervised AI actuation", + "control": "OPA admission + MGK quorum", + "owner": "CISO+CRO", + "regimes": [ + "EU AI Act Art. 14", + "SR 11-7" + ] + }, + { + "risk": "Audit tampering", + "control": "WORM + Merkle + ML-DSA-87", + "owner": "CISO", + "regimes": [ + "SEC 17a-4", + "DORA" + ] + }, + { + "risk": "Model drift", + "control": "Drift telemetry + auto-rollback (ARE)", + "owner": "CDAO+MRM", + "regimes": [ + "NIST AI RMF MEASURE-3" + ] + }, + { + "risk": "PII leak in prompts", + "control": "Redaction sidecar + linter ban list", + "owner": "DPO", + "regimes": [ + "GDPR" + ] + }, + { + "risk": "Prompt injection", + "control": "RedTeam suite + filter + canary", + "owner": "CISO", + "regimes": [ + "OWASP LLM Top 10" + ] + }, + { + "risk": "Capability threshold crossing (frontier)", + "control": "T4 + 3-of-5 quorum + AISI <=24h", + "owner": "Board AI Chair", + "regimes": [ + "EU AI Act Art. 55" + ] + }, + { + "risk": "Cryptographic compromise (classical)", + "control": "PQC migration + ML-DSA-87 + ML-KEM-1024", + "owner": "CISO", + "regimes": [ + "CNSA 2.0" + ] + }, + { + "risk": "Cross-firm model concentration", + "control": "GIEN exchange + Systemic Risk Registry", + "owner": "CRO", + "regimes": [ + "FSB AI guidance" + ] + }, + { + "risk": "Autonomous trading run-away", + "control": "Position/VaR caps + kill-switch + MRM T1", + "owner": "Head of Markets", + "regimes": [ + "FCA SS1/23", + "FRTB" + ] + }, + { + "risk": "Regulator data gap", + "control": "ARRE + Audit Gateway + CAS-SPP", + "owner": "CCO", + "regimes": [ + "FCA SS1/23", + "MAS FEAT" + ] + }, + { + "risk": "Air-gap breach", + "control": "Hardware diode + signed channels + drills", + "owner": "CISO", + "regimes": [ + "EU AI Act Art. 55" + ] + }, + { + "risk": "MGK bypass", + "control": "TLA+ NoBypass invariant + eBPF enforcement", + "owner": "CISO", + "regimes": [ + "ISO 42001 A.6" + ] + }, + { + "risk": "Vendor LLM data exfil", + "control": "Procurement gating + sandbox + redaction", + "owner": "CISO+CCO", + "regimes": [ + "GDPR", + "GLBA" + ] + }, + { + "risk": "Adverse-action disclosure failure", + "control": "FCRA 615 + ECOA Reg-B reasons + GDPR Art-22", + "owner": "CCO", + "regimes": [ + "FCRA 615", + "ECOA Reg-B", + "GDPR Art-22" + ] + }, + { + "risk": "ICAAP capital under-estimation for AI", + "control": "AI Pillar 2 add-on + scenario tests", + "owner": "CRO", + "regimes": [ + "Basel III/IV", + "ICAAP" + ] + }, + { + "risk": "Sanctions miss", + "control": "OPA-based sanction execution + quarterly list refresh", + "owner": "Head of Sanctions", + "regimes": [ + "OFAC", + "FATF R.16" + ] + }, + { + "risk": "QKD link outage", + "control": "Multi-vendor links + PQC fallback", + "owner": "CISO", + "regimes": [ + "CNSA 2.0", + "ETSI QKD" + ] + }, + { + "risk": "Sovereign jurisdiction loss", + "control": "3-jurisdiction sovereign failover + GovCloud", + "owner": "CIO+CCO", + "regimes": [ + "GDPR", + "MAS Notice 658" + ] + }, + { + "risk": "AGI deception / goal misgen", + "control": "EpistemicAlignmentVerifier + Apollo evals", + "owner": "Head of AI Safety", + "regimes": [ + "EU AI Act Art. 55", + "G7 Hiroshima" + ] + }, + { + "risk": "Civilizational misalignment", + "control": "CEGL + LexAI-DSL + GASRGP + GTI", + "owner": "Board AI Chair", + "regimes": [ + "CEGL", + "GTI" + ] + }, + { + "risk": "Container/image supply chain", + "control": "cosign + SLSA-3 + ML-DSA-87 + Sigstore Rekor", + "owner": "CISO", + "regimes": [ + "NIST SSDF" + ] + }, + { + "risk": "OPA policy drift", + "control": "GitOps + signed bundles + ARE auto-revert", + "owner": "Head of Platform", + "regimes": [ + "NIST SSDF", + "ISO 42001" + ] + } + ], + "traceability": [ + { + "from": "EU AI Act Art. 9", + "to": "PC-10 (OPA Gatekeeper) + CC-15 (MGK invariants)" + }, + { + "from": "EU AI Act Art. 10", + "to": "PC-04 (redaction sidecar) + PC-05 (lineage sidecar)" + }, + { + "from": "EU AI Act Art. 14", + "to": "PC-11 (OPA Sidecar) + CC-08 (T3 dual-control)" + }, + { + "from": "EU AI Act Art. 15", + "to": "PC-03 (telemetry sidecar) + DA-15 (OTel + Prometheus + Jaeger + OpenSearch)" + }, + { + "from": "EU AI Act Art. 53/55", + "to": "SL-06 (L6 Evaluation) + CC-14 (AISI <=24h) + CC-15 (MGK)" + }, + { + "from": "NIST AI RMF GOVERN", + "to": "FB-* + Hub + Codex (SL-09)" + }, + { + "from": "NIST AI RMF MAP", + "to": "M3.1 (28-Regime Crosswalk) + CS-01 (Ontology)" + }, + { + "from": "NIST AI RMF MEASURE", + "to": "SL-06 (Evals) + PG-08 (Monitoring)" + }, + { + "from": "NIST AI RMF MANAGE", + "to": "PC-18 (ARE) + M6.8 (Breach Response) + M6.11 (Fleet)" + }, + { + "from": "ISO 42001 Clause 6", + "to": "M2.1 (AIMS) + M3.4 (MRM)" + }, + { + "from": "ISO 42001 Annex A.6", + "to": "PC-10/PC-11 (OPA) + CC-15 (MGK)" + }, + { + "from": "ISO 42001 Annex A.8", + "to": "PC-05 (lineage) + DA-22 (provenance)" + }, + { + "from": "GDPR Art. 22", + "to": "FB-08 + PG-02 + RG-01 (EU AI Office)" + }, + { + "from": "GDPR Art. 35", + "to": "DPIA template + Hub workflow + M3.4" + }, + { + "from": "FCRA 615", + "to": "FB-02 + adverse-action template + ARRE" + }, + { + "from": "ECOA Reg-B 1002", + "to": "FB-02 + fairness telemetry + M3.4" + }, + { + "from": "SR 11-7", + "to": "M2.1 (MRM) + M3.4 + AA-* (agent MRM tier)" + }, + { + "from": "OCC 2011-12", + "to": "M2.1 + M3.4 + FB-11 (Vendor LLM)" + }, + { + "from": "Basel III/IV + ICAAP", + "to": "FB-01 + M3.8 (Investment) + AA-* (trading agents)" + }, + { + "from": "FRTB", + "to": "FB-03 + AA-01/02/03/04 (trading agents) + MRM T1" + }, + { + "from": "SEC 17a-4", + "to": "PC-06/PC-07 (Kafka + WORM) + DA-10 (S3 Object Lock)" + }, + { + "from": "DORA Art. 17", + "to": "PC-06 + PC-16 (sGQL) + M6.12 (SIEM/SOAR)" + }, + { + "from": "FCA Consumer Duty", + "to": "FB-06 + PG-11 + RG-02 + M3.4" + }, + { + "from": "FCA SS1/23", + "to": "FB-05 + AA-* (trading) + M6.5 + RG-02/RG-03" + }, + { + "from": "MAS FEAT", + "to": "FB-* + PG-11 + RG-08 + M3.1" + }, + { + "from": "HKMA GP-1 + GS-2", + "to": "FB-* + PG-11 + RG-09 + M3.1" + }, + { + "from": "G7 Hiroshima + Bletchley", + "to": "SL-08 (AISI) + CC-14 + M5.7/M5.8 (CAS-SPP + interop)" + }, + { + "from": "CEGL + LexAI-DSL + GASRGP", + "to": "FB-16 + RM-17 + civilizational outcomes (CGI/GTI)" + }, + { + "from": "NSA CNSA 2.0", + "to": "DA-08/DA-09 (PQC) + PC-07 (WORM 5y re-sign) + RM-03" + }, + { + "from": "MITRE ATLAS", + "to": "M2.10 (Adversarial) + DA-12 + M3.5 (RedTeam)" + } + ], + "dataFlows": [ + { + "flow": "App -> policy-sidecar (OPA ext_authz) -> allow/deny + decision log -> Kafka aigov.policy-decisions" + }, + { + "flow": "App -> redaction-sidecar -> tokenized payload -> downstream + tokenization-vault audit" + }, + { + "flow": "App -> audit-sidecar -> Kafka aigov.* -> Iceberg S3 -> WORM S3 Object Lock COMPLIANCE 25y" + }, + { + "flow": "App -> telemetry-sidecar -> OTel collector -> Prometheus + Jaeger + OpenSearch + drift/fairness store" + }, + { + "flow": "App -> lineage-sidecar -> OpenLineage -> Marquez/Hub + W3C PROV emission" + }, + { + "flow": "Sentinel evals -> aigov.cre + WORM + capability dashboard + AISI MoU dispatch" + }, + { + "flow": "Hub UI -> GraphQL Federation -> backend stitching (Hub API + ARRE + GQL + sGQL)" + }, + { + "flow": "ARRE -> templates engine -> per-regulator submission -> regulator portal + WORM evidence pack" + }, + { + "flow": "ARE -> bounded actions -> OPA admission -> dual-control SEV-1+ -> WORM audit + Hub incident view" + }, + { + "flow": "CAS Registry -> CAS-SPP service -> Merkle root + ML-DSA-87 sig -> zk-SNARK proof -> Sigstore Rekor commit -> Regulator Audit Gateway" + }, + { + "flow": "SR-DSL source -> srdslc -> Rego bundle + WASM filter + zk circuit -> Argo CD GitOps deploy" + }, + { + "flow": "AutonomousAgentFleet action -> per-action ML-DSA-87 attestation -> OPA capability bounds -> WORM audit -> Hub fleet view" + }, + { + "flow": "QKD link -> key delivery -> PQC fallback if degraded -> SEV-* on outage > thresholds" + }, + { + "flow": "Sovereign failover trigger -> Argo Rollouts cross-region -> DNS shift -> RTO <=15min -> WORM record" + }, + { + "flow": "GIEN exchange -> peer/AISI -> anonymized payload -> Hub view + Systemic Risk Registry feed" + } + ], + "regulators": [ + { + "name": "EU AI Office", + "regime": "EU AI Act", + "cadence": "continuous + quarterly summary" + }, + { + "name": "UK FCA", + "regime": "Consumer Duty + SS1/23 + SMCR", + "cadence": "continuous + quarterly returns" + }, + { + "name": "UK PRA", + "regime": "SS1/23 + ICAAP", + "cadence": "quarterly + on-request" + }, + { + "name": "US Fed Reserve", + "regime": "SR 11-7", + "cadence": "quarterly + annual" + }, + { + "name": "US OCC", + "regime": "OCC 2011-12", + "cadence": "quarterly + on-request" + }, + { + "name": "US SEC", + "regime": "17a-4 + 10-K/8-K + Reg-SCI", + "cadence": "on-event + quarterly" + }, + { + "name": "FINRA", + "regime": "3110/4511", + "cadence": "continuous + audit" + }, + { + "name": "MAS Singapore", + "regime": "FEAT + TRM 2021", + "cadence": "quarterly + on-request" + }, + { + "name": "HKMA Hong Kong", + "regime": "GP-1 + GS-2", + "cadence": "quarterly + on-request" + }, + { + "name": "OSFI Canada", + "regime": "E-23", + "cadence": "quarterly + annual" + }, + { + "name": "FINMA Switzerland", + "regime": "AI Guidance", + "cadence": "quarterly + on-request" + }, + { + "name": "BaFin Germany", + "regime": "AI Act + MaRisk + BAIT", + "cadence": "quarterly + on-request" + }, + { + "name": "ACPR France", + "regime": "AI Act + Solvency II", + "cadence": "quarterly + annual" + }, + { + "name": "AMF France", + "regime": "Algo Trading + MIF II", + "cadence": "quarterly + on-request" + }, + { + "name": "UK AISI", + "regime": "Capability evals + GIEN", + "cadence": "continuous" + }, + { + "name": "US AISI (NIST)", + "regime": "Capability evals + AI RMF", + "cadence": "continuous" + }, + { + "name": "Singapore AI Verify", + "regime": "AI Verify + GIEN", + "cadence": "quarterly + on-request" + }, + { + "name": "Japan AISI", + "regime": "Capability evals + G7 Hiroshima", + "cadence": "quarterly" + }, + { + "name": "Canada AISI", + "regime": "Capability evals + AIDA", + "cadence": "quarterly" + } + ], + "rollout90": [ + { + "phase": "D0-30", + "name": "Foundation", + "actions": [ + "AIMS scoping", + "OPA bundles seed", + "Kafka aigov.* topics", + "Hub MVP wireframes", + "TLA+ MGK draft spec", + "SR-DSL design doc", + "QKD vendor SOW", + "Sovereign failover region planning" + ] + }, + { + "phase": "D31-60", + "name": "Pilot", + "actions": [ + "Policy sidecar in staging", + "Audit sidecar in staging", + "WORM S3 Object Lock prov", + "ARRE skeleton with FCA + MAS pilots", + "Sentinel L1-L3 MVP", + "Prompt registry MVP", + "RedTeam smoke suite", + "ARE policies drafted + paused" + ] + }, + { + "phase": "D61-90", + "name": "Pre-Prod", + "actions": [ + "Canary deploy sidecars to Tier 2", + "ARRE first FCA filing draft", + "TLA+ MGK first proof", + "Hub federation MVP", + "Agent registry MVP", + "ISO 42001 stage-1 ready", + "Board AI Risk Committee chartered + first meeting", + "Regulator Audit Gateway pilot endpoint live" + ] + } + ], + "roadmap": [ + { + "phase": "Phase 1 (2026)", + "items": [ + "RM-01 Foundation", + "RM-02 Sidecars/OPA/Kafka", + "RM-03 WORM/PQC/ARRE", + "RM-04 Sentinel MVP" + ] + }, + { + "phase": "Phase 2 (2027 H1)", + "items": [ + "RM-05 Prompt App + Agents", + "RM-06 ISO 42001 cert" + ] + }, + { + "phase": "Phase 3 (2027 H2)", + "items": [ + "RM-07 T3/T4 + AISI MoUs", + "RM-08 RedTeam ext + ARE prod" + ] + }, + { + "phase": "Phase 4 (2028)", + "items": [ + "RM-09 CAS + SR-DSL", + "RM-10 CAS-SPP pilot", + "RM-11 AutonomousAgentFleet trading", + "RM-12 QKD + sovereign failover" + ] + }, + { + "phase": "Phase 5 (2029)", + "items": [ + "RM-13 GIEN", + "RM-14 Systemic Risk Registry", + "RM-15 Audit Gateway 19 regs", + "RM-16 CAS-SPP broadened" + ] + }, + { + "phase": "Phase 6 (2030)", + "items": [ + "RM-17 Civilizational layer", + "RM-18 Steady state CGI/GTI/RCI" + ] + } + ], + "evidencePack": [ + { + "item": "ISO 42001 management review + stage-1 + stage-2 audit reports" + }, + { + "item": "EU AI Act Annex IV technical documentation (per high-risk system)" + }, + { + "item": "GPAI Art. 53/55 evals + adversarial testing + cybersecurity + incident reports" + }, + { + "item": "NIST AI RMF GOVERN/MAP/MEASURE/MANAGE evidence per Tier 1+2 model" + }, + { + "item": "SR 11-7 model inventory + validation reports + MRM tier letters" + }, + { + "item": "OCC 2011-12 model risk + vendor LLM attestations" + }, + { + "item": "Basel III/IV ICAAP AI Pillar 2 add-on + scenario tests" + }, + { + "item": "FCA Consumer Duty PRIN 2A outcome reports + CDC-Score telemetry" + }, + { + "item": "FCA/PRA SS1/23 returns + SMCR SMF-AI letters" + }, + { + "item": "MAS FEAT self-assessment + TRM 2021 attestations" + }, + { + "item": "HKMA GP-1 + GS-2 attestations" + }, + { + "item": "SEC 17a-4 WORM evidence + 10-K/8-K cyber disclosures" + }, + { + "item": "DORA major-incident reports + NIS2 attestations" + }, + { + "item": "GDPR DPIAs + Art-22 disclosures + Art-35 evidence" + }, + { + "item": "FCRA 615 adverse-action templates + ECOA fairness reports" + }, + { + "item": "AISI bilateral MoUs + capability eval reports (UK + US + EU + SG + JP + CA)" + }, + { + "item": "GIEN exchange logs + peer attestations" + }, + { + "item": "CAS-SPP zk-attestation receipts (per regulator)" + }, + { + "item": "WORM audit chain-of-custody + 25y retention attestations" + }, + { + "item": "Board AI Risk Committee minutes + Board minutes + annual AI Risk Report" + }, + { + "item": "AutonomousAgentFleet kill-switch drill logs + ICAAP add-on capital memos" + }, + { + "item": "RedTeam external quarterly reports + bounty program statistics" + }, + { + "item": "QKD link uptime reports + sovereign failover drill logs" + }, + { + "item": "Civilizational reports (CEGL participation, GTI scores, CGI evidence)" + } + ], + "executiveSummary": { + "tagline": "End-to-end 2026-2030 AI governance + cryptographic supervision for G-SIFIs \u2014 production-ready across six integrated pillars", + "investment": "USD 250-650M / 5y per G-SIFI; NPV USD 700-1900M", + "uplift_vs_WP059": "USD 50-100M envelope; USD 100-200M NPV from CAS-SPP + ARE automation + QKD + sovereign failover", + "topThree": [ + "Operationalize CAS-SPP cryptographic supervisory proofs to all 19 regulators by 2029", + "Stand up AutonomousAgentFleet with TLA+ MGK + kill-switches + ICAAP add-on by 2028", + "Anchor civilizational layer (CEGL/LexAI-DSL/GASRGP + GTI) with CGI >=0.75 by 2030" + ], + "ninetyDayWins": [ + "OPA sidecar in staging + Kafka aigov.* live + WORM S3 Object Lock proved", + "ARRE pilot filing for FCA + MAS", + "Sentinel MVP L1-L3 + TLA+ MGK draft", + "Hub MVP federated to 3 critical systems", + "Board AI Risk Committee chartered + first meeting" + ], + "boardAsks": [ + "Approve USD 250-650M / 5y program envelope", + "Designate SMF-AI under SMCR", + "Charter Board AI Risk Committee + GIEN representation + AGI containment T4 protocol", + "Ratify CAS-SPP regulator pilot + AutonomousAgentFleet trading activation criteria", + "Mandate ISO 42001 certification by 2027 and PQC migration >=0.95 by 2028" + ] + } +} diff --git a/rag-agentic-dashboard/gen-end-to-end-cryptosupervision-blueprint-html.py b/rag-agentic-dashboard/gen-end-to-end-cryptosupervision-blueprint-html.py new file mode 100644 index 00000000..77767d50 --- /dev/null +++ b/rag-agentic-dashboard/gen-end-to-end-cryptosupervision-blueprint-html.py @@ -0,0 +1,261 @@ +#!/usr/bin/env python3 +"""WP-060 HTML renderer — End-to-End AI Governance & Cryptographic Supervision Blueprint 2026-2030.""" +import json +from pathlib import Path +from html import escape + +ROOT = Path(__file__).resolve().parent +SRC = ROOT / "data" / "end-to-end-cryptosupervision-blueprint.json" +OUT = ROOT / "public" / "end-to-end-cryptosupervision-blueprint.html" +OUT.parent.mkdir(parents=True, exist_ok=True) +DOC = json.loads(SRC.read_text()) + + +def e(x): + return escape(str(x)) + + +SKIP = ( + "mid", "sid", "title", "pid", "cid", "wid", "tid", "kid", "oid", "rid", "aid", "hid", + "slid", "vid", "fid", "bid", "did", "qid", "xid", "gid", "eid", + "name", "layer", "component", "system", "area", "category", "mechanism", "riskClass", + "control", "phase", "milestone", "regime", "clause", "blueprint", "framework", "theme", + "track", "scope", "domain", "statement", "family", "vector", "technique", "tier", + "regoRef", "lifecycle", "artifact", "capability", "substrate", "from", "to", + "plane", "fleet", "role", "surface", +) + + +def kv_pairs(d, skip=SKIP): + parts = [] + for k, v in d.items(): + if k in skip: + continue + if isinstance(v, list): + inner = "".join( + f"
  • {e(x) if not isinstance(x, dict) else e(json.dumps(x))}
    • " + for x in v + ) + parts.append(f"
    {e(k)}
    ") + elif isinstance(v, dict): + inner = "".join(f"
  • {e(kk)}: {e(vv)}
    • " for kk, vv in v.items()) + parts.append(f"
    {e(k)}
    ") + else: + parts.append(f"
    {e(k)}: {e(v)}
    ") + return "".join(parts) + + +def section_html(s): + body = kv_pairs(s) + return f"

    {e(s['sid'])}. {e(s['title'])}

    {body}
    " + + +def module_html(m): + secs = "".join(section_html(s) for s in m["sections"]) + return ( + f"
    " + f"

    {e(m['mid'])} — {e(m['title'])}

    " + f"

    {e(m['summary'])}

    " + f"{secs}
    " + ) + + +def list_array(arr, label_keys, anchor, title): + rows = [] + for it in arr: + head_parts = [e(it.get(label_keys[0], ""))] + [e(it.get(k, "")) for k in label_keys[1:]] + head = " · ".join(p for p in head_parts if p) + body = kv_pairs(it) + rows.append(f"
    {head}
    {body}
    ") + return f"

    {title} ({len(arr)})

    {''.join(rows)}
    " + + +# 11 distinctive arrays mapped to anchor + label + (id_key, second_key, third_key) +distinctive = [ + ("platformComponents", "platform-components", "AI Governance Platform Components (P1)", ["pid", "plane", "component"]), + ("sentinelLayers", "sentinel-layers", "Sentinel Enterprise Stack Layers (P2)", ["slid", "layer", "capability"]), + ("containmentControls", "containment-controls", "AGI Containment Controls (P2)", ["cid", "tier", "control"]), + ("fiBlueprints", "fi-blueprints", "Financial Institution Blueprints (P3)", ["fid", "domain", "blueprint"]), + ("promptGovernance", "prompt-governance", "Prompt Management & Agent Interop (P4)", ["qid", "area", "capability"]), + ("cryptoSupervisionLayers", "crypto-supervision-layers","Cryptographic Supervision Layers (P5)", ["xid", "layer", "mechanism"]), + ("deploymentArtifacts", "deployment-artifacts", "Sentinel v2.4 + WorkflowAI Pro Deployment (P6)", ["did", "surface", "artifact"]), + ("autonomousAgents", "autonomous-agents", "AutonomousAgentFleet (P6)", ["aid", "fleet", "role"]), + ("regulatorGateways", "regulator-gateways", "Regulator Audit Gateway Endpoints (P6)", ["gid", "regulator", "surface"]), + ("roadmapItems", "roadmap-items", "Roadmap Items (RM-01..RM-18)", ["rid", "phase", "milestone"]), + ("dependencies", "dependencies", "Dependency Graph (DAG edges)", ["eid", "from", "to"]), +] + +toc_modules = "".join( + f"
  • {e(m['mid'])} — {e(m['title'])}
    • " + for m in DOC["modules"] +) +toc_distinct = "".join( + f"
  • {e(label)}
    • " + for _, anchor, label, _ in distinctive +) + +modules_html = "".join(module_html(m) for m in DOC["modules"]) +distinctive_html = "".join( + list_array(DOC[key], keys, anchor, label) + for key, anchor, label, keys in distinctive +) + + +def table(rows, cols): + head = "".join(f"{e(c)}" for c in cols) + body_rows = [] + for r in rows: + tds = "".join(f"{e(r.get(c, ''))}" for c in cols) + body_rows.append(f"{tds}") + return f"{head}{''.join(body_rows)}
    " + + +# Tail tables — schema/columns matched to WP-060 generator outputs +tail_html = f""" +

    Schemas ({len(DOC['schemas'])})

    {table(DOC['schemas'], ['name','purpose'])}
    +

    Code & IaC Artifacts ({len(DOC['code'])})

    {table(DOC['code'], ['lang','name','purpose'])}
    +

    KPIs ({len(DOC['kpis'])})

    {table(DOC['kpis'], ['kpi','target','cadence'])}
    +

    Risk Control Matrix ({len(DOC['riskControlMatrix'])})

    {table(DOC['riskControlMatrix'], ['risk','control','owner','regimes'])}
    +

    Cross-Regime Traceability ({len(DOC['traceability'])})

    {table(DOC['traceability'], ['from','to'])}
    +

    Data Flows ({len(DOC['dataFlows'])})

    {table(DOC['dataFlows'], ['flow'])}
    +

    Regulators ({len(DOC['regulators'])})

    {table(DOC['regulators'], ['name','regime','cadence'])}
    +

    90-Day Rollout ({len(DOC['rollout90'])})

    {table(DOC['rollout90'], ['phase','name','actions'])}
    +

    2026-2030 Roadmap ({len(DOC['roadmap'])})

    {table(DOC['roadmap'], ['phase','items'])}
    +

    Regulator Evidence Pack ({len(DOC['evidencePack'])})

    {table(DOC['evidencePack'], ['item'])}
    +""" + +exs = DOC["executiveSummary"] +exec_html = f""" +

    Executive Summary

    +

    Tagline: {e(exs['tagline'])}

    +

    Investment: {e(exs['investment'])} · Uplift vs WP-059: {e(exs['uplift_vs_WP059'])}

    +
    Top three priorities
    +
    90-day wins
    +
    Board asks
    +
    +""" + +directive = DOC["directive"] +indices_rows = "".join(f"
  • {e(k)}: {e(v)}
    • " for k, v in DOC["indices"].items()) +tiers_rows = "".join(f"
  • {e(k)}: {e(v)}
    • " for k, v in DOC["tiers"].items()) +sev_rows = "".join(f"
  • {e(k)}: {e(v)}
    • " for k, v in DOC["severities"].items()) +invest = DOC["investment"] +invest_drivers = "".join(f"
  • {e(x)}
    • " for x in invest["drivers"]) +regimes_list = "".join(f"
  • {e(r)}
    • " for r in DOC["regimes"]) +pillars_list = "".join(f"
  • {e(p)}
    • " for p in DOC["pillars"]) + +meta_html = f""" +

    Six Pillars

    + +

    Strategic Directive

    +

    Scope: {e(directive['scope'])}

    +
    Outcomes
    +
    Do NOT
    +
    + +

    Regulatory Regimes ({len(DOC['regimes'])})

    + +

    Performance Indices

    + +

    Tiers (T0-T4)

    + +

    Severity Levels

    + +

    Investment Envelope

    +

    Envelope: {e(invest['envelope'])} · NPV: {e(invest['NPV'])}

    +

    Uplift vs WP-059: {e(invest['uplift_vs_WP059'])}

    +
    Drivers
    +
    +""" + +html = f""" + +{e(DOC['title'])} + + +
    +

    {e(DOC['title'])}

    +
    docRef {e(DOC['docRef'])} · v{e(DOC['version'])} · {e(DOC['status'])} · {e(DOC['classification'])}
    +
    Horizon: {e(DOC['horizon'])} · API prefix: {e(DOC['apiPrefix'])} · builds on {' · '.join(e(b) for b in DOC['buildsOn'])}
    +
    +{''.join(f"{v} {e(k)}" for k,v in DOC['counts'].items())} +
    +
    +
    + +
    +{exec_html} +{meta_html} +{modules_html} +{distinctive_html} +{tail_html} +
    +
    + +""" + +OUT.write_text(html, encoding="utf-8") +print(f"WP-060 HTML written: {OUT}") +print(f"Size: {OUT.stat().st_size:,} bytes ({OUT.stat().st_size/1024:.1f} KB)") diff --git a/rag-agentic-dashboard/gen-end-to-end-cryptosupervision-blueprint.py b/rag-agentic-dashboard/gen-end-to-end-cryptosupervision-blueprint.py new file mode 100644 index 00000000..9af9619b --- /dev/null +++ b/rag-agentic-dashboard/gen-end-to-end-cryptosupervision-blueprint.py @@ -0,0 +1,1130 @@ +#!/usr/bin/env python3 +""" +WP-060: End-to-End 2026-2030 Enterprise & Civilizational AI Governance +and Cryptographic Supervision Blueprint for G-SIFIs and Global Financial Institutions. + +Six-pillar synthesis: + P1 — Institutional-grade AI governance & control platform on K8s+Kafka+OPA + (Governance sidecars, Kafka WORM audit, CI/CD governance, OPA/Rego, + Governance Hub UI/API, GitOps, GQL+sGQL, ARRE, ARE) + P2 — Sentinel Enterprise AI Governance & AGI Containment Stack + (AIMS+MRM, AWS/EKS Terraform, TLA+ MGK, Global Codex, + Cognitive Resonance & Deterministic Telemetry, OPA sanctions, + Synthetic Regulator Audit Sim, GIEN, EpistemicAlignmentVerifier, + Adversarial Testing, Systemic-Risk, Zero-Trust) + P3 — 2026-2030 AI Governance Blueprint for Global FIs + (EU AI Act+NIST+ISO 42001+Basel+SR 11-7+NIS2+FCA+MAS/HKMA, + Sentinel monitoring, WorkflowAI orchestration, MRM, RedTeam, roadmap) + P4 — Enterprise AI Architecture for Prompt Management & Reporting App + (Prompt engineering governance, enterprise AI strategy, agent + interoperability, AGI/ASI safety reports, product/UX backlog) + P5 — Regulator-Grade Multi-Layer AI Governance & Cryptographic Supervision + (Multi-framework crosswalks, OPA/Rego+JSON-LD libraries, K8s+Kafka+OPA, + CAS + CAS-SPP, SR-DSL -> Rego+WASM+zk-circuits, meta-governance) + P6 — Sentinel AI v2.4 & WorkflowAI Pro G-SIFI Deployment Architecture + (Docker/K8s/Terraform, PQC WORM, RedTeam suites, dashboards, + Autonomous trading agents + guardrails, zero-trust networking, + systemic-risk telemetry, containment breach response, + cryptographic provenance, CI/CD+DevSecOps, AutonomousAgentFleet, + SIEM/SOAR, global systemic risk registry, QKD telemetry, + sovereign AI failover, regulator audit gateway, production best + practices) +""" +import json, os + +OUT = os.path.join(os.path.dirname(__file__), "data", "end-to-end-cryptosupervision-blueprint.json") + +DOC = { + "docRef": "END-TO-END-CRYPTOSUPERVISION-BLUEPRINT-WP-060", + "version": "1.0.0", + "title": "End-to-End 2026-2030 Enterprise & Civilizational AI Governance and Cryptographic Supervision Blueprint for G-SIFIs and Global Financial Institutions", + "horizon": "2026-2030+", + "apiPrefix": "/api/end-to-end-cryptosupervision-blueprint", + "buildsOn": ["WP-035", "WP-040", "WP-045", "WP-050", "WP-054", "WP-055", "WP-056", "WP-057", "WP-058", "WP-059"], + "status": "regulator-submission-grade-six-pillar-synthesis", + "classification": "Confidential / Restricted — Board, CRO, CCO, CISO, CDAO, Group Internal Audit, External Regulators (on request), Cryptographic Supervisory Authorities", + "directive": { + "scope": "Six-pillar end-to-end synthesis: (P1) Institutional AI governance/control platform on K8s+Kafka+OPA with Governance Hub, GQL/sGQL, ARRE, ARE; (P2) Sentinel Enterprise AGI Containment Stack with TLA+ MGK, Cognitive Resonance Engine, GIEN, EpistemicAlignmentVerifier; (P3) 2026-2030 multi-regime FI blueprint; (P4) Prompt management/reporting product architecture with agent interoperability; (P5) Cryptographic supervision with CAS, CAS-SPP, SR-DSL compiling to Rego/WASM/zk; (P6) Sentinel v2.4 + WorkflowAI Pro G-SIFI deployment with PQC WORM, autonomous agents, QKD, sovereign failover, regulator audit gateway", + "outcomes": [ + "AI Governance Platform (Sidecars+Hub+GQL+sGQL+ARRE+ARE) live across all Tier-1/2 systems by 2027", + "Sentinel Enterprise AGI Containment Stack with TLA+ MGK + Cognitive Resonance + GIEN operational by 2027", + "28-regime regulatory compliance mapping + automated reporting (ARRE) to all 19 regulators", + "Prompt management & reporting application productionized with agent interoperability (A2A/MCP/ACP) by 2026Q4", + "CAS + CAS-SPP cryptographic supervisory proof protocol issuing zk-attestations to regulators by 2028", + "SR-DSL compiler emitting Rego + WASM + zk-circuits with bidirectional traceability to regulations", + "Sentinel AI v2.4 + WorkflowAI Pro G-SIFI deployment with PQC WORM archives at 99.999% durability", + "AutonomousAgentFleet (trading + ops + governance) with bounded actuation + kill-switches", + "QKD-backed telemetry between core data centers + sovereign AI failover across 3 jurisdictions", + "Regulator Audit Gateway exposing read-only zk-verifiable views to AISI/EU AI Office/Fed/PRA/MAS/HKMA", + "Global Systemic Risk Registry federated across G-SIFI peers + central banks + AISIs", + "SIEM/SOAR integration with containment breach response runbooks (mean time-to-isolate <60s)" + ], + "doNot": [ + "Do NOT deploy any agent or AI system without sidecar attestation, OPA admission, MRM tiering, and SR-DSL policy bundle", + "Do NOT export model weights, prompts, or audit logs outside WORM/PQC boundary without dual-control + zk attestation", + "Do NOT bypass CAS-SPP supervisory proof emission or regulator audit gateway access logs", + "Do NOT activate AutonomousAgentFleet trading agents without kill-switch drill, ICAAP capital add-on, and SR 11-7 validation", + "Do NOT deploy frontier (T4) systems without TLA+ MGK proof, 3-of-5 quorum, kinetic override drill, AISI pre-notification" + ] + }, + "pillars": [ + "P1 — AI Governance & Control Platform (K8s+Kafka+OPA, Sidecars, Hub, GQL/sGQL, ARRE, ARE)", + "P2 — Sentinel Enterprise AGI Containment Stack (AIMS+MRM, TLA+ MGK, Cognitive Resonance, GIEN, EAV)", + "P3 — 2026-2030 Global FI AI Governance Blueprint (28 regimes, MRM, RedTeam, Roadmap)", + "P4 — Prompt Management & Reporting Application (Governance, Agent Interop, Product Backlog)", + "P5 — Regulator-Grade Cryptographic Supervision (CAS, CAS-SPP, SR-DSL -> Rego+WASM+zk)", + "P6 — Sentinel v2.4 + WorkflowAI Pro G-SIFI Deployment (PQC WORM, Autonomous Agents, QKD, Sovereign Failover, Audit Gateway)" + ], + "regimes": [ + "EU AI Act 2024/1689 + GPAI Art. 53/55 + 2026 high-risk phase", + "NIST AI RMF 1.0 + AI 600-1 Generative Profile", + "NIST SP 800-53 Rev.5 + SP 800-218 SSDF", + "ISO/IEC 42001:2023 AIMS", + "ISO/IEC 23894:2023 AI Risk", + "ISO/IEC 27001:2022 ISMS", + "ISO/IEC 27701:2019 PIMS", + "OECD AI Principles 2019/2024", + "EU GDPR + Art. 22 + DPIA Art. 35", + "EU DORA + NIS2 + CRA", + "US FCRA 615 + ECOA Reg-B 1002", + "US Fed SR 11-7 + OCC 2011-12", + "Basel III/IV + ICAAP + FRTB + IFRS 9/CECL", + "US SEC 17a-4 + 10-K/8-K + Cyber Disclosure + Reg-SCI", + "FINRA 3110/4511", + "UK FCA Consumer Duty + PRA/FCA SS1/23 + SMCR SMF-AI", + "MAS FEAT + TRM 2021", + "HKMA GP-1 + GS-2 GenAI", + "OSFI E-23", + "FINMA AI Guidance", + "G7 Hiroshima AI Process", + "Bletchley/Seoul/Paris AI Safety Declarations", + "UN AI Advisory Body", + "CEGL (Civilizational Ethical Governance Layer)", + "LexAI-DSL + FV-LexAI", + "GASRGP / GASC / GAISM treaty stacks", + "Global Trust Index + Trust Derivatives Layer", + "NSA CNSA 2.0 PQC transition mandate" + ], + "indices": { + "AIMS-Coverage": ">=0.95 (ISO 42001 controls coverage)", + "MRGI": ">=0.95 (Model Risk Governance Index, SR 11-7 + OCC 2011-12)", + "DRI": ">=0.95 (Decision Reproducibility Index, n=10)", + "CCS": ">=0.95 (Control Coverage Score across 28 regimes)", + "ARI": ">=0.9 (Alignment Robustness Index, frontier)", + "CSI": ">=0.95 (Containment Sufficiency Index, T3/T4)", + "RTRI": ">=0.9 (Red-Team Resilience Index)", + "CDC-Score": ">=0.9 (FCA Consumer Duty compliance)", + "CSPI": ">=0.95 (Cryptographic Supervisory Proof Integrity)", + "ARRE-Coverage": ">=0.98 (Automated Regulator Reporting Engine coverage)", + "ARE-MTTR": "<=15min (Autonomous Remediation Engine mean-time-to-remediate)", + "ZTC-Score": ">=0.95 (Zero-Trust Coverage)", + "PQC-Migration": ">=0.95 by 2028 (CNSA 2.0 mandate)", + "QKD-Uptime": ">=99.9 (QKD inter-DC link availability)", + "SovFailover-RTO": "<=15min (Sovereign AI failover Recovery Time Objective)", + "CGI": ">=0.75 (Civilizational Governance Index by 2030)", + "GTI": ">=0.85 (Global Trust Index target by 2030)", + "RCI": "=1.0 (Regulator Confidence Index)" + }, + "tiers": { + "T0": "Sandbox - isolated VPC, synthetic data, no network egress", + "T1": "Staging - shadow mode, real data, no actuation", + "T2": "Canary - <=1% production traffic, automated rollback", + "T3": "Production - Nitro Enclaves / TDX / SEV-SNP + KMS + dual control + full audit", + "T4": "Frontier Air-Gapped - 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+AISI rep) + kinetic override + 48h time-lock + AISI <=24h + EU AI Office <=15d" + }, + "severities": { + "SEV-0": "Civilizational / systemic - AISI <=24h, EU AI Office <=15d, Board chair, public statement consideration", + "SEV-1": "Major - SEC 8-K <=4 BD, DORA <=4h, FCA <=72h, MAS <=24h", + "SEV-2": "Material - regulator notification <=72h", + "SEV-3": "Operational - internal escalation <=10 BD" + }, + "investment": { + "envelope": "USD 250-650M / 5y (G-SIFI tier end-to-end program including cryptographic supervision + autonomous agent fleet)", + "NPV": "USD 700-1900M (5y risk-adjusted, includes uplift from CAS-SPP + ARRE/ARE automation + sovereign failover)", + "uplift_vs_WP059": "USD 50-100M envelope; USD 100-200M NPV from cryptographic supervisory layer (CAS-SPP), autonomous remediation (ARE), QKD telemetry, and sovereign AI failover", + "drivers": [ + "AI Governance Platform (Sidecars + Hub + GQL/sGQL + ARRE + ARE) build", + "Sentinel Enterprise AGI Containment Stack with TLA+ MGK + GIEN", + "CAS + CAS-SPP cryptographic supervisory proof protocol", + "SR-DSL compiler infrastructure (Rego + WASM + zk-circuits)", + "PQC WORM archives (ML-DSA-87 + ML-KEM-1024 + SLH-DSA fallback)", + "AutonomousAgentFleet trading + ops + governance with kill-switches", + "QKD telemetry + sovereign AI failover across 3 jurisdictions", + "Regulator Audit Gateway (read-only zk views to 19 regulators)", + "Global Systemic Risk Registry federation", + "SIEM/SOAR integration with containment breach response" + ] + }, + "counts": {} +} + +# ---------- Typed helpers (16) ---------- +def section(sid, title, **body): + return {"sid": sid, "title": title, **body} + +def module(mid, title, summary, sections): + return {"mid": mid, "title": title, "summary": summary, "sections": sections} + +def platform_component(pid, plane, component, **body): + """P1 — AI Governance Platform component (sidecar, hub, GQL, ARRE, ARE, GitOps).""" + return {"pid": pid, "plane": plane, "component": component, **body} + +def sentinel_layer(slid, layer, capability, **body): + """P2 — Sentinel Enterprise stack layer.""" + return {"slid": slid, "layer": layer, "capability": capability, **body} + +def containment_control(cid, tier, control, **body): + """P2 — AGI containment control (zero-trust + invariants).""" + return {"cid": cid, "tier": tier, "control": control, **body} + +def fi_blueprint(fid, domain, blueprint, **body): + """P3 — Financial Institution blueprint item.""" + return {"fid": fid, "domain": domain, "blueprint": blueprint, **body} + +def prompt_governance(qid, area, capability, **body): + """P4 — Prompt management / agent interop / product backlog item.""" + return {"qid": qid, "area": area, "capability": capability, **body} + +def crypto_supervision(xid, layer, mechanism, **body): + """P5 — Cryptographic supervision component (CAS, CAS-SPP, SR-DSL, zk).""" + return {"xid": xid, "layer": layer, "mechanism": mechanism, **body} + +def deployment_artifact(did, surface, artifact, **body): + """P6 — Sentinel v2.4 + WorkflowAI Pro deployment artifact (IaC, PQC, QKD, etc.).""" + return {"did": did, "surface": surface, "artifact": artifact, **body} + +def autonomous_agent(aid, fleet, role, **body): + """P6 — Autonomous agent fleet member (trading/ops/governance).""" + return {"aid": aid, "fleet": fleet, "role": role, **body} + +def regulator_gateway(gid, regulator, surface, **body): + """P6 — Regulator audit gateway endpoint.""" + return {"gid": gid, "regulator": regulator, "surface": surface, **body} + +def roadmap_item(rid, phase, milestone, **body): + return {"rid": rid, "phase": phase, "milestone": milestone, **body} + +def dep(eid, fromItem, toItem, **body): + return {"eid": eid, "from": fromItem, "to": toItem, **body} + + +# ========================================================================= +# M1 — Pillar P1: Institutional AI Governance & Control Platform +# ========================================================================= +m1 = module("M1", + "P1 — AI Governance & Control Platform (K8s + Kafka + OPA + Hub + GQL/sGQL + ARRE + ARE)", + "Institutional-grade AI governance and control platform for Tier-1 financial institutions on Kubernetes, Kafka, and OPA. Includes governance sidecars enforcing policy at the data plane, Kafka-based WORM audit logging with PQC sealing, CI/CD governance automation, OPA/Rego compliance-as-code, Governance Hub UI/API, GitOps repo structure, Governance Query Language (GQL) and streaming GQL (sGQL), regulator-scoped query layers, Automated Regulator Reporting Engine (ARRE), and Autonomous Remediation Engine (ARE).", + [ + section("M1.1", "Governance Sidecar Architecture", + sidecars=[ + "policy-sidecar: OPA Envoy ext_authz at <5ms p99", + "audit-sidecar: Kafka producer to aigov.* topics with Avro schemas", + "telemetry-sidecar: OTel + drift + fairness + capability evals emission", + "redaction-sidecar: PII/PHI/PCI tokenization with format-preserving encryption", + "lineage-sidecar: OpenLineage + W3C PROV emission" + ], + injection="Kubernetes admission webhook + Istio EnvoyFilter; opt-out denied at OPA", + sla="p99 added latency <=8ms; resource overhead <=10% CPU"), + section("M1.2", "Kafka-Based WORM Audit Logging", + topics=["aigov.access", "aigov.policy-changes", "aigov.model-events", "aigov.red-team-findings", "aigov.incidents", "aigov.regulator-queries"], + sealing="Producer-side Merkle inclusion + ML-DSA-87 batch signing every 60s", + tieredStorage="Hot (Kafka 7d) -> Warm (Iceberg S3 90d) -> Cold (WORM S3 Object Lock COMPLIANCE 25y) with cross-region replication", + retention="25y with PQC re-signing every 5y per NSA CNSA 2.0 mandate"), + section("M1.3", "CI/CD Governance Automation", + stages=[ + "PR: policy lint (conftest), SBOM (Syft), SAST (Semgrep+CodeQL), secrets (gitleaks)", + "Build: container signing (cosign), SLSA-3 provenance, ML-DSA-87 attestation", + "Test: unit + integration + governance contract tests + RedTeam smoke", + "Stage: shadow + drift + fairness + capability evals", + "Canary: <=1% traffic with auto-rollback on KPI violation", + "Prod: dual-control approval + OPA admission + WORM audit" + ], + tools=["GitHub Actions / GitLab CI", "Argo CD GitOps", "Tekton Chains for SLSA", "in-toto attestations"]), + section("M1.4", "Compliance-as-Code with OPA/Rego", + bundleLayout="bundles/{regime}/{domain}/{rule}.rego with JSON-LD ontology", + decisionLogs="Streamed to aigov.policy-decisions Kafka topic; WORM-sealed nightly", + performance="p99 <5ms via decision caching + partial evaluation; 1.2M qps per cluster"), + section("M1.5", "Governance Hub UI/API", + ui=["Inventory (assets, models, datasets, agents)", "Risk register", "Policy catalog", "Evidence browser", "Regulator portal", "Incident war-room", "RedTeam findings", "MRM dashboard"], + api="GraphQL Federation + REST + Webhook; OIDC + mTLS; per-regulator scoped tokens", + access="Role-based (CRO/CCO/CISO/CDAO/Auditor/Regulator) with break-glass requiring dual-control"), + section("M1.6", "GitOps Repo Structure", + repos=[ + "governance-policies/ (Rego bundles + JSON-LD ontology)", + "governance-pipelines/ (Argo workflows + Tekton)", + "governance-infra/ (Terraform + Crossplane + Helm)", + "governance-evidence/ (auto-generated evidence + signed receipts)", + "governance-runbooks/ (incident + DR + breach response)" + ], + branching="trunk-based + signed commits + 2-eye review for prod bundles"), + section("M1.7", "Governance Query Language (GQL) + Streaming GQL (sGQL)", + gql="SQL-superset with built-in regulator scopes (gql>>WHERE regulator='FCA'); compiles to SQL+Cypher+SPARQL+Rego", + sgql="Streaming variant over Kafka aigov.* topics with windowing + alerting; sub-second SLA", + usage=["Self-serve compliance queries", "Regulator on-demand views", "Continuous control monitoring", "Automated evidence harvesting"]), + section("M1.8", "Regulator-Scoped Query Layers", + scopes={"FCA": "Consumer Duty + SS1/23", "PRA": "SS1/23 + ICAAP", "SEC": "10-K/8-K + cyber", "Fed": "SR 11-7", "EU AI Office": "AI Act high-risk + GPAI", "MAS": "FEAT + TRM", "HKMA": "GP-1 + GS-2"}, + redaction="Per-scope PII/MNPI redaction enforced at query plane via OPA", + cadence="Continuous + on-demand + scheduled (quarterly attestations)"), + section("M1.9", "Automated Regulator Reporting Engine (ARRE)", + outputs=["EU AI Act Annex IV technical docs", "ISO 42001 management review", "SR 11-7 model inventory + validation reports", "FCA SS1/23 returns", "MAS FEAT self-assessment", "HKMA GP-1/GS-2 attestations", "SEC 8-K cyber disclosures", "DORA major-incident reports"], + coverage=">=98% auto-generation; human review for narrative sections", + sla="Quarterly: T-5BD draft; T-2BD review; T-0 file"), + section("M1.10", "Autonomous Remediation Engine (ARE)", + scope=["Policy drift auto-revert", "Failed control auto-remediate (e.g., re-encrypt, re-tier, rotate keys)", "MRM gate failure -> auto-rollback", "OPA decision violation -> auto-quarantine", "RedTeam finding -> auto-ticket + auto-patch where signed"], + sla="MTTR <=15min for 80% of remediations; SEV-1+ requires dual-control", + guardrails="All ARE actions logged to WORM; reversible by default; SR 11-7 model validation required for ARE policies"), + ]) + +# ========================================================================= +# M2 — Pillar P2: Sentinel Enterprise AI Governance & AGI Containment Stack +# ========================================================================= +m2 = module("M2", + "P2 — Sentinel Enterprise AI Governance & AGI Containment Stack", + "Technical and governance stack for a G-SIFI bank's Sentinel Enterprise AI Governance & AGI Containment Stack. Includes AIMS + AI/ML model risk policies, AWS/EKS Terraform architecture, TLA+ Minimal Governance Kernel (MGK), global AI governance codex with meta-invariants, Cognitive Resonance & Deterministic Telemetry Engine, OPA-based sanction execution, Synthetic Regulator Audit Simulation Environment, GIEN protocol, EpistemicAlignmentVerifier, adversarial testing environment, systemic-risk protocols, and zero-trust containment architecture.", + [ + section("M2.1", "AIMS + AI/ML Model Risk Policies", + aims="ISO/IEC 42001 AIMS with Annex A controls A.2-A.10; Policy stack: AI Acceptable Use, Model Risk, Data, Privacy, Security, RedTeam, AGI Containment", + mrm="SR 11-7 + OCC 2011-12 + ECB TRIM model lifecycle (Tier 1-4 with annual revalidation for T1+T2)", + ownership="Three Lines of Defense: 1LoD model owners; 2LoD MRM + AI Risk + Compliance; 3LoD Internal Audit"), + section("M2.2", "AWS/EKS Terraform Architecture", + modules=[ + "modules/network: VPC + TGW + endpoints (S3, KMS, STS) + PrivateLink for Hub", + "modules/eks: Bottlerocket nodes + Karpenter + Cilium + Istio + Falco", + "modules/kafka: MSK Serverless + Schema Registry + tiered storage", + "modules/opa: OPA bundles via S3 + decision logs to Kafka", + "modules/worm: S3 Object Lock COMPLIANCE + Glacier Deep Archive", + "modules/kms: per-tenant CMK + HSM-backed PQC migration path", + "modules/observability: AMP Prometheus + AMG Grafana + OpenSearch + Jaeger", + "modules/sentinel: dedicated EKS for Sentinel control plane + Nitro Enclaves" + ], + policy="OPA Gatekeeper + Conftest + tf-sec + Checkov pre-merge"), + section("M2.3", "TLA+ Minimal Governance Kernel (MGK)", + spec="TLA+ specification of the minimal kernel: quorum approval, time-lock, kinetic override, immutable audit, capability ceiling enforcement", + invariants=["NoActuationWithoutQuorum", "AuditMonotonic", "CapabilityBounded", "KineticDominates", "TimeLockHonored"], + verification="TLC model-checked for 5-action depth; Apalache for parametric verification; runtime enforcement via dedicated MGK microservice", + sla="MGK availability 99.999%; latency added <=50ms; failures default to 'deny'"), + section("M2.4", "Global AI Governance Codex + Meta-Invariants", + codex="Versioned ontology of governance concepts: Principal, Action, Asset, Risk, Control, Evidence, Regulator, Right", + metaInvariants=["No-Bypass (all actuation flows through MGK)", "Non-Repudiation (every decision Merkle-anchored)", "Reversibility (every action has a documented undo)", "Reproducibility (DRI>=0.95)", "Provenance (W3C PROV + in-toto)"], + evolution="Codex changes require dual-control + TLA+ regression + Board AI Risk Committee approval"), + section("M2.5", "Cognitive Resonance & Deterministic Telemetry Engine", + cre="Per-decision capture of: prompt, context, retrieved docs, intermediate reasoning, tool calls, output, citations, calibration scores", + deterministicMode="Temperature=0 replay for SEV-0/SEV-1 + regulator queries; fingerprint = SHA-512 of (model_id, weights_hash, seed, prompt, context)", + storage="Kafka aigov.cre + WORM; 25y retention; query via GQL + sGQL"), + section("M2.6", "OPA-Based Sanction Execution", + sanctions=["Watchlist screening (OFAC/UN/EU/HMT/SECO/MAS)", "Sectoral sanctions", "50% rule", "Travel rule (FATF R.16)", "Adverse media + PEP"], + implementation="Rego policies + entity-resolution sidecar + WORM-sealed decisions", + sla="p99 <50ms; 100% audit coverage; quarterly sanctions list re-load with diff alerts"), + section("M2.7", "Synthetic Regulator Audit Simulation Environment", + personas=["EU AI Office Inspector", "FCA Supervisor", "PRA Examiner", "Fed Reserve Examiner", "MAS Inspector", "HKMA Examiner", "SEC Staff", "AISI Researcher"], + simulations="Per-persona query batteries (~50-200 questions) run weekly; outputs scored on completeness + accuracy + timeliness", + usage="Pre-audit dry-runs; RCI calibration; ARRE coverage validation"), + section("M2.8", "GIEN Protocol (Governance Integrity Exchange Network)", + purpose="Federated exchange of governance attestations between G-SIFI peers + AISIs + regulators", + tech="JSON-LD + ML-DSA-87 signed + Merkle-anchored to public commitment chain", + payloads=["RedTeam findings (anonymized)", "AGI capability eval results", "Incident summaries", "Control attestations"], + governance="GIEN Council with rotating chairs; charter ratified by participating Boards"), + section("M2.9", "EpistemicAlignmentVerifier (EAV)", + purpose="Continuously verify that deployed models' stated values + behaviors match the institution's policies + societal commitments", + tech="Constitutional AI probes + adversarial value-elicitation suite + interpretability checks (SAE features)", + metric="EAV-Score >=0.9 required for T2+; <0.8 triggers SEV-1 + automatic quarantine"), + section("M2.10", "Adversarial Testing Environment", + harnesses=["Prompt injection + jailbreak", "Data poisoning + backdoor", "Adversarial examples + evasion", "Model extraction + inversion", "Membership inference", "Tool-use abuse", "Agent goal-misgeneralization"], + cadence="Continuous for T2+; weekly for T1; per-release for all", + partners=["UK AISI", "US AISI", "EU AI Office", "MITRE ATLAS", "external red-team vendors"]), + section("M2.11", "Systemic-Risk Protocols", + indicators=["Cross-firm model concentration", "Common-mode failure modes", "Procyclical hedging", "Liquidity feedback loops", "Inter-agent coordination drift"], + actions="Per-indicator playbooks; SEV-0 escalation to FSB/IMF AI Risk Cell + central banks", + reporting="Quarterly Systemic AI Risk Report to Board + FSOC equivalents"), + section("M2.12", "Zero-Trust Containment Architecture", + principles=["Verify explicitly", "Least privilege", "Assume breach", "Continuous verification"], + implementation=["mTLS everywhere (SPIRE/SPIFFE)", "Microsegmentation (Cilium)", "Just-in-time access (Teleport)", "BeyondCorp for human access", "Confidential compute for T3+", "Air-gap for T4"], + metrics="ZTC-Score >=0.95; quarterly purple-team exercises"), + ]) + + +# ========================================================================= +# M3 — Pillar P3: 2026-2030 Global FI AI Governance Blueprint +# ========================================================================= +m3 = module("M3", + "P3 — 2026-2030 Global FI AI Governance Blueprint (28 Regimes, MRM, RedTeam, Roadmap)", + "Comprehensive 2026-2030 AI governance blueprint for global financial institutions integrating EU AI Act, NIST AI RMF, ISO/IEC 42001, GDPR, Basel III/IV, SR 11-7, NIS2, FCA Consumer Duty, MAS/HKMA guidance, and other frameworks into an enterprise AI governance architecture with Sentinel-style monitoring, WorkflowAI-style orchestration, model risk management, AI red-teaming, technical controls, and phased implementation roadmap.", + [ + section("M3.1", "28-Regime Integrated Compliance Matrix", + crosswalks=["ISO 42001 <-> NIST AI RMF <-> EU AI Act <-> GPAI", "SR 11-7 <-> OCC 2011-12 <-> Basel III/IV ICAAP", "GDPR Art-22 <-> FCRA 615 <-> ECOA Reg-B", "FCA Consumer Duty <-> MAS FEAT <-> HKMA GP-1/GS-2", "DORA <-> NIS2 <-> CRA <-> NIST SSDF"], + controlMap="One canonical control set in JSON-LD; bidirectional mapping to all 28 regimes; ARRE harvests evidence per regime"), + section("M3.2", "Sentinel-Style Monitoring", + telemetry=["Capability drift", "Alignment drift", "Calibration", "Fairness across protected classes", "Robustness", "Tool-use safety", "Agent goal-coherence"], + dashboards="Capability dashboard per model + per agent fleet; SLO + SLI + error budget"), + section("M3.3", "WorkflowAI-Style Orchestration", + patterns=["RAG with citation enforcement", "Tool-using agents with bounded actuation", "Multi-agent debate for high-stakes", "Human-in-the-loop gates for SEV-1+", "Process supervision for complex tasks"], + guardrails="Per-pattern guardrail library + RedTeam evals + KPI gates"), + section("M3.4", "Model Risk Management (Integrated)", + tiers={"Tier 1": "Capital/credit/market models + LLMs in adverse-action", "Tier 2": "Process automation + decisioning support", "Tier 3": "Productivity + non-decisioning", "Tier 4": "Sandbox + research"}, + revalidation={"Tier 1": "Annual + on material change", "Tier 2": "Annual", "Tier 3": "Biennial", "Tier 4": "Triennial"}, + independence="MRM under CRO; independent from model owners; veto authority for Tier 1+2"), + section("M3.5", "AI Red-Teaming Program", + scope=["Internal continuous (Tier 1+2)", "External quarterly (Tier 1)", "Crowdsourced bug bounty", "Regulator-facilitated (EU AI Office, AISIs)"], + taxonomy="MITRE ATLAS + OWASP LLM Top 10 + AISI capability evals", + integration="Findings -> Jira/ServiceNow + Kafka aigov.red-team-findings + ARE auto-patch where applicable"), + section("M3.6", "Technical Controls Stack", + controls=["Confidential compute (Nitro Enclaves / TDX / SEV-SNP)", "PQC migration (ML-DSA-87 + ML-KEM-1024)", "WORM audit (S3 Object Lock + 25y)", "OPA admission/runtime", "SIEM/SOAR (Splunk/Sentinel/SOAR)", "DLP (Microsoft Purview + custom)", "DSPM (Varonis + custom)"], + integration="Hub federation across all controls; single pane of glass + ARRE evidence pull"), + section("M3.7", "Phased Implementation Roadmap (2026-2030)", + phases=[ + "2026 H1: Foundation - AIMS scoping + ISO 42001 stage-1; Sentinel + Hub MVP", + "2026 H2: Pilot - 3-5 Tier 1 models on full stack; ARRE for FCA + MAS", + "2027 H1: Scale - 50% Tier 1+2 covered; ISO 42001 certified", + "2027 H2: AGI Containment - T3/T4 controls live; AISI MoUs", + "2028 H1: CAS + CAS-SPP rollout; zk-attestation to EU AI Office", + "2028 H2: AutonomousAgentFleet trading live with kill-switches", + "2029: Federated GIEN + Global Systemic Risk Registry", + "2030: Civilizational layer (CEGL/GASRGP) + GTI participation" + ]), + section("M3.8", "Phased Investment Plan", + envelope="USD 250-650M / 5y; broken into Foundation (USD 60-130M), Scale (USD 80-180M), Frontier (USD 60-140M), Crypto+Sovereign (USD 50-200M)", + governance="Board-approved annual budget; quarterly progress to Board AI Risk Committee"), + ]) + +# ========================================================================= +# M4 — Pillar P4: Prompt Management & Reporting Application +# ========================================================================= +m4 = module("M4", + "P4 — Prompt Management & Reporting Application (Governance, Agent Interop, Product Backlog)", + "Enterprise AI architecture, governance, and product implementation plan for an AI prompt management and reporting application. Covers prompt engineering governance, enterprise AI strategy, agent interoperability (A2A, MCP, ACP), AGI/ASI safety and global governance reports, and detailed product/UX backlog.", + [ + section("M4.1", "Product Vision & Strategy", + vision="Single pane of glass for prompt lifecycle: author, version, test, evaluate, deploy, monitor, audit; with regulator-grade evidence", + personas=["Prompt Engineer", "Model Owner", "MRM Validator", "Compliance Officer", "Auditor", "Regulator", "Executive"], + northStar="Reduce prompt-related incidents by 90%; cut time-to-prod for new prompts by 70%; achieve RCI=1.0 for FCA/MAS/HKMA"), + section("M4.2", "Prompt Engineering Governance", + lifecycle=["Author (with templates + linting)", "Review (peer + automated)", "Test (golden + adversarial + RedTeam)", "Approve (dual-control for Tier 1)", "Deploy (canary + monitor)", "Retire (with archival + WORM evidence)"], + policies=["No PII in prompts", "No MNPI in prompts", "Citation enforcement for RAG", "Refusal patterns for prohibited use cases", "Bias check + fairness evals"]), + section("M4.3", "Prompt Registry & Versioning", + registry="Git-backed + signed commits + ML-DSA-87 attestation per version; bidirectional links to MRM tier", + versioning="Semver + provenance (W3C PROV) + lineage to training data + eval results", + access="Role-based with break-glass; full audit to Kafka aigov.prompt-events"), + section("M4.4", "Reporting Engine", + reports=["Prompt inventory + risk classification", "Per-regulator prompt evidence packs", "Incident reports (prompt-injection + jailbreak)", "MRM validation reports for prompt-based systems", "Board AI Risk Committee monthly + Board quarterly"], + outputs=["PDF/A-3 with embedded JSON evidence", "Signed regulator submissions via ARRE", "Live dashboards via Hub"]), + section("M4.5", "Enterprise AI Strategy Integration", + alignment=["Tied to Board-approved AI strategy", "MRM tier per prompt + system", "Capital + operational risk add-ons via ICAAP", "Procurement gating for vendor LLMs"], + governance="AI Council reviews quarterly; Board AI Risk Committee approves Tier 1 prompts"), + section("M4.6", "Agent Interoperability", + protocols=["A2A (Agent-to-Agent) for inter-agent coordination", "MCP (Model Context Protocol) for tool integration", "ACP (Agent Communication Protocol) for federated agents"], + controls="Per-protocol OPA policies + capability bounds + bounded actuation + kill-switch + WORM audit", + registry="Agent registry with capabilities, MRM tier, RedTeam status, approved counterparties"), + section("M4.7", "AGI/ASI Safety & Global Governance Reports", + reports=["Quarterly Frontier AI Capability Report (T3/T4)", "Annual AGI Containment Drill Report", "Civilizational Risk Assessment (per AISI templates)", "GIEN exchange contributions", "GTI participation report"], + distribution=["Board AI Risk Committee", "External AISIs", "EU AI Office", "G7 Hiroshima participants", "GIEN Council"]), + section("M4.8", "Product / UX Backlog (Top Items)", + backlog=[ + "EP-01: Prompt registry MVP (author/version/diff)", + "EP-02: Linter + auto-redaction sidecar", + "EP-03: Golden eval framework + RedTeam smoke", + "EP-04: MRM tier integration + approval workflow", + "EP-05: Canary deploy + auto-rollback", + "EP-06: Per-regulator evidence packs (FCA, MAS, HKMA, EU AI Office)", + "EP-07: Agent registry + A2A/MCP/ACP gateway", + "EP-08: AGI safety report templates + AISI integration", + "EP-09: Hub federation + GIEN connector", + "EP-10: ARRE integration + scheduled submissions" + ]), + ]) + + +# ========================================================================= +# M5 — Pillar P5: Regulator-Grade Cryptographic Supervision (CAS, CAS-SPP, SR-DSL) +# ========================================================================= +m5 = module("M5", + "P5 — Regulator-Grade Multi-Layer AI Governance & Cryptographic Supervision", + "Regulator-grade, multi-layer AI governance and cryptographic supervision architecture for high-risk and systemic AI systems. Includes multi-framework regulatory crosswalks, OPA/Rego and JSON-LD policy libraries, Kubernetes/Kafka/OPA runtime, Control Assurance Specification (CAS) and CAS-SPP cryptographic supervisory proof protocol, supervisory DSL (SR-DSL) compiling to Rego, WASM, and zk-circuits, and meta-governance layers.", + [ + section("M5.1", "Multi-Framework Regulatory Crosswalks", + ontology="JSON-LD ontology mapping 28 regimes to canonical control vocabulary (~600 controls)", + api="SPARQL + GraphQL Federation + REST; OIDC + mTLS", + governance="Ontology changes require dual-control + Board AI Risk Committee notification"), + section("M5.2", "OPA/Rego & JSON-LD Policy Libraries", + libraries=["compliance/eu-ai-act/*", "compliance/nist-ai-rmf/*", "compliance/iso-42001/*", "compliance/basel/*", "compliance/sr-11-7/*", "compliance/fca-cd/*", "compliance/mas-feat/*", "compliance/hkma-gp1/*", "compliance/gdpr/*", "compliance/dora/*"], + versioning="Semver + signed bundles + Argo CD GitOps + RTBF (right-to-be-forgotten) revocation lists", + performance="OPA p99 <5ms; bundle reload <30s; cache hit rate >95%"), + section("M5.3", "Kubernetes / Kafka / OPA Runtime", + runtime="Sidecar OPA (Envoy ext_authz) + admission OPA (Gatekeeper) + audit OPA (decision logs)", + kafka="aigov.policy-decisions + aigov.policy-changes WORM-sealed", + sla="Cluster-wide policy enforcement at 99.99% with <5ms p99 + 1.2M qps"), + section("M5.4", "Control Assurance Specification (CAS)", + cas="Machine-readable specification of every control with: id, regime mapping, evidence schema, runtime hook, validation cadence, owner, severity", + format="JSON-LD + JSON Schema + protobuf for streaming", + registry="CAS Registry as the single source of truth for controls; all platform components consume CAS"), + section("M5.5", "CAS-SPP (Cryptographic Supervisory Proof Protocol)", + purpose="Issue verifiable cryptographic proofs to regulators that controls were enforced as specified, without exposing underlying data", + protocol=["Per-control Merkle tree of evidence", "Periodic batch root signed with ML-DSA-87", "zk-SNARK proofs for selective disclosure", "Public commitment to immutable chain (e.g., Sigstore Rekor)"], + cadence="Continuous for high-risk; daily batches for material controls; quarterly summaries to all 19 regulators"), + section("M5.6", "Supervisory DSL (SR-DSL)", + purpose="High-level DSL where supervisory rules are authored in regulator-friendly syntax, compiling to Rego (admission), WASM (runtime), and zk-circuits (proofs)", + syntax="Declarative; e.g., 'rule fca_cd_1 { ensure consumer_duty_outcome.delivered for high_risk_decision }'", + compiler="srdslc emits: rego/*.rego, wasm/*.wasm, zk/*.r1cs+*.zkey; bidirectional traceability to regulation citations", + governance="DSL changes require dual-control + Compliance Council approval; full WORM audit of compiler runs"), + section("M5.7", "Meta-Governance Layers", + layers=[ + "L0 Constitutional (Board AI Charter + AI Acceptable Use)", + "L1 Codex (canonical ontology + meta-invariants)", + "L2 CAS Registry (controls)", + "L3 SR-DSL Rules (supervisory rules)", + "L4 Rego/WASM/zk Bundles (executable)", + "L5 Runtime (admission + sidecar + audit)", + "L6 CAS-SPP (cryptographic proofs)", + "L7 Hub + Regulator Audit Gateway" + ], + integrity="Every layer signed + Merkle-anchored; tamper detection at <60s; SEV-0 on tamper"), + section("M5.8", "Regulator Adoption & Interop", + partners=["EU AI Office (CAS-SPP pilot 2027)", "UK FCA (zk-attestation for Consumer Duty)", "MAS (FEAT zk-evidence)", "HKMA (GS-2 attestation)", "Fed (SR 11-7 cryptographic evidence)", "AISIs (capability eval proofs)"], + standards="Contribute to ISO/IEC AWI 22989 update + NIST AI 600-2 draft + EU AI Office harmonized standards"), + ]) + +# ========================================================================= +# M6 — Pillar P6: Sentinel v2.4 + WorkflowAI Pro G-SIFI Deployment +# ========================================================================= +m6 = module("M6", + "P6 — Sentinel AI v2.4 + WorkflowAI Pro G-SIFI Deployment Architecture", + "Sentinel AI v2.4 & WorkflowAI Pro-based G-SIFI deployment architecture with Docker/Kubernetes/Terraform infrastructure, PQC WORM archiving, AI red-team suites, governance dashboards, autonomous trading agents and guardrails, zero-trust networking, systemic risk telemetry, containment breach response, cryptographic provenance, CI/CD and DevSecOps, AutonomousAgentFleet configuration, SIEM/SOAR integration, global systemic risk registry, QKD telemetry, sovereign AI failover, regulator audit gateway, and production best practices.", + [ + section("M6.1", "Docker / Kubernetes / Terraform Infrastructure", + containers="Distroless base + cosign-signed + SLSA-3 provenance + ML-DSA-87 attestation; pinned digests", + k8s="EKS/GKE/AKS + Bottlerocket + Karpenter + Cilium + Istio + Falco; multi-region active-active", + terraform="Modular repos (network/eks/kafka/opa/worm/kms/observability/sentinel/wfap); Atlantis + Spacelift for CI/CD", + policy="OPA Gatekeeper + Conftest + tf-sec + Checkov pre-merge"), + section("M6.2", "PQC WORM Archiving", + kem="ML-KEM-1024 for key encapsulation", + sig="ML-DSA-87 primary + SLH-DSA-256s fallback", + storage="S3 Object Lock COMPLIANCE + Glacier Deep Archive + Azure Immutable + GCS Bucket Lock", + retention="25y + 5y re-signing rotation per CNSA 2.0; tamper-evident Merkle chain"), + section("M6.3", "AI Red-Team Suites", + suites=["Prompt injection battery (~500 vectors)", "Jailbreak corpus (~1,200 vectors)", "Data poisoning canaries", "Backdoor probes", "Adversarial example generators", "Agent goal-misgen scenarios", "Tool-use abuse"], + integration="Findings -> Jira/ServiceNow + Kafka + Hub + ARE auto-patch; coverage tracked via RTRI"), + section("M6.4", "Governance Dashboards", + dashboards=["Executive (Board + ExCo)", "CRO/CCO (risk + compliance posture)", "CISO (security + zero-trust)", "CDAO (data + AI inventory)", "MRM (model lifecycle)", "Auditor (evidence)", "Regulator (scoped views)"], + tech="Grafana + Superset + custom React; OIDC + per-scope RBAC; live + scheduled exports"), + section("M6.5", "Autonomous Trading Agents + Guardrails", + agents=["Market-making agent (FX + rates)", "Liquidity-routing agent", "Algorithmic execution agent", "Risk-hedging agent"], + guardrails=["Position limits + VaR/ES caps", "Loss-cut kill-switch", "Circuit-breaker integration", "RFQ-only mode under stress", "Dual-control for parameter changes", "MRM Tier 1 + annual revalidation"], + constraints="No autonomous principal-trading without ICAAP add-on + Board AI Risk Committee + FCA SS1/23 attestation"), + section("M6.6", "Zero-Trust Networking", + implementation=["mTLS via SPIRE/SPIFFE", "Microsegmentation via Cilium", "Just-in-time access via Teleport", "BeyondCorp for human access", "DNS-RPZ + Pi-hole-style egress filtering", "Tailscale for legacy systems"], + metric="ZTC-Score >=0.95; quarterly purple-team validation"), + section("M6.7", "Systemic Risk Telemetry", + indicators=["Cross-firm model concentration via federated GIEN exchange", "Procyclicality scores per agent class", "Liquidity feedback loop detectors", "Correlated drawdown alarms", "Inter-agent coordination drift"], + integration="Telemetry -> Global Systemic Risk Registry (M6.13) + FSB/IMF AI Risk Cell + central banks"), + section("M6.8", "Containment Breach Response", + playbooks=["T0 breach -> automatic snapshot + quarantine", "T1 breach -> SEV-2 + RedTeam triage", "T2 breach -> SEV-1 + CRO + dual-control rollback", "T3 breach -> SEV-0 + Board AI Chair + AISI <=24h", "T4 breach -> SEV-0 + kinetic override + EU AI Office <=15d"], + sla="Mean time-to-isolate <60s; mean time-to-rollback <15min; runbook drills quarterly"), + section("M6.9", "Cryptographic Provenance", + provenance="W3C PROV + in-toto + SLSA-3 + cosign + ML-DSA-87", + scope=["Container images", "Model weights", "Training data", "Prompts", "Audit logs", "Regulator submissions", "Policy bundles"], + verification="Hub + ARE + Regulator Audit Gateway can verify any artifact's chain back to source"), + section("M6.10", "CI/CD & DevSecOps", + pipeline=["PR: lint + SAST + SBOM + secrets + governance contract", "Build: signed + provenance", "Test: unit + integration + RedTeam smoke", "Stage: shadow + drift + fairness", "Canary: <=1% + auto-rollback", "Prod: dual-control + OPA + WORM"], + tools=["GitHub Actions / GitLab CI", "Argo CD", "Tekton Chains", "Backstage developer portal"]), + section("M6.11", "AutonomousAgentFleet Configuration", + fleets={"Trading": "4 agents (market-making, liquidity, execution, hedging)", "Operations": "6 agents (incident, change, capacity, FinOps, evidence-harvester, RedTeam-orchestrator)", "Governance": "5 agents (policy-author, control-tester, audit-prep, ARRE-runner, ARE-executor)"}, + shared=["MRM tier per agent", "OPA capability bounds", "WORM audit", "Kill-switch + dead-man-switch", "Per-action ML-DSA-87 attestation"], + governance="Fleet Council weekly review; quarterly Board AI Risk Committee report"), + section("M6.12", "SIEM / SOAR Integration", + siem=["Splunk Enterprise Security", "Microsoft Sentinel", "QRadar", "Chronicle"], + soar=["Splunk SOAR", "XSOAR", "Tines", "custom Argo-based"], + integration="Kafka aigov.* + governance events -> SIEM correlation; SEV-1+ triggers SOAR playbook + Hub incident war-room"), + section("M6.13", "Global Systemic Risk Registry", + registry="Federated registry across G-SIFI peers + central banks + AISIs", + schema="JSON-LD + ML-DSA-87 signed; entries: firm-anonymized model exposure, capability evals, RedTeam findings, incidents", + governance="Registry Council with rotating chairs; participants ratified by central banks + Boards", + cadence="Continuous streaming + weekly summaries + quarterly systemic-risk report"), + section("M6.14", "QKD Telemetry", + scope="Quantum-Key-Distribution links between core data centers (London + Frankfurt + Singapore + Tokyo) + Hub HQ", + usage=["Key delivery for PQC fallback", "Telemetry integrity for SEV-0 channels", "Regulator notification confidentiality"], + uptime=">=99.9% per link; ID Quantique + Toshiba + QuantumXC vendors; ETSI QKD standards"), + section("M6.15", "Sovereign AI Failover", + scope="Sovereign AI failover across 3 jurisdictions (e.g., US + EU + APAC) with full active-active for Tier 1 + Hub", + rto="<=15min; RPO <=5min; tested monthly via Chaos Engineering", + governance="Data residency per regime (GDPR + MAS Notice 658 + HKMA); sovereign cloud where required (AWS GovCloud + Azure Sovereign + GCP Sovereign Controls)"), + section("M6.16", "Regulator Audit Gateway", + gateway="Read-only zk-verifiable gateway exposing scoped views to: EU AI Office, UK FCA, PRA, US Fed, OCC, SEC, FINRA, MAS, HKMA, OSFI, FINMA, BaFin, ACPR, AMF, AISIs (UK+US+EU+SG+JP+CA)", + tech="GraphQL Federation + REST + per-regulator OIDC + zk-attestation via CAS-SPP", + access="All queries logged to WORM; SLA <2s p99; quarterly cadence + on-demand"), + section("M6.17", "Production Best Practices", + practices=["Trunk-based development + signed commits", "Pre-merge OPA + tf-sec + SBOM + SAST", "Canary + shadow + auto-rollback", "Dual-control for prod + Tier 1+2 changes", "WORM audit + 25y retention", "Quarterly DR + breach drills", "Quarterly RedTeam external", "Annual ISO 42001 surveillance", "Continuous capability evals for T2+"], + roi="Best-in-class controls reduce SEV-1+ incidents by ~70% vs baseline; ARRE saves ~15-25 FTE/year vs manual"), + ]) + +MODULES = [m1, m2, m3, m4, m5, m6] + + +# ========================================================================= +# DISTINCTIVE ARRAY 1: platformComponents (P1) — 18 items +# ========================================================================= +platformComponents = [ + platform_component("PC-01", "Sidecar", "policy-sidecar (OPA + Envoy ext_authz)", sla="p99 <5ms", regimes=["EU AI Act Art. 15", "NIST AI RMF MAP-4.1", "ISO 42001 A.6"]), + platform_component("PC-02", "Sidecar", "audit-sidecar (Kafka producer + Avro)", sla="zero-loss; 100% audit", regimes=["SEC 17a-4", "ISO 42001 A.7", "DORA"]), + platform_component("PC-03", "Sidecar", "telemetry-sidecar (OTel + drift + fairness)", sla="1s emit", regimes=["NIST AI RMF MEASURE-2", "EU AI Act Art. 15"]), + platform_component("PC-04", "Sidecar", "redaction-sidecar (PII/PHI/PCI tokenization)", sla="p99 <2ms", regimes=["GDPR", "PCI-DSS", "GLBA"]), + platform_component("PC-05", "Sidecar", "lineage-sidecar (OpenLineage + W3C PROV)", sla="streamed real-time", regimes=["EU AI Act Art. 12", "ISO 42001 A.8"]), + platform_component("PC-06", "Audit", "Kafka aigov.* topics + Avro Schema Registry", retention="7d hot + 90d warm + 25y WORM", regimes=["SEC 17a-4", "DORA", "MiFID II"]), + platform_component("PC-07", "Audit", "WORM S3 Object Lock COMPLIANCE", retention="25y + PQC re-sign 5y", regimes=["SEC 17a-4 f(2)", "FINRA 4511", "FCA SYSC 9"]), + platform_component("PC-08", "CI/CD", "Argo CD GitOps + Tekton Chains SLSA-3", coverage="100% Tier 1+2", regimes=["NIST SSDF SP 800-218", "EU AI Act Art. 17"]), + platform_component("PC-09", "CI/CD", "Cosign + ML-DSA-87 attestation + in-toto", coverage="all container images + model weights", regimes=["CNSA 2.0", "NIST SSDF"]), + platform_component("PC-10", "Policy", "OPA Gatekeeper (admission)", sla="p99 <50ms", regimes=["EU AI Act Art. 9", "ISO 42001 A.6.2.2"]), + platform_component("PC-11", "Policy", "OPA Sidecar (data-plane runtime)", sla="p99 <5ms; 1.2M qps", regimes=["EU AI Act Art. 14", "NIST AI RMF MANAGE-2"]), + platform_component("PC-12", "Hub", "Governance Hub UI (React + OIDC + per-scope RBAC)", coverage="all roles + regulators", regimes=["ISO 42001 A.10", "EU AI Act Art. 26"]), + platform_component("PC-13", "Hub", "Governance Hub API (GraphQL Federation + REST + Webhook)", sla="p99 <500ms", regimes=["ISO 42001 A.10"]), + platform_component("PC-14", "GitOps", "governance-policies/ + governance-pipelines/ + governance-infra/", review="2-eye + signed commits", regimes=["NIST SSDF", "ISO 42001 A.6.1.4"]), + platform_component("PC-15", "Query", "GQL (Governance Query Language) compiler", outputs=["SQL", "Cypher", "SPARQL", "Rego"], regimes=["EU AI Act Annex IV", "ISO 42001 A.7"]), + platform_component("PC-16", "Query", "sGQL (streaming Governance Query Language) over Kafka", latency="sub-second", regimes=["DORA Art. 17", "ISO 42001 A.7"]), + platform_component("PC-17", "Reporting", "ARRE (Automated Regulator Reporting Engine)", coverage=">=98%; quarterly to 19 regulators", regimes=["FCA SS1/23", "MAS FEAT", "HKMA GP-1", "EU AI Act Annex IV"]), + platform_component("PC-18", "Remediation", "ARE (Autonomous Remediation Engine)", mttr="<=15min for 80%; dual-control SEV-1+", regimes=["SR 11-7", "ISO 42001 A.6.2.5"]), +] + +# ========================================================================= +# DISTINCTIVE ARRAY 2: sentinelLayers (P2) — 13 items +# ========================================================================= +sentinelLayers = [ + sentinel_layer("SL-01", "L1 Substrate", "HW + Confidential Compute (Nitro Enclaves / TDX / SEV-SNP)", attestation="ML-DSA-87 signed measurements"), + sentinel_layer("SL-02", "L2 Control Plane", "TLA+ MGK (Minimal Governance Kernel) microservice", sla="99.999% + deny-fail-closed"), + sentinel_layer("SL-03", "L3 Containment", "T0-T4 tier model + capability ceiling enforcement", verification="TLA+ + Lean/Coq invariants"), + sentinel_layer("SL-04", "L4 Alignment", "RLHF + DPO + Constitutional + Process supervision + Debate", metric="ARI >=0.9 for frontier"), + sentinel_layer("SL-05", "L5 Interpretability", "Mech-Interp + Probes + Sparse Autoencoders", coverage="all T3+ frontier models"), + sentinel_layer("SL-06", "L6 Evaluation", "HELM + ARC Evals + METR + Apollo + cyber-offense + WMD probes", cadence="continuous T2+; per-release all"), + sentinel_layer("SL-07", "L7 Telemetry", "Cognitive Resonance & Deterministic Telemetry Engine", storage="WORM 25y"), + sentinel_layer("SL-08", "L8 Coordination", "AISI MoUs (UK + US + EU + SG + JP + CA)", protocol="GIEN + bilateral"), + sentinel_layer("SL-09", "L9 Codex", "Global AI Governance Codex + Meta-Invariants", evolution="dual-control + TLA+ regression + Board"), + sentinel_layer("SL-10", "L10 Sanctions", "OPA-based sanction execution (OFAC/UN/EU/HMT/SECO/MAS)", sla="p99 <50ms"), + sentinel_layer("SL-11", "L11 Audit Sim", "Synthetic Regulator Audit Simulation Environment", personas=8), + sentinel_layer("SL-12", "L12 Verification", "EpistemicAlignmentVerifier (EAV)", metric="EAV-Score >=0.9 for T2+"), + sentinel_layer("SL-13", "L13 Resilience", "Adversarial Testing Environment + Systemic-Risk Protocols + Zero-Trust", drills="quarterly"), +] + +# ========================================================================= +# DISTINCTIVE ARRAY 3: containmentControls (P2) — 18 items +# ========================================================================= +containmentControls = [ + containment_control("CC-01", "T0", "Isolated VPC + no network egress + synthetic data only", verification="Cilium network policy + Falco"), + containment_control("CC-02", "T0", "Resource cgroups: CPU/GPU/mem caps signed", verification="eBPF + cgroup v2"), + containment_control("CC-03", "T1", "Shadow mode: production data, no actuation", verification="OPA admission denies actuation"), + containment_control("CC-04", "T1", "Output diffing vs baseline + KPI shadow scoring", verification="aigov.shadow Kafka topic + GQL"), + containment_control("CC-05", "T2", "Canary <=1% traffic", verification="Argo Rollouts + auto-rollback on KPI"), + containment_control("CC-06", "T2", "Auto-rollback on RTRI/ARI/CSI/EAV violations", verification="ARE policy + dual-control SEV-1+"), + containment_control("CC-07", "T3", "Nitro Enclaves / TDX / SEV-SNP confidential compute", verification="ML-DSA-87 attested measurements"), + containment_control("CC-08", "T3", "Dual-control approvals for prod actuation", verification="MGK quorum + WORM audit"), + containment_control("CC-09", "T3", "Full WORM audit + cryptographic provenance", verification="W3C PROV + in-toto + cosign"), + containment_control("CC-10", "T4", "Air-gapped frontier enclaves + one-way diode telemetry", verification="hardware diode + signed channels"), + containment_control("CC-11", "T4", "3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+AISI rep)", verification="MGK quorum protocol + ML-DSA-87 sigs"), + containment_control("CC-12", "T4", "Kinetic override (physical kill-switch)", verification="quarterly drill + Board attestation"), + containment_control("CC-13", "T4", "48h time-lock for any change to T4 invariants", verification="TLA+ TimeLockHonored invariant"), + containment_control("CC-14", "T4", "AISI <=24h notification + EU AI Office <=15d", verification="WORM-sealed regulator dispatch logs"), + containment_control("CC-15", "ALL", "TLA+ MGK formally-verified invariants (NoBypass, AuditMonotonic, CapabilityBounded)", verification="TLC + Apalache + runtime eBPF"), + containment_control("CC-16", "ALL", "Mean time-to-isolate <60s on breach detection", verification="quarterly purple-team drills"), + containment_control("CC-17", "ALL", "Mean time-to-rollback <15min for SEV-1+", verification="DR runbooks + Argo Rollouts"), + containment_control("CC-18", "ALL", "Capability ceiling enforcement (eval threshold crossing -> SEV-0)", verification="HELM + ARC + METR + Apollo + WMD probes"), +] + +# ========================================================================= +# DISTINCTIVE ARRAY 4: fiBlueprints (P3) — 16 items +# ========================================================================= +fiBlueprints = [ + fi_blueprint("FB-01", "Capital", "Basel III/IV + ICAAP AI add-on for SR 11-7 Tier 1 models", regimes=["Basel III/IV", "SR 11-7", "ICAAP"]), + fi_blueprint("FB-02", "Credit", "FCRA 615 + ECOA Reg-B with EU AI Act high-risk Art. 6", regimes=["FCRA 615", "ECOA Reg-B", "EU AI Act Art. 6"]), + fi_blueprint("FB-03", "Market", "FRTB + IMA models with SR 11-7 + AI/ML model risk policy", regimes=["FRTB", "SR 11-7"]), + fi_blueprint("FB-04", "Operational", "DORA + NIS2 + AI Act incident reporting harmonization", regimes=["DORA", "NIS2", "EU AI Act"]), + fi_blueprint("FB-05", "Trading", "FCA SS1/23 + MAS FEAT + HKMA GS-2 for algorithmic trading", regimes=["FCA SS1/23", "MAS FEAT", "HKMA GS-2"]), + fi_blueprint("FB-06", "Consumer", "FCA Consumer Duty PRIN 2A + CDC-Score telemetry", regimes=["FCA Consumer Duty", "GDPR Art-22"]), + fi_blueprint("FB-07", "AML/Sanctions", "OFAC + UN + EU + HMT + SECO + MAS + FATF R.16 via OPA", regimes=["OFAC", "FATF R.16"]), + fi_blueprint("FB-08", "Privacy", "GDPR + GDPR Art-22 + DPIA Art-35 + UK DPA 2018", regimes=["GDPR", "UK DPA"]), + fi_blueprint("FB-09", "Cybersecurity", "NIST SP 800-53 + ISO 27001 + DORA + SEC cyber disclosure", regimes=["NIST 800-53", "ISO 27001", "DORA", "SEC"]), + fi_blueprint("FB-10", "Cloud", "OSFI E-23 + EBA Outsourcing + FFIEC + MAS Notice 658", regimes=["OSFI E-23", "EBA", "FFIEC", "MAS 658"]), + fi_blueprint("FB-11", "Vendor LLM", "Procurement gating + MRM + RedTeam + ICAAP add-on", regimes=["SR 11-7", "OCC 2011-12"]), + fi_blueprint("FB-12", "GenAI", "EU AI Act GPAI Art. 53/55 + NIST AI 600-1", regimes=["EU AI Act Art. 53/55", "NIST AI 600-1"]), + fi_blueprint("FB-13", "Agentic", "Bounded actuation + capability bounds + kill-switch + MRM Tier 1", regimes=["SR 11-7", "ISO 42001 A.6.2.5"]), + fi_blueprint("FB-14", "Frontier", "T3/T4 containment + AISI MoUs + EU AI Office pre-notification", regimes=["EU AI Act Art. 51/55", "G7 Hiroshima"]), + fi_blueprint("FB-15", "Sustainability", "ESG disclosure + carbon accounting for AI workloads", regimes=["TCFD", "ISSB S2"]), + fi_blueprint("FB-16", "Civilizational", "CEGL + LexAI-DSL + GASRGP/GASC + GTI participation", regimes=["CEGL", "LexAI-DSL", "GASRGP", "GTI"]), +] + + +# ========================================================================= +# DISTINCTIVE ARRAY 5: promptGovernance (P4) — 15 items +# ========================================================================= +promptGovernance = [ + prompt_governance("PG-01", "Authoring", "Prompt templates + linter + auto-redaction", coverage="100% Tier 1+2 prompts"), + prompt_governance("PG-02", "Authoring", "PII/MNPI/PCI ban list enforced at lint", regimes=["GDPR", "MAR", "PCI-DSS"]), + prompt_governance("PG-03", "Review", "2-eye peer review + automated quality checks", sla="<2 BD for non-urgent"), + prompt_governance("PG-04", "Testing", "Golden eval suite (~100 cases per prompt)", coverage="all prompts"), + prompt_governance("PG-05", "Testing", "RedTeam smoke (injection + jailbreak + bias)", cadence="per-release"), + prompt_governance("PG-06", "Approval", "Dual-control for Tier 1; MRM tiering required", regimes=["SR 11-7", "ISO 42001"]), + prompt_governance("PG-07", "Deployment", "Canary <=1% + auto-rollback on KPI breach", sla="<5min rollback"), + prompt_governance("PG-08", "Monitoring", "Drift + fairness + calibration + citation enforcement", cadence="continuous"), + prompt_governance("PG-09", "Retirement", "Archival to WORM + reason + replacement linkage", retention="25y"), + prompt_governance("PG-10", "Registry", "Git-backed + signed commits + ML-DSA-87 per version", provenance="W3C PROV"), + prompt_governance("PG-11", "Reporting", "Per-regulator prompt evidence packs", regimes=["FCA SS1/23", "MAS FEAT", "HKMA GP-1"]), + prompt_governance("PG-12", "Agent Interop", "A2A protocol with OPA capability bounds", protocol="A2A v0.1"), + prompt_governance("PG-13", "Agent Interop", "MCP (Model Context Protocol) for tool integration", protocol="MCP v1.0"), + prompt_governance("PG-14", "Agent Interop", "ACP (Agent Communication Protocol) for federated agents", protocol="ACP draft"), + prompt_governance("PG-15", "AGI/ASI Reports", "Quarterly Frontier AI Capability Report + AGI containment drill", distribution=["Board", "AISIs", "EU AI Office"]), +] + +# ========================================================================= +# DISTINCTIVE ARRAY 6: cryptoSupervisionLayers (P5) — 18 items +# ========================================================================= +cryptoSupervisionLayers = [ + crypto_supervision("CS-01", "Ontology", "JSON-LD ontology mapping 28 regimes -> ~600 canonical controls", api="SPARQL + GraphQL + REST"), + crypto_supervision("CS-02", "Policy Libraries", "compliance/eu-ai-act/* Rego bundle", coverage="Art. 5-72 + Annex IV"), + crypto_supervision("CS-03", "Policy Libraries", "compliance/nist-ai-rmf/* Rego bundle", coverage="GOVERN+MAP+MEASURE+MANAGE"), + crypto_supervision("CS-04", "Policy Libraries", "compliance/iso-42001/* Rego bundle", coverage="Clauses 4-10 + Annex A"), + crypto_supervision("CS-05", "Policy Libraries", "compliance/basel/* + compliance/sr-11-7/* Rego bundle", coverage="ICAAP + FRTB + IFRS9"), + crypto_supervision("CS-06", "Policy Libraries", "compliance/fca-cd/* + compliance/mas-feat/* + compliance/hkma-gp1/*", coverage="Consumer + GenAI guidance"), + crypto_supervision("CS-07", "Runtime", "OPA Gatekeeper (admission) + OPA Sidecar (data-plane)", sla="p99 <5ms; 1.2M qps"), + crypto_supervision("CS-08", "Runtime", "Kafka aigov.policy-decisions WORM-sealed", sla="zero-loss; 25y retention"), + crypto_supervision("CS-09", "CAS", "Control Assurance Specification machine-readable registry", format="JSON-LD + JSON Schema + protobuf"), + crypto_supervision("CS-10", "CAS-SPP", "Per-control Merkle tree + ML-DSA-87 batch signing", cadence="continuous high-risk; daily material"), + crypto_supervision("CS-11", "CAS-SPP", "zk-SNARK proofs for selective disclosure to regulators", scheme="Groth16 + PLONK"), + crypto_supervision("CS-12", "CAS-SPP", "Public commitment to Sigstore Rekor for tamper-evidence", anchor="Sigstore Rekor + private chain"), + crypto_supervision("CS-13", "SR-DSL", "Supervisory DSL syntax + parser + AST", design="declarative + regulator-friendly"), + crypto_supervision("CS-14", "SR-DSL", "srdslc compiler: SR-DSL -> Rego (admission)", target="OPA Gatekeeper bundles"), + crypto_supervision("CS-15", "SR-DSL", "srdslc compiler: SR-DSL -> WASM (runtime)", target="Envoy Wasm filters"), + crypto_supervision("CS-16", "SR-DSL", "srdslc compiler: SR-DSL -> zk-circuits (r1cs/zkey)", target="Circom + snarkjs + arkworks"), + crypto_supervision("CS-17", "Meta-Governance", "L0-L7 layered governance with signed + Merkle-anchored layers", tamper="<60s detection -> SEV-0"), + crypto_supervision("CS-18", "Interop", "EU AI Office + FCA + MAS + HKMA + Fed + AISIs CAS-SPP adoption", pilot="2027 EU AI Office; 2028 wider"), +] + +# ========================================================================= +# DISTINCTIVE ARRAY 7: deploymentArtifacts (P6) — 22 items +# ========================================================================= +deploymentArtifacts = [ + deployment_artifact("DA-01", "IaC", "modules/network: VPC + TGW + endpoints + PrivateLink", tech="Terraform + Atlantis"), + deployment_artifact("DA-02", "IaC", "modules/eks: Bottlerocket + Karpenter + Cilium + Istio + Falco", tech="Terraform + EKS"), + deployment_artifact("DA-03", "IaC", "modules/kafka: MSK Serverless + Schema Registry + tiered storage", tech="Terraform + MSK"), + deployment_artifact("DA-04", "IaC", "modules/opa: bundles via S3 + decision logs Kafka", tech="Terraform + OPA"), + deployment_artifact("DA-05", "IaC", "modules/worm: S3 Object Lock COMPLIANCE + Glacier Deep Archive", tech="Terraform + S3 + Glacier"), + deployment_artifact("DA-06", "IaC", "modules/kms: per-tenant CMK + HSM-backed PQC migration", tech="Terraform + KMS + CloudHSM"), + deployment_artifact("DA-07", "Containers", "Distroless base + cosign-signed + SLSA-3 + ML-DSA-87", tech="Docker + cosign + slsa-github-generator"), + deployment_artifact("DA-08", "PQC", "ML-KEM-1024 key encapsulation + ML-DSA-87 signing", tech="liboqs + AWS KMS PQC preview"), + deployment_artifact("DA-09", "PQC", "SLH-DSA-256s fallback for stateless signing", tech="liboqs + custom HSM module"), + deployment_artifact("DA-10", "WORM", "S3 Object Lock COMPLIANCE 25y + 5y re-sign rotation", regimes=["SEC 17a-4", "CNSA 2.0"]), + deployment_artifact("DA-11", "RedTeam", "Prompt injection battery (~500 vectors) + jailbreak corpus (~1,200)", coverage="all Tier 1+2"), + deployment_artifact("DA-12", "RedTeam", "Backdoor probes + adversarial example generators + tool-use abuse", partners=["MITRE ATLAS", "external vendors"]), + deployment_artifact("DA-13", "Dashboards", "Executive + CRO + CCO + CISO + CDAO + MRM + Auditor + Regulator", tech="Grafana + Superset + custom React"), + deployment_artifact("DA-14", "Zero-Trust", "SPIRE/SPIFFE mTLS + Cilium microsegmentation + Teleport JIT", metric="ZTC-Score >=0.95"), + deployment_artifact("DA-15", "Telemetry", "OTel + Prometheus + Jaeger + OpenSearch", retention="365d hot + 7y warm"), + deployment_artifact("DA-16", "Systemic", "Global Systemic Risk Registry federation client", protocol="JSON-LD + ML-DSA-87 signed"), + deployment_artifact("DA-17", "QKD", "ID Quantique + Toshiba + QuantumXC links London+Frankfurt+Singapore+Tokyo", standards="ETSI QKD"), + deployment_artifact("DA-18", "Failover", "Sovereign AI failover US+EU+APAC + AWS GovCloud + Azure Sovereign + GCP Sov Controls", rto="<=15min"), + deployment_artifact("DA-19", "Gateway", "Regulator Audit Gateway zk-verifiable read-only", sla="<2s p99; 19 regulators"), + deployment_artifact("DA-20", "CI/CD", "Argo CD + Tekton Chains + cosign + in-toto + Backstage", tech="GitHub Actions / GitLab CI"), + deployment_artifact("DA-21", "SIEM/SOAR", "Splunk ES / MS Sentinel / QRadar / Chronicle + SOAR playbooks", coverage="all aigov.* topics"), + deployment_artifact("DA-22", "Provenance", "W3C PROV + in-toto + SLSA-3 + cosign + ML-DSA-87 end-to-end", scope=["containers", "weights", "data", "prompts", "logs"]), +] + +# ========================================================================= +# DISTINCTIVE ARRAY 8: autonomousAgents (P6) — 15 items +# ========================================================================= +autonomousAgents = [ + autonomous_agent("AA-01", "Trading", "Market-making agent (FX + rates)", guardrails=["Position limits", "VaR/ES caps", "Loss-cut kill-switch"], mrmTier="Tier 1"), + autonomous_agent("AA-02", "Trading", "Liquidity-routing agent", guardrails=["Best-execution constraints", "Venue caps", "RFQ-only stress mode"], mrmTier="Tier 1"), + autonomous_agent("AA-03", "Trading", "Algorithmic execution agent (TCA-aware)", guardrails=["TCA bands", "Anti-gaming filters", "Kill-switch"], mrmTier="Tier 1"), + autonomous_agent("AA-04", "Trading", "Risk-hedging agent", guardrails=["Hedge ratio bounds", "Procyclicality dampers", "Dual-control"], mrmTier="Tier 1"), + autonomous_agent("AA-05", "Operations", "Incident-response agent", guardrails=["SEV-1+ requires human", "WORM audit", "ARE policy bound"], mrmTier="Tier 2"), + autonomous_agent("AA-06", "Operations", "Change-management agent", guardrails=["No prod without dual-control", "OPA admission"], mrmTier="Tier 2"), + autonomous_agent("AA-07", "Operations", "Capacity-planning agent", guardrails=["FinOps budget caps", "Carbon caps"], mrmTier="Tier 3"), + autonomous_agent("AA-08", "Operations", "FinOps-optimizer agent", guardrails=["Budget caps", "No production-impacting changes without human"], mrmTier="Tier 3"), + autonomous_agent("AA-09", "Operations", "Evidence-harvester agent (ARRE feeder)", guardrails=["Read-only; WORM-sealed receipts"], mrmTier="Tier 2"), + autonomous_agent("AA-10", "Operations", "RedTeam-orchestrator agent", guardrails=["Bounded harnesses; OPA capability bounds"], mrmTier="Tier 2"), + autonomous_agent("AA-11", "Governance", "Policy-author agent (drafts only)", guardrails=["No autonomous merge; human approval"], mrmTier="Tier 3"), + autonomous_agent("AA-12", "Governance", "Control-tester agent", guardrails=["Read-only; emits findings to Hub"], mrmTier="Tier 2"), + autonomous_agent("AA-13", "Governance", "Audit-prep agent", guardrails=["Read-only; per-regulator scoped"], mrmTier="Tier 2"), + autonomous_agent("AA-14", "Governance", "ARRE-runner agent (scheduled submissions)", guardrails=["Human sign-off pre-submit; WORM audit"], mrmTier="Tier 1"), + autonomous_agent("AA-15", "Governance", "ARE-executor agent", guardrails=["Bounded remediation set; reversible; SEV-1+ dual-control"], mrmTier="Tier 1"), +] + + +# ========================================================================= +# DISTINCTIVE ARRAY 9: regulatorGateways (P6) — 19 items +# ========================================================================= +regulatorGateways = [ + regulator_gateway("RG-01", "EU AI Office", "AI Act high-risk + GPAI Art. 53/55 zk-attestation", cadence="continuous + quarterly summary"), + regulator_gateway("RG-02", "UK FCA", "Consumer Duty + SS1/23 + SMCR SMF-AI", cadence="continuous + quarterly returns"), + regulator_gateway("RG-03", "UK PRA", "SS1/23 + ICAAP AI add-on", cadence="quarterly + on-request"), + regulator_gateway("RG-04", "US Fed Reserve", "SR 11-7 model inventory + validation evidence", cadence="quarterly + annual"), + regulator_gateway("RG-05", "US OCC", "OCC 2011-12 model risk + AI/ML systems", cadence="quarterly + on-request"), + regulator_gateway("RG-06", "US SEC", "17a-4 WORM evidence + 10-K/8-K cyber + Reg-SCI", cadence="on-event + quarterly"), + regulator_gateway("RG-07", "FINRA", "3110/4511 supervision + recordkeeping", cadence="continuous + audit"), + regulator_gateway("RG-08", "MAS Singapore", "FEAT principles + TRM 2021", cadence="quarterly + on-request"), + regulator_gateway("RG-09", "HKMA Hong Kong", "GP-1 governance + GS-2 GenAI", cadence="quarterly + on-request"), + regulator_gateway("RG-10", "OSFI Canada", "E-23 model risk + OSFI guideline", cadence="quarterly + annual"), + regulator_gateway("RG-11", "FINMA Switzerland", "AI Guidance + circular updates", cadence="quarterly + on-request"), + regulator_gateway("RG-12", "BaFin Germany", "AI Act implementation + MaRisk + BAIT", cadence="quarterly + on-request"), + regulator_gateway("RG-13", "ACPR France", "AI Act + Solvency II AI add-on", cadence="quarterly + annual"), + regulator_gateway("RG-14", "AMF France", "Algorithmic trading + MIF II AI", cadence="quarterly + on-request"), + regulator_gateway("RG-15", "UK AISI", "Capability evals + RedTeam findings (GIEN)", cadence="continuous + quarterly summary"), + regulator_gateway("RG-16", "US AISI (NIST)", "Capability evals + AI RMF evidence", cadence="continuous + quarterly summary"), + regulator_gateway("RG-17", "Singapore AI Verify", "AI Verify framework + GIEN exchange", cadence="quarterly + on-request"), + regulator_gateway("RG-18", "Japan AISI", "Capability evals + G7 Hiroshima evidence", cadence="quarterly + on-request"), + regulator_gateway("RG-19", "Canada AISI", "Capability evals + AIDA implementation evidence", cadence="quarterly + on-request"), +] + +# ========================================================================= +# DISTINCTIVE ARRAY 10: roadmapItems (Phased 2026-2030) — 18 items +# ========================================================================= +roadmapItems = [ + roadmap_item("RM-01", "2026Q1", "Foundation: AIMS scoping + ISO 42001 stage-1 audit + Hub MVP", deps=[]), + roadmap_item("RM-02", "2026Q2", "Governance Sidecars + OPA bundles + Kafka aigov.* live", deps=["RM-01"]), + roadmap_item("RM-03", "2026Q3", "WORM 25y + PQC migration kickoff + ARRE pilot (FCA + MAS)", deps=["RM-02"]), + roadmap_item("RM-04", "2026Q4", "Sentinel Enterprise stack MVP + TLA+ MGK first proof + EAV v0.1", deps=["RM-02"]), + roadmap_item("RM-05", "2027Q1", "Prompt Management & Reporting App productionized + Agent registry (A2A/MCP/ACP)", deps=["RM-02", "RM-04"]), + roadmap_item("RM-06", "2027Q2", "ISO 42001 certification + ARRE coverage >=80% + Hub federation", deps=["RM-01", "RM-03"]), + roadmap_item("RM-07", "2027Q3", "AGI Containment T3/T4 live + AISI MoUs (UK + US + EU)", deps=["RM-04"]), + roadmap_item("RM-08", "2027Q4", "RedTeam external quarterly + RTRI >=0.9 + ARE production rollout", deps=["RM-05"]), + roadmap_item("RM-09", "2028Q1", "CAS Registry + SR-DSL v1.0 + srdslc compiler emits Rego+WASM", deps=["RM-02", "RM-06"]), + roadmap_item("RM-10", "2028Q2", "CAS-SPP pilot with EU AI Office + first zk-attestations", deps=["RM-09"]), + roadmap_item("RM-11", "2028Q3", "AutonomousAgentFleet trading live (Tier 1 + ICAAP add-on)", deps=["RM-05", "RM-07"]), + roadmap_item("RM-12", "2028Q4", "QKD telemetry between core DCs + sovereign failover drilled", deps=["RM-03"]), + roadmap_item("RM-13", "2029Q1", "GIEN protocol live + federated exchange with peers + AISIs", deps=["RM-07"]), + roadmap_item("RM-14", "2029Q2", "Global Systemic Risk Registry federated + first systemic report", deps=["RM-13"]), + roadmap_item("RM-15", "2029Q3", "Regulator Audit Gateway live for 19 regulators + RCI=1.0 target", deps=["RM-10", "RM-13"]), + roadmap_item("RM-16", "2029Q4", "CAS-SPP adoption broadened (FCA + MAS + HKMA + Fed)", deps=["RM-10", "RM-15"]), + roadmap_item("RM-17", "2030Q2", "Civilizational layer (CEGL + LexAI-DSL + GASRGP/GASC) + GTI participation", deps=["RM-13", "RM-15"]), + roadmap_item("RM-18", "2030Q4", "CGI >=0.75 + GTI >=0.85 + RCI =1.0 + program steady state", deps=["RM-17"]), +] + +# ========================================================================= +# DISTINCTIVE ARRAY 11: dependencies (DAG edges) — 17 items +# ========================================================================= +dependencies = [ + dep("DEP-01", "RM-01", "RM-02", reason="AIMS + Hub required before Sidecar rollout"), + dep("DEP-02", "RM-02", "RM-03", reason="Sidecars feed audit which feeds WORM + ARRE"), + dep("DEP-03", "RM-02", "RM-04", reason="OPA + Kafka substrate required for Sentinel stack"), + dep("DEP-04", "RM-04", "RM-07", reason="MGK + EAV required for T3/T4 containment"), + dep("DEP-05", "RM-02", "RM-05", reason="Sidecars + OPA required for prompt app + agents"), + dep("DEP-06", "RM-05", "RM-08", reason="Agent registry required for RedTeam coverage of agents"), + dep("DEP-07", "RM-01", "RM-06", reason="ISO 42001 stage-1 -> certification path"), + dep("DEP-08", "RM-03", "RM-06", reason="ARRE pilot evidence required for ISO 42001 cert"), + dep("DEP-09", "RM-02", "RM-09", reason="OPA libraries required for CAS Registry + SR-DSL compiler"), + dep("DEP-10", "RM-06", "RM-09", reason="ISO 42001 cert demonstrates control coverage required for CAS"), + dep("DEP-11", "RM-09", "RM-10", reason="CAS + SR-DSL required for CAS-SPP zk-attestations"), + dep("DEP-12", "RM-05", "RM-11", reason="Agent registry + interop required for trading fleet activation"), + dep("DEP-13", "RM-07", "RM-11", reason="T3 containment required for autonomous trading Tier 1"), + dep("DEP-14", "RM-03", "RM-12", reason="PQC migration must precede QKD telemetry rollout"), + dep("DEP-15", "RM-07", "RM-13", reason="AISI MoUs required for GIEN federation"), + dep("DEP-16", "RM-13", "RM-14", reason="GIEN required for Global Systemic Risk Registry federation"), + dep("DEP-17", "RM-10", "RM-15", reason="CAS-SPP required for zk-verifiable Audit Gateway"), +] + + +# ========================================================================= +# Standard tail collections +# ========================================================================= + +schemas = [ + {"name": "platformComponent.schema.json", "purpose": "P1 AI governance platform component"}, + {"name": "sentinelLayer.schema.json", "purpose": "P2 Sentinel Enterprise stack layer"}, + {"name": "containmentControl.schema.json", "purpose": "P2 AGI containment control"}, + {"name": "fiBlueprint.schema.json", "purpose": "P3 FI blueprint item"}, + {"name": "promptGovernance.schema.json", "purpose": "P4 prompt management governance item"}, + {"name": "cryptoSupervisionLayer.schema.json", "purpose": "P5 CAS/CAS-SPP/SR-DSL layer"}, + {"name": "deploymentArtifact.schema.json", "purpose": "P6 deployment artifact (IaC/PQC/QKD)"}, + {"name": "autonomousAgent.schema.json", "purpose": "P6 AutonomousAgentFleet member"}, + {"name": "regulatorGateway.schema.json", "purpose": "P6 regulator audit gateway endpoint"}, + {"name": "roadmapItem.schema.json", "purpose": "Phased roadmap milestone"}, + {"name": "dependency.schema.json", "purpose": "DAG edge between roadmap items"}, + {"name": "casRecord.schema.json", "purpose": "Control Assurance Specification record"}, + {"name": "casSppProof.schema.json", "purpose": "CAS-SPP cryptographic supervisory proof envelope"}, + {"name": "srDslRule.schema.json", "purpose": "SR-DSL supervisory rule AST"}, + {"name": "kpi.schema.json", "purpose": "KPI definition with target + cadence"}, + {"name": "evidence.schema.json", "purpose": "Evidence pack envelope"}, + {"name": "regulatorReport.schema.json", "purpose": "ARRE regulator report envelope"}, + {"name": "incidentRecord.schema.json", "purpose": "SEV-* incident record"}, + {"name": "redTeamFinding.schema.json", "purpose": "RedTeam finding with ATLAS/OWASP taxonomy"}, + {"name": "agentAttestation.schema.json", "purpose": "Per-action agent attestation (ML-DSA-87)"}, +] + +code = [ + {"lang": "rego", "name": "compliance/eu-ai-act/high_risk.rego", "purpose": "EU AI Act high-risk admission policy"}, + {"lang": "rego", "name": "compliance/sr-11-7/model_tier.rego", "purpose": "SR 11-7 model tier admission"}, + {"lang": "rego", "name": "compliance/fca-cd/consumer_duty.rego", "purpose": "FCA Consumer Duty outcome enforcement"}, + {"lang": "yaml", "name": "k8s/sidecars/policy-sidecar.yaml", "purpose": "OPA Envoy ext_authz sidecar deployment"}, + {"lang": "yaml", "name": "k8s/sidecars/audit-sidecar.yaml", "purpose": "Kafka audit producer sidecar"}, + {"lang": "terraform", "name": "modules/worm/main.tf", "purpose": "S3 Object Lock COMPLIANCE 25y"}, + {"lang": "terraform", "name": "modules/eks/main.tf", "purpose": "Bottlerocket + Karpenter EKS"}, + {"lang": "tla", "name": "specs/MGK.tla", "purpose": "TLA+ Minimal Governance Kernel specification"}, + {"lang": "tla", "name": "specs/MGK.cfg", "purpose": "TLC model-check config"}, + {"lang": "circom", "name": "zk/cas_spp.circom", "purpose": "CAS-SPP zk-SNARK circuit"}, + {"lang": "python", "name": "srdslc/compiler.py", "purpose": "SR-DSL -> Rego/WASM/zk compiler"}, + {"lang": "yaml", "name": "argocd/governance-app.yaml", "purpose": "Argo CD app for governance bundles"}, + {"lang": "yaml", "name": "tekton/sign-and-attest.yaml", "purpose": "Tekton Chains signing + in-toto"}, + {"lang": "json", "name": "schemas/casRecord.schema.json", "purpose": "CAS record JSON Schema"}, + {"lang": "graphql", "name": "hub/schema.graphql", "purpose": "Governance Hub GraphQL Federation"}, + {"lang": "sql", "name": "gql/examples/fca_consumer_duty.gql", "purpose": "GQL example: FCA Consumer Duty evidence"}, + {"lang": "yaml", "name": "siem/correlation-rules.yaml", "purpose": "SIEM correlation rules for aigov.* topics"}, + {"lang": "yaml", "name": "soar/playbooks/sev1-rollback.yaml", "purpose": "SOAR playbook for SEV-1+ auto-rollback"}, + {"lang": "yaml", "name": "qkd/link-monitor.yaml", "purpose": "QKD link health monitoring"}, + {"lang": "yaml", "name": "failover/sovereign-runbook.yaml", "purpose": "Sovereign AI failover runbook"}, +] + +kpis = [ + {"kpi": "AIMS-Coverage", "target": ">=0.95", "cadence": "quarterly"}, + {"kpi": "MRGI", "target": ">=0.95", "cadence": "quarterly"}, + {"kpi": "DRI", "target": ">=0.95 (n=10)", "cadence": "monthly"}, + {"kpi": "CCS", "target": ">=0.95", "cadence": "quarterly"}, + {"kpi": "ARI", "target": ">=0.9 (frontier)", "cadence": "per-release"}, + {"kpi": "CSI", "target": ">=0.95 (T3/T4)", "cadence": "monthly"}, + {"kpi": "RTRI", "target": ">=0.9", "cadence": "quarterly"}, + {"kpi": "CDC-Score", "target": ">=0.9", "cadence": "monthly"}, + {"kpi": "CSPI", "target": ">=0.95", "cadence": "continuous"}, + {"kpi": "ARRE-Coverage", "target": ">=0.98", "cadence": "quarterly"}, + {"kpi": "ARE-MTTR", "target": "<=15min for 80%", "cadence": "continuous"}, + {"kpi": "ZTC-Score", "target": ">=0.95", "cadence": "quarterly"}, + {"kpi": "PQC-Migration", "target": ">=0.95 by 2028", "cadence": "quarterly"}, + {"kpi": "QKD-Uptime", "target": ">=99.9% per link", "cadence": "monthly"}, + {"kpi": "SovFailover-RTO", "target": "<=15min", "cadence": "monthly drill"}, + {"kpi": "CGI", "target": ">=0.75 by 2030", "cadence": "annual"}, + {"kpi": "GTI", "target": ">=0.85 by 2030", "cadence": "annual"}, + {"kpi": "RCI", "target": "=1.0", "cadence": "quarterly"}, + {"kpi": "Sidecar-Latency-p99", "target": "<=8ms added", "cadence": "monthly"}, + {"kpi": "OPA-Decision-p99", "target": "<5ms", "cadence": "monthly"}, + {"kpi": "WORM-Durability", "target": "99.999999999% (11 9s)", "cadence": "annual"}, + {"kpi": "Audit-Loss-Rate", "target": "0", "cadence": "monthly"}, + {"kpi": "RedTeam-External-Cadence", "target": "Quarterly (Tier 1)", "cadence": "quarterly"}, + {"kpi": "ISO-42001-Surveillance", "target": "Annual + zero majors", "cadence": "annual"}, + {"kpi": "Breach-Isolate-MTTI", "target": "<60s", "cadence": "monthly drill"}, + {"kpi": "Breach-Rollback-MTTR", "target": "<15min for SEV-1+", "cadence": "monthly drill"}, + {"kpi": "Hub-Federation-Coverage", "target": ">=95% of FIN/RISK systems", "cadence": "quarterly"}, + {"kpi": "Agent-Kill-Switch-Drill", "target": "Monthly + 100% pass", "cadence": "monthly"}, + {"kpi": "ARRE-On-Time-Filing", "target": ">=99%", "cadence": "quarterly"}, + {"kpi": "CAS-Coverage", "target": ">=100% of in-scope controls", "cadence": "quarterly"}, + {"kpi": "SR-DSL-Compile-Success", "target": ">=99% on PR merge", "cadence": "monthly"}, + {"kpi": "zk-Attestation-Verify-Rate", "target": "=1.0 (regulator-side)", "cadence": "monthly"}, + {"kpi": "GIEN-Exchange-Coverage", "target": ">=80% of peer FIs by 2029", "cadence": "annual"}, + {"kpi": "Systemic-Risk-Registry-Coverage", "target": ">=70% of in-scope models by 2030", "cadence": "annual"}, +] + +riskControlMatrix = [ + {"risk": "Unsupervised AI actuation", "control": "OPA admission + MGK quorum", "owner": "CISO+CRO", "regimes": ["EU AI Act Art. 14", "SR 11-7"]}, + {"risk": "Audit tampering", "control": "WORM + Merkle + ML-DSA-87", "owner": "CISO", "regimes": ["SEC 17a-4", "DORA"]}, + {"risk": "Model drift", "control": "Drift telemetry + auto-rollback (ARE)", "owner": "CDAO+MRM", "regimes": ["NIST AI RMF MEASURE-3"]}, + {"risk": "PII leak in prompts", "control": "Redaction sidecar + linter ban list", "owner": "DPO", "regimes": ["GDPR"]}, + {"risk": "Prompt injection", "control": "RedTeam suite + filter + canary", "owner": "CISO", "regimes": ["OWASP LLM Top 10"]}, + {"risk": "Capability threshold crossing (frontier)", "control": "T4 + 3-of-5 quorum + AISI <=24h", "owner": "Board AI Chair", "regimes": ["EU AI Act Art. 55"]}, + {"risk": "Cryptographic compromise (classical)", "control": "PQC migration + ML-DSA-87 + ML-KEM-1024", "owner": "CISO", "regimes": ["CNSA 2.0"]}, + {"risk": "Cross-firm model concentration", "control": "GIEN exchange + Systemic Risk Registry", "owner": "CRO", "regimes": ["FSB AI guidance"]}, + {"risk": "Autonomous trading run-away", "control": "Position/VaR caps + kill-switch + MRM T1", "owner": "Head of Markets", "regimes": ["FCA SS1/23", "FRTB"]}, + {"risk": "Regulator data gap", "control": "ARRE + Audit Gateway + CAS-SPP", "owner": "CCO", "regimes": ["FCA SS1/23", "MAS FEAT"]}, + {"risk": "Air-gap breach", "control": "Hardware diode + signed channels + drills", "owner": "CISO", "regimes": ["EU AI Act Art. 55"]}, + {"risk": "MGK bypass", "control": "TLA+ NoBypass invariant + eBPF enforcement", "owner": "CISO", "regimes": ["ISO 42001 A.6"]}, + {"risk": "Vendor LLM data exfil", "control": "Procurement gating + sandbox + redaction", "owner": "CISO+CCO", "regimes": ["GDPR", "GLBA"]}, + {"risk": "Adverse-action disclosure failure", "control": "FCRA 615 + ECOA Reg-B reasons + GDPR Art-22", "owner": "CCO", "regimes": ["FCRA 615", "ECOA Reg-B", "GDPR Art-22"]}, + {"risk": "ICAAP capital under-estimation for AI", "control": "AI Pillar 2 add-on + scenario tests", "owner": "CRO", "regimes": ["Basel III/IV", "ICAAP"]}, + {"risk": "Sanctions miss", "control": "OPA-based sanction execution + quarterly list refresh", "owner": "Head of Sanctions", "regimes": ["OFAC", "FATF R.16"]}, + {"risk": "QKD link outage", "control": "Multi-vendor links + PQC fallback", "owner": "CISO", "regimes": ["CNSA 2.0", "ETSI QKD"]}, + {"risk": "Sovereign jurisdiction loss", "control": "3-jurisdiction sovereign failover + GovCloud", "owner": "CIO+CCO", "regimes": ["GDPR", "MAS Notice 658"]}, + {"risk": "AGI deception / goal misgen", "control": "EpistemicAlignmentVerifier + Apollo evals", "owner": "Head of AI Safety", "regimes": ["EU AI Act Art. 55", "G7 Hiroshima"]}, + {"risk": "Civilizational misalignment", "control": "CEGL + LexAI-DSL + GASRGP + GTI", "owner": "Board AI Chair", "regimes": ["CEGL", "GTI"]}, + {"risk": "Container/image supply chain", "control": "cosign + SLSA-3 + ML-DSA-87 + Sigstore Rekor", "owner": "CISO", "regimes": ["NIST SSDF"]}, + {"risk": "OPA policy drift", "control": "GitOps + signed bundles + ARE auto-revert", "owner": "Head of Platform", "regimes": ["NIST SSDF", "ISO 42001"]}, +] + +traceability = [ + {"from": "EU AI Act Art. 9", "to": "PC-10 (OPA Gatekeeper) + CC-15 (MGK invariants)"}, + {"from": "EU AI Act Art. 10", "to": "PC-04 (redaction sidecar) + PC-05 (lineage sidecar)"}, + {"from": "EU AI Act Art. 14", "to": "PC-11 (OPA Sidecar) + CC-08 (T3 dual-control)"}, + {"from": "EU AI Act Art. 15", "to": "PC-03 (telemetry sidecar) + DA-15 (OTel + Prometheus + Jaeger + OpenSearch)"}, + {"from": "EU AI Act Art. 53/55", "to": "SL-06 (L6 Evaluation) + CC-14 (AISI <=24h) + CC-15 (MGK)"}, + {"from": "NIST AI RMF GOVERN", "to": "FB-* + Hub + Codex (SL-09)"}, + {"from": "NIST AI RMF MAP", "to": "M3.1 (28-Regime Crosswalk) + CS-01 (Ontology)"}, + {"from": "NIST AI RMF MEASURE", "to": "SL-06 (Evals) + PG-08 (Monitoring)"}, + {"from": "NIST AI RMF MANAGE", "to": "PC-18 (ARE) + M6.8 (Breach Response) + M6.11 (Fleet)"}, + {"from": "ISO 42001 Clause 6", "to": "M2.1 (AIMS) + M3.4 (MRM)"}, + {"from": "ISO 42001 Annex A.6", "to": "PC-10/PC-11 (OPA) + CC-15 (MGK)"}, + {"from": "ISO 42001 Annex A.8", "to": "PC-05 (lineage) + DA-22 (provenance)"}, + {"from": "GDPR Art. 22", "to": "FB-08 + PG-02 + RG-01 (EU AI Office)"}, + {"from": "GDPR Art. 35", "to": "DPIA template + Hub workflow + M3.4"}, + {"from": "FCRA 615", "to": "FB-02 + adverse-action template + ARRE"}, + {"from": "ECOA Reg-B 1002", "to": "FB-02 + fairness telemetry + M3.4"}, + {"from": "SR 11-7", "to": "M2.1 (MRM) + M3.4 + AA-* (agent MRM tier)"}, + {"from": "OCC 2011-12", "to": "M2.1 + M3.4 + FB-11 (Vendor LLM)"}, + {"from": "Basel III/IV + ICAAP", "to": "FB-01 + M3.8 (Investment) + AA-* (trading agents)"}, + {"from": "FRTB", "to": "FB-03 + AA-01/02/03/04 (trading agents) + MRM T1"}, + {"from": "SEC 17a-4", "to": "PC-06/PC-07 (Kafka + WORM) + DA-10 (S3 Object Lock)"}, + {"from": "DORA Art. 17", "to": "PC-06 + PC-16 (sGQL) + M6.12 (SIEM/SOAR)"}, + {"from": "FCA Consumer Duty", "to": "FB-06 + PG-11 + RG-02 + M3.4"}, + {"from": "FCA SS1/23", "to": "FB-05 + AA-* (trading) + M6.5 + RG-02/RG-03"}, + {"from": "MAS FEAT", "to": "FB-* + PG-11 + RG-08 + M3.1"}, + {"from": "HKMA GP-1 + GS-2", "to": "FB-* + PG-11 + RG-09 + M3.1"}, + {"from": "G7 Hiroshima + Bletchley", "to": "SL-08 (AISI) + CC-14 + M5.7/M5.8 (CAS-SPP + interop)"}, + {"from": "CEGL + LexAI-DSL + GASRGP", "to": "FB-16 + RM-17 + civilizational outcomes (CGI/GTI)"}, + {"from": "NSA CNSA 2.0", "to": "DA-08/DA-09 (PQC) + PC-07 (WORM 5y re-sign) + RM-03"}, + {"from": "MITRE ATLAS", "to": "M2.10 (Adversarial) + DA-12 + M3.5 (RedTeam)"}, +] + +dataFlows = [ + {"flow": "App -> policy-sidecar (OPA ext_authz) -> allow/deny + decision log -> Kafka aigov.policy-decisions"}, + {"flow": "App -> redaction-sidecar -> tokenized payload -> downstream + tokenization-vault audit"}, + {"flow": "App -> audit-sidecar -> Kafka aigov.* -> Iceberg S3 -> WORM S3 Object Lock COMPLIANCE 25y"}, + {"flow": "App -> telemetry-sidecar -> OTel collector -> Prometheus + Jaeger + OpenSearch + drift/fairness store"}, + {"flow": "App -> lineage-sidecar -> OpenLineage -> Marquez/Hub + W3C PROV emission"}, + {"flow": "Sentinel evals -> aigov.cre + WORM + capability dashboard + AISI MoU dispatch"}, + {"flow": "Hub UI -> GraphQL Federation -> backend stitching (Hub API + ARRE + GQL + sGQL)"}, + {"flow": "ARRE -> templates engine -> per-regulator submission -> regulator portal + WORM evidence pack"}, + {"flow": "ARE -> bounded actions -> OPA admission -> dual-control SEV-1+ -> WORM audit + Hub incident view"}, + {"flow": "CAS Registry -> CAS-SPP service -> Merkle root + ML-DSA-87 sig -> zk-SNARK proof -> Sigstore Rekor commit -> Regulator Audit Gateway"}, + {"flow": "SR-DSL source -> srdslc -> Rego bundle + WASM filter + zk circuit -> Argo CD GitOps deploy"}, + {"flow": "AutonomousAgentFleet action -> per-action ML-DSA-87 attestation -> OPA capability bounds -> WORM audit -> Hub fleet view"}, + {"flow": "QKD link -> key delivery -> PQC fallback if degraded -> SEV-* on outage > thresholds"}, + {"flow": "Sovereign failover trigger -> Argo Rollouts cross-region -> DNS shift -> RTO <=15min -> WORM record"}, + {"flow": "GIEN exchange -> peer/AISI -> anonymized payload -> Hub view + Systemic Risk Registry feed"}, +] + +regulators = [ + {"name": "EU AI Office", "regime": "EU AI Act", "cadence": "continuous + quarterly summary"}, + {"name": "UK FCA", "regime": "Consumer Duty + SS1/23 + SMCR", "cadence": "continuous + quarterly returns"}, + {"name": "UK PRA", "regime": "SS1/23 + ICAAP", "cadence": "quarterly + on-request"}, + {"name": "US Fed Reserve", "regime": "SR 11-7", "cadence": "quarterly + annual"}, + {"name": "US OCC", "regime": "OCC 2011-12", "cadence": "quarterly + on-request"}, + {"name": "US SEC", "regime": "17a-4 + 10-K/8-K + Reg-SCI", "cadence": "on-event + quarterly"}, + {"name": "FINRA", "regime": "3110/4511", "cadence": "continuous + audit"}, + {"name": "MAS Singapore", "regime": "FEAT + TRM 2021", "cadence": "quarterly + on-request"}, + {"name": "HKMA Hong Kong", "regime": "GP-1 + GS-2", "cadence": "quarterly + on-request"}, + {"name": "OSFI Canada", "regime": "E-23", "cadence": "quarterly + annual"}, + {"name": "FINMA Switzerland", "regime": "AI Guidance", "cadence": "quarterly + on-request"}, + {"name": "BaFin Germany", "regime": "AI Act + MaRisk + BAIT", "cadence": "quarterly + on-request"}, + {"name": "ACPR France", "regime": "AI Act + Solvency II", "cadence": "quarterly + annual"}, + {"name": "AMF France", "regime": "Algo Trading + MIF II", "cadence": "quarterly + on-request"}, + {"name": "UK AISI", "regime": "Capability evals + GIEN", "cadence": "continuous"}, + {"name": "US AISI (NIST)", "regime": "Capability evals + AI RMF", "cadence": "continuous"}, + {"name": "Singapore AI Verify", "regime": "AI Verify + GIEN", "cadence": "quarterly + on-request"}, + {"name": "Japan AISI", "regime": "Capability evals + G7 Hiroshima", "cadence": "quarterly"}, + {"name": "Canada AISI", "regime": "Capability evals + AIDA", "cadence": "quarterly"}, +] + +rollout90 = [ + {"phase": "D0-30", "name": "Foundation", "actions": ["AIMS scoping", "OPA bundles seed", "Kafka aigov.* topics", "Hub MVP wireframes", "TLA+ MGK draft spec", "SR-DSL design doc", "QKD vendor SOW", "Sovereign failover region planning"]}, + {"phase": "D31-60", "name": "Pilot", "actions": ["Policy sidecar in staging", "Audit sidecar in staging", "WORM S3 Object Lock prov", "ARRE skeleton with FCA + MAS pilots", "Sentinel L1-L3 MVP", "Prompt registry MVP", "RedTeam smoke suite", "ARE policies drafted + paused"]}, + {"phase": "D61-90", "name": "Pre-Prod", "actions": ["Canary deploy sidecars to Tier 2", "ARRE first FCA filing draft", "TLA+ MGK first proof", "Hub federation MVP", "Agent registry MVP", "ISO 42001 stage-1 ready", "Board AI Risk Committee chartered + first meeting", "Regulator Audit Gateway pilot endpoint live"]}, +] + +roadmap = [ + {"phase": "Phase 1 (2026)", "items": ["RM-01 Foundation", "RM-02 Sidecars/OPA/Kafka", "RM-03 WORM/PQC/ARRE", "RM-04 Sentinel MVP"]}, + {"phase": "Phase 2 (2027 H1)", "items": ["RM-05 Prompt App + Agents", "RM-06 ISO 42001 cert"]}, + {"phase": "Phase 3 (2027 H2)", "items": ["RM-07 T3/T4 + AISI MoUs", "RM-08 RedTeam ext + ARE prod"]}, + {"phase": "Phase 4 (2028)", "items": ["RM-09 CAS + SR-DSL", "RM-10 CAS-SPP pilot", "RM-11 AutonomousAgentFleet trading", "RM-12 QKD + sovereign failover"]}, + {"phase": "Phase 5 (2029)", "items": ["RM-13 GIEN", "RM-14 Systemic Risk Registry", "RM-15 Audit Gateway 19 regs", "RM-16 CAS-SPP broadened"]}, + {"phase": "Phase 6 (2030)", "items": ["RM-17 Civilizational layer", "RM-18 Steady state CGI/GTI/RCI"]}, +] + +evidencePack = [ + {"item": "ISO 42001 management review + stage-1 + stage-2 audit reports"}, + {"item": "EU AI Act Annex IV technical documentation (per high-risk system)"}, + {"item": "GPAI Art. 53/55 evals + adversarial testing + cybersecurity + incident reports"}, + {"item": "NIST AI RMF GOVERN/MAP/MEASURE/MANAGE evidence per Tier 1+2 model"}, + {"item": "SR 11-7 model inventory + validation reports + MRM tier letters"}, + {"item": "OCC 2011-12 model risk + vendor LLM attestations"}, + {"item": "Basel III/IV ICAAP AI Pillar 2 add-on + scenario tests"}, + {"item": "FCA Consumer Duty PRIN 2A outcome reports + CDC-Score telemetry"}, + {"item": "FCA/PRA SS1/23 returns + SMCR SMF-AI letters"}, + {"item": "MAS FEAT self-assessment + TRM 2021 attestations"}, + {"item": "HKMA GP-1 + GS-2 attestations"}, + {"item": "SEC 17a-4 WORM evidence + 10-K/8-K cyber disclosures"}, + {"item": "DORA major-incident reports + NIS2 attestations"}, + {"item": "GDPR DPIAs + Art-22 disclosures + Art-35 evidence"}, + {"item": "FCRA 615 adverse-action templates + ECOA fairness reports"}, + {"item": "AISI bilateral MoUs + capability eval reports (UK + US + EU + SG + JP + CA)"}, + {"item": "GIEN exchange logs + peer attestations"}, + {"item": "CAS-SPP zk-attestation receipts (per regulator)"}, + {"item": "WORM audit chain-of-custody + 25y retention attestations"}, + {"item": "Board AI Risk Committee minutes + Board minutes + annual AI Risk Report"}, + {"item": "AutonomousAgentFleet kill-switch drill logs + ICAAP add-on capital memos"}, + {"item": "RedTeam external quarterly reports + bounty program statistics"}, + {"item": "QKD link uptime reports + sovereign failover drill logs"}, + {"item": "Civilizational reports (CEGL participation, GTI scores, CGI evidence)"}, +] + +executiveSummary = { + "tagline": "End-to-end 2026-2030 AI governance + cryptographic supervision for G-SIFIs — production-ready across six integrated pillars", + "investment": "USD 250-650M / 5y per G-SIFI; NPV USD 700-1900M", + "uplift_vs_WP059": "USD 50-100M envelope; USD 100-200M NPV from CAS-SPP + ARE automation + QKD + sovereign failover", + "topThree": [ + "Operationalize CAS-SPP cryptographic supervisory proofs to all 19 regulators by 2029", + "Stand up AutonomousAgentFleet with TLA+ MGK + kill-switches + ICAAP add-on by 2028", + "Anchor civilizational layer (CEGL/LexAI-DSL/GASRGP + GTI) with CGI >=0.75 by 2030" + ], + "ninetyDayWins": [ + "OPA sidecar in staging + Kafka aigov.* live + WORM S3 Object Lock proved", + "ARRE pilot filing for FCA + MAS", + "Sentinel MVP L1-L3 + TLA+ MGK draft", + "Hub MVP federated to 3 critical systems", + "Board AI Risk Committee chartered + first meeting" + ], + "boardAsks": [ + "Approve USD 250-650M / 5y program envelope", + "Designate SMF-AI under SMCR", + "Charter Board AI Risk Committee + GIEN representation + AGI containment T4 protocol", + "Ratify CAS-SPP regulator pilot + AutonomousAgentFleet trading activation criteria", + "Mandate ISO 42001 certification by 2027 and PQC migration >=0.95 by 2028" + ], +} + +# ========================================================================= +# Final assembly +# ========================================================================= +DOC["modules"] = MODULES +DOC["platformComponents"] = platformComponents +DOC["sentinelLayers"] = sentinelLayers +DOC["containmentControls"] = containmentControls +DOC["fiBlueprints"] = fiBlueprints +DOC["promptGovernance"] = promptGovernance +DOC["cryptoSupervisionLayers"] = cryptoSupervisionLayers +DOC["deploymentArtifacts"] = deploymentArtifacts +DOC["autonomousAgents"] = autonomousAgents +DOC["regulatorGateways"] = regulatorGateways +DOC["roadmapItems"] = roadmapItems +DOC["dependencies"] = dependencies +DOC["schemas"] = schemas +DOC["code"] = code +DOC["kpis"] = kpis +DOC["riskControlMatrix"] = riskControlMatrix +DOC["traceability"] = traceability +DOC["dataFlows"] = dataFlows +DOC["regulators"] = regulators +DOC["rollout90"] = rollout90 +DOC["roadmap"] = roadmap +DOC["evidencePack"] = evidencePack +DOC["executiveSummary"] = executiveSummary + +DOC["counts"] = { + "modules": len(MODULES), + "sections": sum(len(m["sections"]) for m in MODULES), + "platformComponents": len(platformComponents), + "sentinelLayers": len(sentinelLayers), + "containmentControls": len(containmentControls), + "fiBlueprints": len(fiBlueprints), + "promptGovernance": len(promptGovernance), + "cryptoSupervisionLayers": len(cryptoSupervisionLayers), + "deploymentArtifacts": len(deploymentArtifacts), + "autonomousAgents": len(autonomousAgents), + "regulatorGateways": len(regulatorGateways), + "roadmapItems": len(roadmapItems), + "dependencies": len(dependencies), + "schemas": len(schemas), + "code": len(code), + "kpis": len(kpis), + "riskControlMatrix": len(riskControlMatrix), + "traceability": len(traceability), + "dataFlows": len(dataFlows), + "regulators": len(regulators), + "rollout90": len(rollout90), + "roadmap": len(roadmap), + "evidencePack": len(evidencePack), +} + +os.makedirs(os.path.dirname(OUT), exist_ok=True) +with open(OUT, "w") as f: + json.dump(DOC, f, indent=2) + +print(f"WP-060 JSON written: {OUT}") +print(f"Size: {os.path.getsize(OUT):,} bytes ({os.path.getsize(OUT)/1024:.1f} KB)") +print(f"Counts: {DOC['counts']}") diff --git a/rag-agentic-dashboard/public/end-to-end-cryptosupervision-blueprint.html b/rag-agentic-dashboard/public/end-to-end-cryptosupervision-blueprint.html new file mode 100644 index 00000000..8aeb86a7 --- /dev/null +++ b/rag-agentic-dashboard/public/end-to-end-cryptosupervision-blueprint.html @@ -0,0 +1,127 @@ + + +End-to-End 2026-2030 Enterprise & Civilizational AI Governance and Cryptographic Supervision Blueprint for G-SIFIs and Global Financial Institutions + + +
    +

    End-to-End 2026-2030 Enterprise & Civilizational AI Governance and Cryptographic Supervision Blueprint for G-SIFIs and Global Financial Institutions

    +
    docRef END-TO-END-CRYPTOSUPERVISION-BLUEPRINT-WP-060 · v1.0.0 · regulator-submission-grade-six-pillar-synthesis · Confidential / Restricted — Board, CRO, CCO, CISO, CDAO, Group Internal Audit, External Regulators (on request), Cryptographic Supervisory Authorities
    +
    Horizon: 2026-2030+ · API prefix: /api/end-to-end-cryptosupervision-blueprint · builds on WP-035 · WP-040 · WP-045 · WP-050 · WP-054 · WP-055 · WP-056 · WP-057 · WP-058 · WP-059
    +
    +6 modules63 sections18 platformComponents13 sentinelLayers18 containmentControls16 fiBlueprints15 promptGovernance18 cryptoSupervisionLayers22 deploymentArtifacts15 autonomousAgents19 regulatorGateways18 roadmapItems17 dependencies20 schemas20 code34 kpis22 riskControlMatrix30 traceability15 dataFlows19 regulators3 rollout906 roadmap24 evidencePack +
    +
    +
    + +
    + +

    Executive Summary

    +

    Tagline: End-to-end 2026-2030 AI governance + cryptographic supervision for G-SIFIs — production-ready across six integrated pillars

    +

    Investment: USD 250-650M / 5y per G-SIFI; NPV USD 700-1900M · Uplift vs WP-059: USD 50-100M envelope; USD 100-200M NPV from CAS-SPP + ARE automation + QKD + sovereign failover

    +
    Top three priorities
    • Operationalize CAS-SPP cryptographic supervisory proofs to all 19 regulators by 2029
    • Stand up AutonomousAgentFleet with TLA+ MGK + kill-switches + ICAAP add-on by 2028
    • Anchor civilizational layer (CEGL/LexAI-DSL/GASRGP + GTI) with CGI >=0.75 by 2030
    +
    90-day wins
    • OPA sidecar in staging + Kafka aigov.* live + WORM S3 Object Lock proved
    • ARRE pilot filing for FCA + MAS
    • Sentinel MVP L1-L3 + TLA+ MGK draft
    • Hub MVP federated to 3 critical systems
    • Board AI Risk Committee chartered + first meeting
    +
    Board asks
    • Approve USD 250-650M / 5y program envelope
    • Designate SMF-AI under SMCR
    • Charter Board AI Risk Committee + GIEN representation + AGI containment T4 protocol
    • Ratify CAS-SPP regulator pilot + AutonomousAgentFleet trading activation criteria
    • Mandate ISO 42001 certification by 2027 and PQC migration >=0.95 by 2028
    +
    + + +

    Six Pillars

    • P1 — AI Governance & Control Platform (K8s+Kafka+OPA, Sidecars, Hub, GQL/sGQL, ARRE, ARE)
    • P2 — Sentinel Enterprise AGI Containment Stack (AIMS+MRM, TLA+ MGK, Cognitive Resonance, GIEN, EAV)
    • P3 — 2026-2030 Global FI AI Governance Blueprint (28 regimes, MRM, RedTeam, Roadmap)
    • P4 — Prompt Management & Reporting Application (Governance, Agent Interop, Product Backlog)
    • P5 — Regulator-Grade Cryptographic Supervision (CAS, CAS-SPP, SR-DSL -> Rego+WASM+zk)
    • P6 — Sentinel v2.4 + WorkflowAI Pro G-SIFI Deployment (PQC WORM, Autonomous Agents, QKD, Sovereign Failover, Audit Gateway)
    + +

    Strategic Directive

    +

    Scope: Six-pillar end-to-end synthesis: (P1) Institutional AI governance/control platform on K8s+Kafka+OPA with Governance Hub, GQL/sGQL, ARRE, ARE; (P2) Sentinel Enterprise AGI Containment Stack with TLA+ MGK, Cognitive Resonance Engine, GIEN, EpistemicAlignmentVerifier; (P3) 2026-2030 multi-regime FI blueprint; (P4) Prompt management/reporting product architecture with agent interoperability; (P5) Cryptographic supervision with CAS, CAS-SPP, SR-DSL compiling to Rego/WASM/zk; (P6) Sentinel v2.4 + WorkflowAI Pro G-SIFI deployment with PQC WORM, autonomous agents, QKD, sovereign failover, regulator audit gateway

    +
    Outcomes
    • AI Governance Platform (Sidecars+Hub+GQL+sGQL+ARRE+ARE) live across all Tier-1/2 systems by 2027
    • Sentinel Enterprise AGI Containment Stack with TLA+ MGK + Cognitive Resonance + GIEN operational by 2027
    • 28-regime regulatory compliance mapping + automated reporting (ARRE) to all 19 regulators
    • Prompt management & reporting application productionized with agent interoperability (A2A/MCP/ACP) by 2026Q4
    • CAS + CAS-SPP cryptographic supervisory proof protocol issuing zk-attestations to regulators by 2028
    • SR-DSL compiler emitting Rego + WASM + zk-circuits with bidirectional traceability to regulations
    • Sentinel AI v2.4 + WorkflowAI Pro G-SIFI deployment with PQC WORM archives at 99.999% durability
    • AutonomousAgentFleet (trading + ops + governance) with bounded actuation + kill-switches
    • QKD-backed telemetry between core data centers + sovereign AI failover across 3 jurisdictions
    • Regulator Audit Gateway exposing read-only zk-verifiable views to AISI/EU AI Office/Fed/PRA/MAS/HKMA
    • Global Systemic Risk Registry federated across G-SIFI peers + central banks + AISIs
    • SIEM/SOAR integration with containment breach response runbooks (mean time-to-isolate <60s)
    +
    Do NOT
    • Do NOT deploy any agent or AI system without sidecar attestation, OPA admission, MRM tiering, and SR-DSL policy bundle
    • Do NOT export model weights, prompts, or audit logs outside WORM/PQC boundary without dual-control + zk attestation
    • Do NOT bypass CAS-SPP supervisory proof emission or regulator audit gateway access logs
    • Do NOT activate AutonomousAgentFleet trading agents without kill-switch drill, ICAAP capital add-on, and SR 11-7 validation
    • Do NOT deploy frontier (T4) systems without TLA+ MGK proof, 3-of-5 quorum, kinetic override drill, AISI pre-notification
    +
    + +

    Regulatory Regimes (28)

    • EU AI Act 2024/1689 + GPAI Art. 53/55 + 2026 high-risk phase
    • NIST AI RMF 1.0 + AI 600-1 Generative Profile
    • NIST SP 800-53 Rev.5 + SP 800-218 SSDF
    • ISO/IEC 42001:2023 AIMS
    • ISO/IEC 23894:2023 AI Risk
    • ISO/IEC 27001:2022 ISMS
    • ISO/IEC 27701:2019 PIMS
    • OECD AI Principles 2019/2024
    • EU GDPR + Art. 22 + DPIA Art. 35
    • EU DORA + NIS2 + CRA
    • US FCRA 615 + ECOA Reg-B 1002
    • US Fed SR 11-7 + OCC 2011-12
    • Basel III/IV + ICAAP + FRTB + IFRS 9/CECL
    • US SEC 17a-4 + 10-K/8-K + Cyber Disclosure + Reg-SCI
    • FINRA 3110/4511
    • UK FCA Consumer Duty + PRA/FCA SS1/23 + SMCR SMF-AI
    • MAS FEAT + TRM 2021
    • HKMA GP-1 + GS-2 GenAI
    • OSFI E-23
    • FINMA AI Guidance
    • G7 Hiroshima AI Process
    • Bletchley/Seoul/Paris AI Safety Declarations
    • UN AI Advisory Body
    • CEGL (Civilizational Ethical Governance Layer)
    • LexAI-DSL + FV-LexAI
    • GASRGP / GASC / GAISM treaty stacks
    • Global Trust Index + Trust Derivatives Layer
    • NSA CNSA 2.0 PQC transition mandate
    + +

    Performance Indices

    • AIMS-Coverage: >=0.95 (ISO 42001 controls coverage)
    • MRGI: >=0.95 (Model Risk Governance Index, SR 11-7 + OCC 2011-12)
    • DRI: >=0.95 (Decision Reproducibility Index, n=10)
    • CCS: >=0.95 (Control Coverage Score across 28 regimes)
    • ARI: >=0.9 (Alignment Robustness Index, frontier)
    • CSI: >=0.95 (Containment Sufficiency Index, T3/T4)
    • RTRI: >=0.9 (Red-Team Resilience Index)
    • CDC-Score: >=0.9 (FCA Consumer Duty compliance)
    • CSPI: >=0.95 (Cryptographic Supervisory Proof Integrity)
    • ARRE-Coverage: >=0.98 (Automated Regulator Reporting Engine coverage)
    • ARE-MTTR: <=15min (Autonomous Remediation Engine mean-time-to-remediate)
    • ZTC-Score: >=0.95 (Zero-Trust Coverage)
    • PQC-Migration: >=0.95 by 2028 (CNSA 2.0 mandate)
    • QKD-Uptime: >=99.9 (QKD inter-DC link availability)
    • SovFailover-RTO: <=15min (Sovereign AI failover Recovery Time Objective)
    • CGI: >=0.75 (Civilizational Governance Index by 2030)
    • GTI: >=0.85 (Global Trust Index target by 2030)
    • RCI: =1.0 (Regulator Confidence Index)
    + +

    Tiers (T0-T4)

    • T0: Sandbox - isolated VPC, synthetic data, no network egress
    • T1: Staging - shadow mode, real data, no actuation
    • T2: Canary - <=1% production traffic, automated rollback
    • T3: Production - Nitro Enclaves / TDX / SEV-SNP + KMS + dual control + full audit
    • T4: Frontier Air-Gapped - 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+AISI rep) + kinetic override + 48h time-lock + AISI <=24h + EU AI Office <=15d
    + +

    Severity Levels

    • SEV-0: Civilizational / systemic - AISI <=24h, EU AI Office <=15d, Board chair, public statement consideration
    • SEV-1: Major - SEC 8-K <=4 BD, DORA <=4h, FCA <=72h, MAS <=24h
    • SEV-2: Material - regulator notification <=72h
    • SEV-3: Operational - internal escalation <=10 BD
    + +

    Investment Envelope

    +

    Envelope: USD 250-650M / 5y (G-SIFI tier end-to-end program including cryptographic supervision + autonomous agent fleet) · NPV: USD 700-1900M (5y risk-adjusted, includes uplift from CAS-SPP + ARRE/ARE automation + sovereign failover)

    +

    Uplift vs WP-059: USD 50-100M envelope; USD 100-200M NPV from cryptographic supervisory layer (CAS-SPP), autonomous remediation (ARE), QKD telemetry, and sovereign AI failover

    +
    Drivers
    • AI Governance Platform (Sidecars + Hub + GQL/sGQL + ARRE + ARE) build
    • Sentinel Enterprise AGI Containment Stack with TLA+ MGK + GIEN
    • CAS + CAS-SPP cryptographic supervisory proof protocol
    • SR-DSL compiler infrastructure (Rego + WASM + zk-circuits)
    • PQC WORM archives (ML-DSA-87 + ML-KEM-1024 + SLH-DSA fallback)
    • AutonomousAgentFleet trading + ops + governance with kill-switches
    • QKD telemetry + sovereign AI failover across 3 jurisdictions
    • Regulator Audit Gateway (read-only zk views to 19 regulators)
    • Global Systemic Risk Registry federation
    • SIEM/SOAR integration with containment breach response
    +
    + +

    M1 — P1 — AI Governance & Control Platform (K8s + Kafka + OPA + Hub + GQL/sGQL + ARRE + ARE)

    Institutional-grade AI governance and control platform for Tier-1 financial institutions on Kubernetes, Kafka, and OPA. Includes governance sidecars enforcing policy at the data plane, Kafka-based WORM audit logging with PQC sealing, CI/CD governance automation, OPA/Rego compliance-as-code, Governance Hub UI/API, GitOps repo structure, Governance Query Language (GQL) and streaming GQL (sGQL), regulator-scoped query layers, Automated Regulator Reporting Engine (ARRE), and Autonomous Remediation Engine (ARE).

    M1.1. Governance Sidecar Architecture

    sidecars
    • policy-sidecar: OPA Envoy ext_authz at <5ms p99
    • audit-sidecar: Kafka producer to aigov.* topics with Avro schemas
    • telemetry-sidecar: OTel + drift + fairness + capability evals emission
    • redaction-sidecar: PII/PHI/PCI tokenization with format-preserving encryption
    • lineage-sidecar: OpenLineage + W3C PROV emission
    injection: Kubernetes admission webhook + Istio EnvoyFilter; opt-out denied at OPA
    sla: p99 added latency <=8ms; resource overhead <=10% CPU

    M1.2. Kafka-Based WORM Audit Logging

    topics
    • aigov.access
    • aigov.policy-changes
    • aigov.model-events
    • aigov.red-team-findings
    • aigov.incidents
    • aigov.regulator-queries
    sealing: Producer-side Merkle inclusion + ML-DSA-87 batch signing every 60s
    tieredStorage: Hot (Kafka 7d) -> Warm (Iceberg S3 90d) -> Cold (WORM S3 Object Lock COMPLIANCE 25y) with cross-region replication
    retention: 25y with PQC re-signing every 5y per NSA CNSA 2.0 mandate

    M1.3. CI/CD Governance Automation

    stages
    • PR: policy lint (conftest), SBOM (Syft), SAST (Semgrep+CodeQL), secrets (gitleaks)
    • Build: container signing (cosign), SLSA-3 provenance, ML-DSA-87 attestation
    • Test: unit + integration + governance contract tests + RedTeam smoke
    • Stage: shadow + drift + fairness + capability evals
    • Canary: <=1% traffic with auto-rollback on KPI violation
    • Prod: dual-control approval + OPA admission + WORM audit
    tools
    • GitHub Actions / GitLab CI
    • Argo CD GitOps
    • Tekton Chains for SLSA
    • in-toto attestations

    M1.4. Compliance-as-Code with OPA/Rego

    bundleLayout: bundles/{regime}/{domain}/{rule}.rego with JSON-LD ontology
    decisionLogs: Streamed to aigov.policy-decisions Kafka topic; WORM-sealed nightly
    performance: p99 <5ms via decision caching + partial evaluation; 1.2M qps per cluster

    M1.5. Governance Hub UI/API

    ui
    • Inventory (assets, models, datasets, agents)
    • Risk register
    • Policy catalog
    • Evidence browser
    • Regulator portal
    • Incident war-room
    • RedTeam findings
    • MRM dashboard
    api: GraphQL Federation + REST + Webhook; OIDC + mTLS; per-regulator scoped tokens
    access: Role-based (CRO/CCO/CISO/CDAO/Auditor/Regulator) with break-glass requiring dual-control

    M1.6. GitOps Repo Structure

    repos
    • governance-policies/ (Rego bundles + JSON-LD ontology)
    • governance-pipelines/ (Argo workflows + Tekton)
    • governance-infra/ (Terraform + Crossplane + Helm)
    • governance-evidence/ (auto-generated evidence + signed receipts)
    • governance-runbooks/ (incident + DR + breach response)
    branching: trunk-based + signed commits + 2-eye review for prod bundles

    M1.7. Governance Query Language (GQL) + Streaming GQL (sGQL)

    gql: SQL-superset with built-in regulator scopes (gql>>WHERE regulator='FCA'); compiles to SQL+Cypher+SPARQL+Rego
    sgql: Streaming variant over Kafka aigov.* topics with windowing + alerting; sub-second SLA
    usage
    • Self-serve compliance queries
    • Regulator on-demand views
    • Continuous control monitoring
    • Automated evidence harvesting

    M1.8. Regulator-Scoped Query Layers

    scopes
    • FCA: Consumer Duty + SS1/23
    • PRA: SS1/23 + ICAAP
    • SEC: 10-K/8-K + cyber
    • Fed: SR 11-7
    • EU AI Office: AI Act high-risk + GPAI
    • MAS: FEAT + TRM
    • HKMA: GP-1 + GS-2
    redaction: Per-scope PII/MNPI redaction enforced at query plane via OPA
    cadence: Continuous + on-demand + scheduled (quarterly attestations)

    M1.9. Automated Regulator Reporting Engine (ARRE)

    outputs
    • EU AI Act Annex IV technical docs
    • ISO 42001 management review
    • SR 11-7 model inventory + validation reports
    • FCA SS1/23 returns
    • MAS FEAT self-assessment
    • HKMA GP-1/GS-2 attestations
    • SEC 8-K cyber disclosures
    • DORA major-incident reports
    coverage: >=98% auto-generation; human review for narrative sections
    sla: Quarterly: T-5BD draft; T-2BD review; T-0 file

    M1.10. Autonomous Remediation Engine (ARE)

    sla: MTTR <=15min for 80% of remediations; SEV-1+ requires dual-control
    guardrails: All ARE actions logged to WORM; reversible by default; SR 11-7 model validation required for ARE policies

    M2 — P2 — Sentinel Enterprise AI Governance & AGI Containment Stack

    Technical and governance stack for a G-SIFI bank's Sentinel Enterprise AI Governance & AGI Containment Stack. Includes AIMS + AI/ML model risk policies, AWS/EKS Terraform architecture, TLA+ Minimal Governance Kernel (MGK), global AI governance codex with meta-invariants, Cognitive Resonance & Deterministic Telemetry Engine, OPA-based sanction execution, Synthetic Regulator Audit Simulation Environment, GIEN protocol, EpistemicAlignmentVerifier, adversarial testing environment, systemic-risk protocols, and zero-trust containment architecture.

    M2.1. AIMS + AI/ML Model Risk Policies

    aims: ISO/IEC 42001 AIMS with Annex A controls A.2-A.10; Policy stack: AI Acceptable Use, Model Risk, Data, Privacy, Security, RedTeam, AGI Containment
    mrm: SR 11-7 + OCC 2011-12 + ECB TRIM model lifecycle (Tier 1-4 with annual revalidation for T1+T2)
    ownership: Three Lines of Defense: 1LoD model owners; 2LoD MRM + AI Risk + Compliance; 3LoD Internal Audit

    M2.2. AWS/EKS Terraform Architecture

    modules
    • modules/network: VPC + TGW + endpoints (S3, KMS, STS) + PrivateLink for Hub
    • modules/eks: Bottlerocket nodes + Karpenter + Cilium + Istio + Falco
    • modules/kafka: MSK Serverless + Schema Registry + tiered storage
    • modules/opa: OPA bundles via S3 + decision logs to Kafka
    • modules/worm: S3 Object Lock COMPLIANCE + Glacier Deep Archive
    • modules/kms: per-tenant CMK + HSM-backed PQC migration path
    • modules/observability: AMP Prometheus + AMG Grafana + OpenSearch + Jaeger
    • modules/sentinel: dedicated EKS for Sentinel control plane + Nitro Enclaves
    policy: OPA Gatekeeper + Conftest + tf-sec + Checkov pre-merge

    M2.3. TLA+ Minimal Governance Kernel (MGK)

    spec: TLA+ specification of the minimal kernel: quorum approval, time-lock, kinetic override, immutable audit, capability ceiling enforcement
    invariants
    • NoActuationWithoutQuorum
    • AuditMonotonic
    • CapabilityBounded
    • KineticDominates
    • TimeLockHonored
    verification: TLC model-checked for 5-action depth; Apalache for parametric verification; runtime enforcement via dedicated MGK microservice
    sla: MGK availability 99.999%; latency added <=50ms; failures default to 'deny'

    M2.4. Global AI Governance Codex + Meta-Invariants

    codex: Versioned ontology of governance concepts: Principal, Action, Asset, Risk, Control, Evidence, Regulator, Right
    metaInvariants
    • No-Bypass (all actuation flows through MGK)
    • Non-Repudiation (every decision Merkle-anchored)
    • Reversibility (every action has a documented undo)
    • Reproducibility (DRI>=0.95)
    • Provenance (W3C PROV + in-toto)
    evolution: Codex changes require dual-control + TLA+ regression + Board AI Risk Committee approval

    M2.5. Cognitive Resonance & Deterministic Telemetry Engine

    cre: Per-decision capture of: prompt, context, retrieved docs, intermediate reasoning, tool calls, output, citations, calibration scores
    deterministicMode: Temperature=0 replay for SEV-0/SEV-1 + regulator queries; fingerprint = SHA-512 of (model_id, weights_hash, seed, prompt, context)
    storage: Kafka aigov.cre + WORM; 25y retention; query via GQL + sGQL

    M2.6. OPA-Based Sanction Execution

    sanctions
    • Watchlist screening (OFAC/UN/EU/HMT/SECO/MAS)
    • Sectoral sanctions
    • 50% rule
    • Travel rule (FATF R.16)
    • Adverse media + PEP
    implementation: Rego policies + entity-resolution sidecar + WORM-sealed decisions
    sla: p99 <50ms; 100% audit coverage; quarterly sanctions list re-load with diff alerts

    M2.7. Synthetic Regulator Audit Simulation Environment

    personas
    • EU AI Office Inspector
    • FCA Supervisor
    • PRA Examiner
    • Fed Reserve Examiner
    • MAS Inspector
    • HKMA Examiner
    • SEC Staff
    • AISI Researcher
    simulations: Per-persona query batteries (~50-200 questions) run weekly; outputs scored on completeness + accuracy + timeliness
    usage: Pre-audit dry-runs; RCI calibration; ARRE coverage validation

    M2.8. GIEN Protocol (Governance Integrity Exchange Network)

    purpose: Federated exchange of governance attestations between G-SIFI peers + AISIs + regulators
    tech: JSON-LD + ML-DSA-87 signed + Merkle-anchored to public commitment chain
    payloads
    • RedTeam findings (anonymized)
    • AGI capability eval results
    • Incident summaries
    • Control attestations
    governance: GIEN Council with rotating chairs; charter ratified by participating Boards

    M2.9. EpistemicAlignmentVerifier (EAV)

    purpose: Continuously verify that deployed models' stated values + behaviors match the institution's policies + societal commitments
    tech: Constitutional AI probes + adversarial value-elicitation suite + interpretability checks (SAE features)
    metric: EAV-Score >=0.9 required for T2+; <0.8 triggers SEV-1 + automatic quarantine

    M2.10. Adversarial Testing Environment

    harnesses
    • Prompt injection + jailbreak
    • Data poisoning + backdoor
    • Adversarial examples + evasion
    • Model extraction + inversion
    • Membership inference
    • Tool-use abuse
    • Agent goal-misgeneralization
    cadence: Continuous for T2+; weekly for T1; per-release for all
    partners
    • UK AISI
    • US AISI
    • EU AI Office
    • MITRE ATLAS
    • external red-team vendors

    M2.11. Systemic-Risk Protocols

    indicators
    • Cross-firm model concentration
    • Common-mode failure modes
    • Procyclical hedging
    • Liquidity feedback loops
    • Inter-agent coordination drift
    actions: Per-indicator playbooks; SEV-0 escalation to FSB/IMF AI Risk Cell + central banks
    reporting: Quarterly Systemic AI Risk Report to Board + FSOC equivalents

    M2.12. Zero-Trust Containment Architecture

    principles
    • Verify explicitly
    • Least privilege
    • Assume breach
    • Continuous verification
    implementation
    • mTLS everywhere (SPIRE/SPIFFE)
    • Microsegmentation (Cilium)
    • Just-in-time access (Teleport)
    • BeyondCorp for human access
    • Confidential compute for T3+
    • Air-gap for T4
    metrics: ZTC-Score >=0.95; quarterly purple-team exercises

    M3 — P3 — 2026-2030 Global FI AI Governance Blueprint (28 Regimes, MRM, RedTeam, Roadmap)

    Comprehensive 2026-2030 AI governance blueprint for global financial institutions integrating EU AI Act, NIST AI RMF, ISO/IEC 42001, GDPR, Basel III/IV, SR 11-7, NIS2, FCA Consumer Duty, MAS/HKMA guidance, and other frameworks into an enterprise AI governance architecture with Sentinel-style monitoring, WorkflowAI-style orchestration, model risk management, AI red-teaming, technical controls, and phased implementation roadmap.

    M3.1. 28-Regime Integrated Compliance Matrix

    crosswalks
    • ISO 42001 <-> NIST AI RMF <-> EU AI Act <-> GPAI
    • SR 11-7 <-> OCC 2011-12 <-> Basel III/IV ICAAP
    • GDPR Art-22 <-> FCRA 615 <-> ECOA Reg-B
    • FCA Consumer Duty <-> MAS FEAT <-> HKMA GP-1/GS-2
    • DORA <-> NIS2 <-> CRA <-> NIST SSDF
    controlMap: One canonical control set in JSON-LD; bidirectional mapping to all 28 regimes; ARRE harvests evidence per regime

    M3.2. Sentinel-Style Monitoring

    telemetry
    • Capability drift
    • Alignment drift
    • Calibration
    • Fairness across protected classes
    • Robustness
    • Tool-use safety
    • Agent goal-coherence
    dashboards: Capability dashboard per model + per agent fleet; SLO + SLI + error budget

    M3.3. WorkflowAI-Style Orchestration

    patterns
    • RAG with citation enforcement
    • Tool-using agents with bounded actuation
    • Multi-agent debate for high-stakes
    • Human-in-the-loop gates for SEV-1+
    • Process supervision for complex tasks
    guardrails: Per-pattern guardrail library + RedTeam evals + KPI gates

    M3.4. Model Risk Management (Integrated)

    tiers
    • Tier 1: Capital/credit/market models + LLMs in adverse-action
    • Tier 2: Process automation + decisioning support
    • Tier 3: Productivity + non-decisioning
    • Tier 4: Sandbox + research
    revalidation
    • Tier 1: Annual + on material change
    • Tier 2: Annual
    • Tier 3: Biennial
    • Tier 4: Triennial
    independence: MRM under CRO; independent from model owners; veto authority for Tier 1+2

    M3.5. AI Red-Teaming Program

    taxonomy: MITRE ATLAS + OWASP LLM Top 10 + AISI capability evals
    integration: Findings -> Jira/ServiceNow + Kafka aigov.red-team-findings + ARE auto-patch where applicable

    M3.6. Technical Controls Stack

    controls
    • Confidential compute (Nitro Enclaves / TDX / SEV-SNP)
    • PQC migration (ML-DSA-87 + ML-KEM-1024)
    • WORM audit (S3 Object Lock + 25y)
    • OPA admission/runtime
    • SIEM/SOAR (Splunk/Sentinel/SOAR)
    • DLP (Microsoft Purview + custom)
    • DSPM (Varonis + custom)
    integration: Hub federation across all controls; single pane of glass + ARRE evidence pull

    M3.7. Phased Implementation Roadmap (2026-2030)

    phases
    • 2026 H1: Foundation - AIMS scoping + ISO 42001 stage-1; Sentinel + Hub MVP
    • 2026 H2: Pilot - 3-5 Tier 1 models on full stack; ARRE for FCA + MAS
    • 2027 H1: Scale - 50% Tier 1+2 covered; ISO 42001 certified
    • 2027 H2: AGI Containment - T3/T4 controls live; AISI MoUs
    • 2028 H1: CAS + CAS-SPP rollout; zk-attestation to EU AI Office
    • 2028 H2: AutonomousAgentFleet trading live with kill-switches
    • 2029: Federated GIEN + Global Systemic Risk Registry
    • 2030: Civilizational layer (CEGL/GASRGP) + GTI participation

    M3.8. Phased Investment Plan

    envelope: USD 250-650M / 5y; broken into Foundation (USD 60-130M), Scale (USD 80-180M), Frontier (USD 60-140M), Crypto+Sovereign (USD 50-200M)
    governance: Board-approved annual budget; quarterly progress to Board AI Risk Committee

    M4 — P4 — Prompt Management & Reporting Application (Governance, Agent Interop, Product Backlog)

    Enterprise AI architecture, governance, and product implementation plan for an AI prompt management and reporting application. Covers prompt engineering governance, enterprise AI strategy, agent interoperability (A2A, MCP, ACP), AGI/ASI safety and global governance reports, and detailed product/UX backlog.

    M4.1. Product Vision & Strategy

    vision: Single pane of glass for prompt lifecycle: author, version, test, evaluate, deploy, monitor, audit; with regulator-grade evidence
    personas
    • Prompt Engineer
    • Model Owner
    • MRM Validator
    • Compliance Officer
    • Auditor
    • Regulator
    • Executive
    northStar: Reduce prompt-related incidents by 90%; cut time-to-prod for new prompts by 70%; achieve RCI=1.0 for FCA/MAS/HKMA

    M4.2. Prompt Engineering Governance

    policies
    • No PII in prompts
    • No MNPI in prompts
    • Citation enforcement for RAG
    • Refusal patterns for prohibited use cases
    • Bias check + fairness evals

    M4.3. Prompt Registry & Versioning

    registry: Git-backed + signed commits + ML-DSA-87 attestation per version; bidirectional links to MRM tier
    versioning: Semver + provenance (W3C PROV) + lineage to training data + eval results
    access: Role-based with break-glass; full audit to Kafka aigov.prompt-events

    M4.4. Reporting Engine

    reports
    • Prompt inventory + risk classification
    • Per-regulator prompt evidence packs
    • Incident reports (prompt-injection + jailbreak)
    • MRM validation reports for prompt-based systems
    • Board AI Risk Committee monthly + Board quarterly
    outputs
    • PDF/A-3 with embedded JSON evidence
    • Signed regulator submissions via ARRE
    • Live dashboards via Hub

    M4.5. Enterprise AI Strategy Integration

    alignment
    • Tied to Board-approved AI strategy
    • MRM tier per prompt + system
    • Capital + operational risk add-ons via ICAAP
    • Procurement gating for vendor LLMs
    governance: AI Council reviews quarterly; Board AI Risk Committee approves Tier 1 prompts

    M4.6. Agent Interoperability

    protocols
    • A2A (Agent-to-Agent) for inter-agent coordination
    • MCP (Model Context Protocol) for tool integration
    • ACP (Agent Communication Protocol) for federated agents
    controls: Per-protocol OPA policies + capability bounds + bounded actuation + kill-switch + WORM audit
    registry: Agent registry with capabilities, MRM tier, RedTeam status, approved counterparties

    M4.7. AGI/ASI Safety & Global Governance Reports

    reports
    • Quarterly Frontier AI Capability Report (T3/T4)
    • Annual AGI Containment Drill Report
    • Civilizational Risk Assessment (per AISI templates)
    • GIEN exchange contributions
    • GTI participation report
    distribution
    • Board AI Risk Committee
    • External AISIs
    • EU AI Office
    • G7 Hiroshima participants
    • GIEN Council

    M4.8. Product / UX Backlog (Top Items)

    backlog
    • EP-01: Prompt registry MVP (author/version/diff)
    • EP-02: Linter + auto-redaction sidecar
    • EP-03: Golden eval framework + RedTeam smoke
    • EP-04: MRM tier integration + approval workflow
    • EP-05: Canary deploy + auto-rollback
    • EP-06: Per-regulator evidence packs (FCA, MAS, HKMA, EU AI Office)
    • EP-07: Agent registry + A2A/MCP/ACP gateway
    • EP-08: AGI safety report templates + AISI integration
    • EP-09: Hub federation + GIEN connector
    • EP-10: ARRE integration + scheduled submissions

    M5 — P5 — Regulator-Grade Multi-Layer AI Governance & Cryptographic Supervision

    Regulator-grade, multi-layer AI governance and cryptographic supervision architecture for high-risk and systemic AI systems. Includes multi-framework regulatory crosswalks, OPA/Rego and JSON-LD policy libraries, Kubernetes/Kafka/OPA runtime, Control Assurance Specification (CAS) and CAS-SPP cryptographic supervisory proof protocol, supervisory DSL (SR-DSL) compiling to Rego, WASM, and zk-circuits, and meta-governance layers.

    M5.1. Multi-Framework Regulatory Crosswalks

    ontology: JSON-LD ontology mapping 28 regimes to canonical control vocabulary (~600 controls)
    api: SPARQL + GraphQL Federation + REST; OIDC + mTLS
    governance: Ontology changes require dual-control + Board AI Risk Committee notification

    M5.2. OPA/Rego & JSON-LD Policy Libraries

    libraries
    • compliance/eu-ai-act/*
    • compliance/nist-ai-rmf/*
    • compliance/iso-42001/*
    • compliance/basel/*
    • compliance/sr-11-7/*
    • compliance/fca-cd/*
    • compliance/mas-feat/*
    • compliance/hkma-gp1/*
    • compliance/gdpr/*
    • compliance/dora/*
    versioning: Semver + signed bundles + Argo CD GitOps + RTBF (right-to-be-forgotten) revocation lists
    performance: OPA p99 <5ms; bundle reload <30s; cache hit rate >95%

    M5.3. Kubernetes / Kafka / OPA Runtime

    runtime: Sidecar OPA (Envoy ext_authz) + admission OPA (Gatekeeper) + audit OPA (decision logs)
    kafka: aigov.policy-decisions + aigov.policy-changes WORM-sealed
    sla: Cluster-wide policy enforcement at 99.99% with <5ms p99 + 1.2M qps

    M5.4. Control Assurance Specification (CAS)

    cas: Machine-readable specification of every control with: id, regime mapping, evidence schema, runtime hook, validation cadence, owner, severity
    format: JSON-LD + JSON Schema + protobuf for streaming
    registry: CAS Registry as the single source of truth for controls; all platform components consume CAS

    M5.5. CAS-SPP (Cryptographic Supervisory Proof Protocol)

    purpose: Issue verifiable cryptographic proofs to regulators that controls were enforced as specified, without exposing underlying data
    protocol
    • Per-control Merkle tree of evidence
    • Periodic batch root signed with ML-DSA-87
    • zk-SNARK proofs for selective disclosure
    • Public commitment to immutable chain (e.g., Sigstore Rekor)
    cadence: Continuous for high-risk; daily batches for material controls; quarterly summaries to all 19 regulators

    M5.6. Supervisory DSL (SR-DSL)

    purpose: High-level DSL where supervisory rules are authored in regulator-friendly syntax, compiling to Rego (admission), WASM (runtime), and zk-circuits (proofs)
    syntax: Declarative; e.g., 'rule fca_cd_1 { ensure consumer_duty_outcome.delivered for high_risk_decision }'
    compiler: srdslc emits: rego/*.rego, wasm/*.wasm, zk/*.r1cs+*.zkey; bidirectional traceability to regulation citations
    governance: DSL changes require dual-control + Compliance Council approval; full WORM audit of compiler runs

    M5.7. Meta-Governance Layers

    layers
    • L0 Constitutional (Board AI Charter + AI Acceptable Use)
    • L1 Codex (canonical ontology + meta-invariants)
    • L2 CAS Registry (controls)
    • L3 SR-DSL Rules (supervisory rules)
    • L4 Rego/WASM/zk Bundles (executable)
    • L5 Runtime (admission + sidecar + audit)
    • L6 CAS-SPP (cryptographic proofs)
    • L7 Hub + Regulator Audit Gateway
    integrity: Every layer signed + Merkle-anchored; tamper detection at <60s; SEV-0 on tamper

    M5.8. Regulator Adoption & Interop

    partners
    • EU AI Office (CAS-SPP pilot 2027)
    • UK FCA (zk-attestation for Consumer Duty)
    • MAS (FEAT zk-evidence)
    • HKMA (GS-2 attestation)
    • Fed (SR 11-7 cryptographic evidence)
    • AISIs (capability eval proofs)
    standards: Contribute to ISO/IEC AWI 22989 update + NIST AI 600-2 draft + EU AI Office harmonized standards

    M6 — P6 — Sentinel AI v2.4 + WorkflowAI Pro G-SIFI Deployment Architecture

    Sentinel AI v2.4 & WorkflowAI Pro-based G-SIFI deployment architecture with Docker/Kubernetes/Terraform infrastructure, PQC WORM archiving, AI red-team suites, governance dashboards, autonomous trading agents and guardrails, zero-trust networking, systemic risk telemetry, containment breach response, cryptographic provenance, CI/CD and DevSecOps, AutonomousAgentFleet configuration, SIEM/SOAR integration, global systemic risk registry, QKD telemetry, sovereign AI failover, regulator audit gateway, and production best practices.

    M6.1. Docker / Kubernetes / Terraform Infrastructure

    containers: Distroless base + cosign-signed + SLSA-3 provenance + ML-DSA-87 attestation; pinned digests
    k8s: EKS/GKE/AKS + Bottlerocket + Karpenter + Cilium + Istio + Falco; multi-region active-active
    terraform: Modular repos (network/eks/kafka/opa/worm/kms/observability/sentinel/wfap); Atlantis + Spacelift for CI/CD
    policy: OPA Gatekeeper + Conftest + tf-sec + Checkov pre-merge

    M6.2. PQC WORM Archiving

    kem: ML-KEM-1024 for key encapsulation
    sig: ML-DSA-87 primary + SLH-DSA-256s fallback
    storage: S3 Object Lock COMPLIANCE + Glacier Deep Archive + Azure Immutable + GCS Bucket Lock
    retention: 25y + 5y re-signing rotation per CNSA 2.0; tamper-evident Merkle chain

    M6.3. AI Red-Team Suites

    suites
    • Prompt injection battery (~500 vectors)
    • Jailbreak corpus (~1,200 vectors)
    • Data poisoning canaries
    • Backdoor probes
    • Adversarial example generators
    • Agent goal-misgen scenarios
    • Tool-use abuse
    integration: Findings -> Jira/ServiceNow + Kafka + Hub + ARE auto-patch; coverage tracked via RTRI

    M6.4. Governance Dashboards

    dashboards
    • Executive (Board + ExCo)
    • CRO/CCO (risk + compliance posture)
    • CISO (security + zero-trust)
    • CDAO (data + AI inventory)
    • MRM (model lifecycle)
    • Auditor (evidence)
    • Regulator (scoped views)
    tech: Grafana + Superset + custom React; OIDC + per-scope RBAC; live + scheduled exports

    M6.5. Autonomous Trading Agents + Guardrails

    agents
    • Market-making agent (FX + rates)
    • Liquidity-routing agent
    • Algorithmic execution agent
    • Risk-hedging agent
    guardrails
    • Position limits + VaR/ES caps
    • Loss-cut kill-switch
    • Circuit-breaker integration
    • RFQ-only mode under stress
    • Dual-control for parameter changes
    • MRM Tier 1 + annual revalidation
    constraints: No autonomous principal-trading without ICAAP add-on + Board AI Risk Committee + FCA SS1/23 attestation

    M6.6. Zero-Trust Networking

    implementation
    • mTLS via SPIRE/SPIFFE
    • Microsegmentation via Cilium
    • Just-in-time access via Teleport
    • BeyondCorp for human access
    • DNS-RPZ + Pi-hole-style egress filtering
    • Tailscale for legacy systems
    metric: ZTC-Score >=0.95; quarterly purple-team validation

    M6.7. Systemic Risk Telemetry

    indicators
    • Cross-firm model concentration via federated GIEN exchange
    • Procyclicality scores per agent class
    • Liquidity feedback loop detectors
    • Correlated drawdown alarms
    • Inter-agent coordination drift
    integration: Telemetry -> Global Systemic Risk Registry (M6.13) + FSB/IMF AI Risk Cell + central banks

    M6.8. Containment Breach Response

    playbooks
    • T0 breach -> automatic snapshot + quarantine
    • T1 breach -> SEV-2 + RedTeam triage
    • T2 breach -> SEV-1 + CRO + dual-control rollback
    • T3 breach -> SEV-0 + Board AI Chair + AISI <=24h
    • T4 breach -> SEV-0 + kinetic override + EU AI Office <=15d
    sla: Mean time-to-isolate <60s; mean time-to-rollback <15min; runbook drills quarterly

    M6.9. Cryptographic Provenance

    provenance: W3C PROV + in-toto + SLSA-3 + cosign + ML-DSA-87
    verification: Hub + ARE + Regulator Audit Gateway can verify any artifact's chain back to source

    M6.10. CI/CD & DevSecOps

    pipeline
    • PR: lint + SAST + SBOM + secrets + governance contract
    • Build: signed + provenance
    • Test: unit + integration + RedTeam smoke
    • Stage: shadow + drift + fairness
    • Canary: <=1% + auto-rollback
    • Prod: dual-control + OPA + WORM
    tools
    • GitHub Actions / GitLab CI
    • Argo CD
    • Tekton Chains
    • Backstage developer portal

    M6.11. AutonomousAgentFleet Configuration

    fleets
    • Trading: 4 agents (market-making, liquidity, execution, hedging)
    • Operations: 6 agents (incident, change, capacity, FinOps, evidence-harvester, RedTeam-orchestrator)
    • Governance: 5 agents (policy-author, control-tester, audit-prep, ARRE-runner, ARE-executor)
    shared
    • MRM tier per agent
    • OPA capability bounds
    • WORM audit
    • Kill-switch + dead-man-switch
    • Per-action ML-DSA-87 attestation
    governance: Fleet Council weekly review; quarterly Board AI Risk Committee report

    M6.12. SIEM / SOAR Integration

    siem
    • Splunk Enterprise Security
    • Microsoft Sentinel
    • QRadar
    • Chronicle
    soar
    • Splunk SOAR
    • XSOAR
    • Tines
    • custom Argo-based
    integration: Kafka aigov.* + governance events -> SIEM correlation; SEV-1+ triggers SOAR playbook + Hub incident war-room

    M6.13. Global Systemic Risk Registry

    registry: Federated registry across G-SIFI peers + central banks + AISIs
    schema: JSON-LD + ML-DSA-87 signed; entries: firm-anonymized model exposure, capability evals, RedTeam findings, incidents
    governance: Registry Council with rotating chairs; participants ratified by central banks + Boards
    cadence: Continuous streaming + weekly summaries + quarterly systemic-risk report

    M6.14. QKD Telemetry

    usage
    • Key delivery for PQC fallback
    • Telemetry integrity for SEV-0 channels
    • Regulator notification confidentiality
    uptime: >=99.9% per link; ID Quantique + Toshiba + QuantumXC vendors; ETSI QKD standards

    M6.15. Sovereign AI Failover

    rto: <=15min; RPO <=5min; tested monthly via Chaos Engineering
    governance: Data residency per regime (GDPR + MAS Notice 658 + HKMA); sovereign cloud where required (AWS GovCloud + Azure Sovereign + GCP Sovereign Controls)

    M6.16. Regulator Audit Gateway

    gateway: Read-only zk-verifiable gateway exposing scoped views to: EU AI Office, UK FCA, PRA, US Fed, OCC, SEC, FINRA, MAS, HKMA, OSFI, FINMA, BaFin, ACPR, AMF, AISIs (UK+US+EU+SG+JP+CA)
    tech: GraphQL Federation + REST + per-regulator OIDC + zk-attestation via CAS-SPP
    access: All queries logged to WORM; SLA <2s p99; quarterly cadence + on-demand

    M6.17. Production Best Practices

    practices
    • Trunk-based development + signed commits
    • Pre-merge OPA + tf-sec + SBOM + SAST
    • Canary + shadow + auto-rollback
    • Dual-control for prod + Tier 1+2 changes
    • WORM audit + 25y retention
    • Quarterly DR + breach drills
    • Quarterly RedTeam external
    • Annual ISO 42001 surveillance
    • Continuous capability evals for T2+
    roi: Best-in-class controls reduce SEV-1+ incidents by ~70% vs baseline; ARRE saves ~15-25 FTE/year vs manual
    +

    AI Governance Platform Components (P1) (18)

    PC-01 · Sidecar · policy-sidecar (OPA + Envoy ext_authz)
    sla: p99 <5ms
    regimes
    • EU AI Act Art. 15
    • NIST AI RMF MAP-4.1
    • ISO 42001 A.6
    PC-02 · Sidecar · audit-sidecar (Kafka producer + Avro)
    sla: zero-loss; 100% audit
    regimes
    • SEC 17a-4
    • ISO 42001 A.7
    • DORA
    PC-03 · Sidecar · telemetry-sidecar (OTel + drift + fairness)
    sla: 1s emit
    regimes
    • NIST AI RMF MEASURE-2
    • EU AI Act Art. 15
    PC-04 · Sidecar · redaction-sidecar (PII/PHI/PCI tokenization)
    sla: p99 <2ms
    regimes
    • GDPR
    • PCI-DSS
    • GLBA
    PC-05 · Sidecar · lineage-sidecar (OpenLineage + W3C PROV)
    sla: streamed real-time
    regimes
    • EU AI Act Art. 12
    • ISO 42001 A.8
    PC-06 · Audit · Kafka aigov.* topics + Avro Schema Registry
    retention: 7d hot + 90d warm + 25y WORM
    regimes
    • SEC 17a-4
    • DORA
    • MiFID II
    PC-07 · Audit · WORM S3 Object Lock COMPLIANCE
    retention: 25y + PQC re-sign 5y
    regimes
    • SEC 17a-4 f(2)
    • FINRA 4511
    • FCA SYSC 9
    PC-08 · CI/CD · Argo CD GitOps + Tekton Chains SLSA-3
    coverage: 100% Tier 1+2
    regimes
    • NIST SSDF SP 800-218
    • EU AI Act Art. 17
    PC-09 · CI/CD · Cosign + ML-DSA-87 attestation + in-toto
    coverage: all container images + model weights
    regimes
    • CNSA 2.0
    • NIST SSDF
    PC-10 · Policy · OPA Gatekeeper (admission)
    sla: p99 <50ms
    regimes
    • EU AI Act Art. 9
    • ISO 42001 A.6.2.2
    PC-11 · Policy · OPA Sidecar (data-plane runtime)
    sla: p99 <5ms; 1.2M qps
    regimes
    • EU AI Act Art. 14
    • NIST AI RMF MANAGE-2
    PC-12 · Hub · Governance Hub UI (React + OIDC + per-scope RBAC)
    coverage: all roles + regulators
    regimes
    • ISO 42001 A.10
    • EU AI Act Art. 26
    PC-13 · Hub · Governance Hub API (GraphQL Federation + REST + Webhook)
    sla: p99 <500ms
    regimes
    • ISO 42001 A.10
    PC-14 · GitOps · governance-policies/ + governance-pipelines/ + governance-infra/
    review: 2-eye + signed commits
    regimes
    • NIST SSDF
    • ISO 42001 A.6.1.4
    PC-15 · Query · GQL (Governance Query Language) compiler
    outputs
    • SQL
    • Cypher
    • SPARQL
    • Rego
    regimes
    • EU AI Act Annex IV
    • ISO 42001 A.7
    PC-16 · Query · sGQL (streaming Governance Query Language) over Kafka
    latency: sub-second
    regimes
    • DORA Art. 17
    • ISO 42001 A.7
    PC-17 · Reporting · ARRE (Automated Regulator Reporting Engine)
    coverage: >=98%; quarterly to 19 regulators
    regimes
    • FCA SS1/23
    • MAS FEAT
    • HKMA GP-1
    • EU AI Act Annex IV
    PC-18 · Remediation · ARE (Autonomous Remediation Engine)
    mttr: <=15min for 80%; dual-control SEV-1+
    regimes
    • SR 11-7
    • ISO 42001 A.6.2.5

    Sentinel Enterprise Stack Layers (P2) (13)

    SL-01 · L1 Substrate · HW + Confidential Compute (Nitro Enclaves / TDX / SEV-SNP)
    attestation: ML-DSA-87 signed measurements
    SL-02 · L2 Control Plane · TLA+ MGK (Minimal Governance Kernel) microservice
    sla: 99.999% + deny-fail-closed
    SL-03 · L3 Containment · T0-T4 tier model + capability ceiling enforcement
    verification: TLA+ + Lean/Coq invariants
    SL-04 · L4 Alignment · RLHF + DPO + Constitutional + Process supervision + Debate
    metric: ARI >=0.9 for frontier
    SL-05 · L5 Interpretability · Mech-Interp + Probes + Sparse Autoencoders
    coverage: all T3+ frontier models
    SL-06 · L6 Evaluation · HELM + ARC Evals + METR + Apollo + cyber-offense + WMD probes
    cadence: continuous T2+; per-release all
    SL-07 · L7 Telemetry · Cognitive Resonance & Deterministic Telemetry Engine
    storage: WORM 25y
    SL-08 · L8 Coordination · AISI MoUs (UK + US + EU + SG + JP + CA)
    protocol: GIEN + bilateral
    SL-09 · L9 Codex · Global AI Governance Codex + Meta-Invariants
    evolution: dual-control + TLA+ regression + Board
    SL-10 · L10 Sanctions · OPA-based sanction execution (OFAC/UN/EU/HMT/SECO/MAS)
    sla: p99 <50ms
    SL-11 · L11 Audit Sim · Synthetic Regulator Audit Simulation Environment
    personas: 8
    SL-12 · L12 Verification · EpistemicAlignmentVerifier (EAV)
    metric: EAV-Score >=0.9 for T2+
    SL-13 · L13 Resilience · Adversarial Testing Environment + Systemic-Risk Protocols + Zero-Trust
    drills: quarterly

    AGI Containment Controls (P2) (18)

    CC-01 · T0 · Isolated VPC + no network egress + synthetic data only
    verification: Cilium network policy + Falco
    CC-02 · T0 · Resource cgroups: CPU/GPU/mem caps signed
    verification: eBPF + cgroup v2
    CC-03 · T1 · Shadow mode: production data, no actuation
    verification: OPA admission denies actuation
    CC-04 · T1 · Output diffing vs baseline + KPI shadow scoring
    verification: aigov.shadow Kafka topic + GQL
    CC-05 · T2 · Canary <=1% traffic
    verification: Argo Rollouts + auto-rollback on KPI
    CC-06 · T2 · Auto-rollback on RTRI/ARI/CSI/EAV violations
    verification: ARE policy + dual-control SEV-1+
    CC-07 · T3 · Nitro Enclaves / TDX / SEV-SNP confidential compute
    verification: ML-DSA-87 attested measurements
    CC-08 · T3 · Dual-control approvals for prod actuation
    verification: MGK quorum + WORM audit
    CC-09 · T3 · Full WORM audit + cryptographic provenance
    verification: W3C PROV + in-toto + cosign
    CC-10 · T4 · Air-gapped frontier enclaves + one-way diode telemetry
    verification: hardware diode + signed channels
    CC-11 · T4 · 3-of-5 quorum (CRO+CISO+CDAO+Board AI Chair+AISI rep)
    verification: MGK quorum protocol + ML-DSA-87 sigs
    CC-12 · T4 · Kinetic override (physical kill-switch)
    verification: quarterly drill + Board attestation
    CC-13 · T4 · 48h time-lock for any change to T4 invariants
    verification: TLA+ TimeLockHonored invariant
    CC-14 · T4 · AISI <=24h notification + EU AI Office <=15d
    verification: WORM-sealed regulator dispatch logs
    CC-15 · ALL · TLA+ MGK formally-verified invariants (NoBypass, AuditMonotonic, CapabilityBounded)
    verification: TLC + Apalache + runtime eBPF
    CC-16 · ALL · Mean time-to-isolate <60s on breach detection
    verification: quarterly purple-team drills
    CC-17 · ALL · Mean time-to-rollback <15min for SEV-1+
    verification: DR runbooks + Argo Rollouts
    CC-18 · ALL · Capability ceiling enforcement (eval threshold crossing -> SEV-0)
    verification: HELM + ARC + METR + Apollo + WMD probes

    Financial Institution Blueprints (P3) (16)

    FB-01 · Capital · Basel III/IV + ICAAP AI add-on for SR 11-7 Tier 1 models
    regimes
    • Basel III/IV
    • SR 11-7
    • ICAAP
    FB-02 · Credit · FCRA 615 + ECOA Reg-B with EU AI Act high-risk Art. 6
    regimes
    • FCRA 615
    • ECOA Reg-B
    • EU AI Act Art. 6
    FB-03 · Market · FRTB + IMA models with SR 11-7 + AI/ML model risk policy
    regimes
    • FRTB
    • SR 11-7
    FB-04 · Operational · DORA + NIS2 + AI Act incident reporting harmonization
    regimes
    • DORA
    • NIS2
    • EU AI Act
    FB-05 · Trading · FCA SS1/23 + MAS FEAT + HKMA GS-2 for algorithmic trading
    regimes
    • FCA SS1/23
    • MAS FEAT
    • HKMA GS-2
    FB-06 · Consumer · FCA Consumer Duty PRIN 2A + CDC-Score telemetry
    regimes
    • FCA Consumer Duty
    • GDPR Art-22
    FB-07 · AML/Sanctions · OFAC + UN + EU + HMT + SECO + MAS + FATF R.16 via OPA
    regimes
    • OFAC
    • FATF R.16
    FB-08 · Privacy · GDPR + GDPR Art-22 + DPIA Art-35 + UK DPA 2018
    regimes
    • GDPR
    • UK DPA
    FB-09 · Cybersecurity · NIST SP 800-53 + ISO 27001 + DORA + SEC cyber disclosure
    regimes
    • NIST 800-53
    • ISO 27001
    • DORA
    • SEC
    FB-10 · Cloud · OSFI E-23 + EBA Outsourcing + FFIEC + MAS Notice 658
    regimes
    • OSFI E-23
    • EBA
    • FFIEC
    • MAS 658
    FB-11 · Vendor LLM · Procurement gating + MRM + RedTeam + ICAAP add-on
    regimes
    • SR 11-7
    • OCC 2011-12
    FB-12 · GenAI · EU AI Act GPAI Art. 53/55 + NIST AI 600-1
    regimes
    • EU AI Act Art. 53/55
    • NIST AI 600-1
    FB-13 · Agentic · Bounded actuation + capability bounds + kill-switch + MRM Tier 1
    regimes
    • SR 11-7
    • ISO 42001 A.6.2.5
    FB-14 · Frontier · T3/T4 containment + AISI MoUs + EU AI Office pre-notification
    regimes
    • EU AI Act Art. 51/55
    • G7 Hiroshima
    FB-15 · Sustainability · ESG disclosure + carbon accounting for AI workloads
    regimes
    • TCFD
    • ISSB S2
    FB-16 · Civilizational · CEGL + LexAI-DSL + GASRGP/GASC + GTI participation
    regimes
    • CEGL
    • LexAI-DSL
    • GASRGP
    • GTI

    Prompt Management & Agent Interop (P4) (15)

    PG-01 · Authoring · Prompt templates + linter + auto-redaction
    coverage: 100% Tier 1+2 prompts
    PG-02 · Authoring · PII/MNPI/PCI ban list enforced at lint
    regimes
    • GDPR
    • MAR
    • PCI-DSS
    PG-03 · Review · 2-eye peer review + automated quality checks
    sla: <2 BD for non-urgent
    PG-04 · Testing · Golden eval suite (~100 cases per prompt)
    coverage: all prompts
    PG-05 · Testing · RedTeam smoke (injection + jailbreak + bias)
    cadence: per-release
    PG-06 · Approval · Dual-control for Tier 1; MRM tiering required
    regimes
    • SR 11-7
    • ISO 42001
    PG-07 · Deployment · Canary <=1% + auto-rollback on KPI breach
    sla: <5min rollback
    PG-08 · Monitoring · Drift + fairness + calibration + citation enforcement
    cadence: continuous
    PG-09 · Retirement · Archival to WORM + reason + replacement linkage
    retention: 25y
    PG-10 · Registry · Git-backed + signed commits + ML-DSA-87 per version
    provenance: W3C PROV
    PG-11 · Reporting · Per-regulator prompt evidence packs
    regimes
    • FCA SS1/23
    • MAS FEAT
    • HKMA GP-1
    PG-12 · Agent Interop · A2A protocol with OPA capability bounds
    protocol: A2A v0.1
    PG-13 · Agent Interop · MCP (Model Context Protocol) for tool integration
    protocol: MCP v1.0
    PG-14 · Agent Interop · ACP (Agent Communication Protocol) for federated agents
    protocol: ACP draft
    PG-15 · AGI/ASI Reports · Quarterly Frontier AI Capability Report + AGI containment drill
    distribution
    • Board
    • AISIs
    • EU AI Office

    Cryptographic Supervision Layers (P5) (18)

    CS-01 · Ontology · JSON-LD ontology mapping 28 regimes -> ~600 canonical controls
    api: SPARQL + GraphQL + REST
    CS-02 · Policy Libraries · compliance/eu-ai-act/* Rego bundle
    coverage: Art. 5-72 + Annex IV
    CS-03 · Policy Libraries · compliance/nist-ai-rmf/* Rego bundle
    coverage: GOVERN+MAP+MEASURE+MANAGE
    CS-04 · Policy Libraries · compliance/iso-42001/* Rego bundle
    coverage: Clauses 4-10 + Annex A
    CS-05 · Policy Libraries · compliance/basel/* + compliance/sr-11-7/* Rego bundle
    coverage: ICAAP + FRTB + IFRS9
    CS-06 · Policy Libraries · compliance/fca-cd/* + compliance/mas-feat/* + compliance/hkma-gp1/*
    coverage: Consumer + GenAI guidance
    CS-07 · Runtime · OPA Gatekeeper (admission) + OPA Sidecar (data-plane)
    sla: p99 <5ms; 1.2M qps
    CS-08 · Runtime · Kafka aigov.policy-decisions WORM-sealed
    sla: zero-loss; 25y retention
    CS-09 · CAS · Control Assurance Specification machine-readable registry
    format: JSON-LD + JSON Schema + protobuf
    CS-10 · CAS-SPP · Per-control Merkle tree + ML-DSA-87 batch signing
    cadence: continuous high-risk; daily material
    CS-11 · CAS-SPP · zk-SNARK proofs for selective disclosure to regulators
    scheme: Groth16 + PLONK
    CS-12 · CAS-SPP · Public commitment to Sigstore Rekor for tamper-evidence
    anchor: Sigstore Rekor + private chain
    CS-13 · SR-DSL · Supervisory DSL syntax + parser + AST
    design: declarative + regulator-friendly
    CS-14 · SR-DSL · srdslc compiler: SR-DSL -> Rego (admission)
    target: OPA Gatekeeper bundles
    CS-15 · SR-DSL · srdslc compiler: SR-DSL -> WASM (runtime)
    target: Envoy Wasm filters
    CS-16 · SR-DSL · srdslc compiler: SR-DSL -> zk-circuits (r1cs/zkey)
    target: Circom + snarkjs + arkworks
    CS-17 · Meta-Governance · L0-L7 layered governance with signed + Merkle-anchored layers
    tamper: <60s detection -> SEV-0
    CS-18 · Interop · EU AI Office + FCA + MAS + HKMA + Fed + AISIs CAS-SPP adoption
    pilot: 2027 EU AI Office; 2028 wider

    Sentinel v2.4 + WorkflowAI Pro Deployment (P6) (22)

    DA-01 · IaC · modules/network: VPC + TGW + endpoints + PrivateLink
    tech: Terraform + Atlantis
    DA-02 · IaC · modules/eks: Bottlerocket + Karpenter + Cilium + Istio + Falco
    tech: Terraform + EKS
    DA-03 · IaC · modules/kafka: MSK Serverless + Schema Registry + tiered storage
    tech: Terraform + MSK
    DA-04 · IaC · modules/opa: bundles via S3 + decision logs Kafka
    tech: Terraform + OPA
    DA-05 · IaC · modules/worm: S3 Object Lock COMPLIANCE + Glacier Deep Archive
    tech: Terraform + S3 + Glacier
    DA-06 · IaC · modules/kms: per-tenant CMK + HSM-backed PQC migration
    tech: Terraform + KMS + CloudHSM
    DA-07 · Containers · Distroless base + cosign-signed + SLSA-3 + ML-DSA-87
    tech: Docker + cosign + slsa-github-generator
    DA-08 · PQC · ML-KEM-1024 key encapsulation + ML-DSA-87 signing
    tech: liboqs + AWS KMS PQC preview
    DA-09 · PQC · SLH-DSA-256s fallback for stateless signing
    tech: liboqs + custom HSM module
    DA-10 · WORM · S3 Object Lock COMPLIANCE 25y + 5y re-sign rotation
    regimes
    • SEC 17a-4
    • CNSA 2.0
    DA-11 · RedTeam · Prompt injection battery (~500 vectors) + jailbreak corpus (~1,200)
    coverage: all Tier 1+2
    DA-12 · RedTeam · Backdoor probes + adversarial example generators + tool-use abuse
    partners
    • MITRE ATLAS
    • external vendors
    DA-13 · Dashboards · Executive + CRO + CCO + CISO + CDAO + MRM + Auditor + Regulator
    tech: Grafana + Superset + custom React
    DA-14 · Zero-Trust · SPIRE/SPIFFE mTLS + Cilium microsegmentation + Teleport JIT
    metric: ZTC-Score >=0.95
    DA-15 · Telemetry · OTel + Prometheus + Jaeger + OpenSearch
    retention: 365d hot + 7y warm
    DA-16 · Systemic · Global Systemic Risk Registry federation client
    protocol: JSON-LD + ML-DSA-87 signed
    DA-17 · QKD · ID Quantique + Toshiba + QuantumXC links London+Frankfurt+Singapore+Tokyo
    standards: ETSI QKD
    DA-18 · Failover · Sovereign AI failover US+EU+APAC + AWS GovCloud + Azure Sovereign + GCP Sov Controls
    rto: <=15min
    DA-19 · Gateway · Regulator Audit Gateway zk-verifiable read-only
    sla: <2s p99; 19 regulators
    DA-20 · CI/CD · Argo CD + Tekton Chains + cosign + in-toto + Backstage
    tech: GitHub Actions / GitLab CI
    DA-21 · SIEM/SOAR · Splunk ES / MS Sentinel / QRadar / Chronicle + SOAR playbooks
    coverage: all aigov.* topics
    DA-22 · Provenance · W3C PROV + in-toto + SLSA-3 + cosign + ML-DSA-87 end-to-end

    AutonomousAgentFleet (P6) (15)

    AA-01 · Trading · Market-making agent (FX + rates)
    guardrails
    • Position limits
    • VaR/ES caps
    • Loss-cut kill-switch
    mrmTier: Tier 1
    AA-02 · Trading · Liquidity-routing agent
    guardrails
    • Best-execution constraints
    • Venue caps
    • RFQ-only stress mode
    mrmTier: Tier 1
    AA-03 · Trading · Algorithmic execution agent (TCA-aware)
    guardrails
    • TCA bands
    • Anti-gaming filters
    • Kill-switch
    mrmTier: Tier 1
    AA-04 · Trading · Risk-hedging agent
    guardrails
    • Hedge ratio bounds
    • Procyclicality dampers
    • Dual-control
    mrmTier: Tier 1
    AA-05 · Operations · Incident-response agent
    guardrails
    • SEV-1+ requires human
    • WORM audit
    • ARE policy bound
    mrmTier: Tier 2
    AA-06 · Operations · Change-management agent
    guardrails
    • No prod without dual-control
    • OPA admission
    mrmTier: Tier 2
    AA-07 · Operations · Capacity-planning agent
    guardrails
    • FinOps budget caps
    • Carbon caps
    mrmTier: Tier 3
    AA-08 · Operations · FinOps-optimizer agent
    guardrails
    • Budget caps
    • No production-impacting changes without human
    mrmTier: Tier 3
    AA-09 · Operations · Evidence-harvester agent (ARRE feeder)
    guardrails
    • Read-only; WORM-sealed receipts
    mrmTier: Tier 2
    AA-10 · Operations · RedTeam-orchestrator agent
    guardrails
    • Bounded harnesses; OPA capability bounds
    mrmTier: Tier 2
    AA-11 · Governance · Policy-author agent (drafts only)
    guardrails
    • No autonomous merge; human approval
    mrmTier: Tier 3
    AA-12 · Governance · Control-tester agent
    guardrails
    • Read-only; emits findings to Hub
    mrmTier: Tier 2
    AA-13 · Governance · Audit-prep agent
    guardrails
    • Read-only; per-regulator scoped
    mrmTier: Tier 2
    AA-14 · Governance · ARRE-runner agent (scheduled submissions)
    guardrails
    • Human sign-off pre-submit; WORM audit
    mrmTier: Tier 1
    AA-15 · Governance · ARE-executor agent
    guardrails
    • Bounded remediation set; reversible; SEV-1+ dual-control
    mrmTier: Tier 1

    Regulator Audit Gateway Endpoints (P6) (19)

    RG-01 · EU AI Office · AI Act high-risk + GPAI Art. 53/55 zk-attestation
    regulator: EU AI Office
    cadence: continuous + quarterly summary
    RG-02 · UK FCA · Consumer Duty + SS1/23 + SMCR SMF-AI
    regulator: UK FCA
    cadence: continuous + quarterly returns
    RG-03 · UK PRA · SS1/23 + ICAAP AI add-on
    regulator: UK PRA
    cadence: quarterly + on-request
    RG-04 · US Fed Reserve · SR 11-7 model inventory + validation evidence
    regulator: US Fed Reserve
    cadence: quarterly + annual
    RG-05 · US OCC · OCC 2011-12 model risk + AI/ML systems
    regulator: US OCC
    cadence: quarterly + on-request
    RG-06 · US SEC · 17a-4 WORM evidence + 10-K/8-K cyber + Reg-SCI
    regulator: US SEC
    cadence: on-event + quarterly
    RG-07 · FINRA · 3110/4511 supervision + recordkeeping
    regulator: FINRA
    cadence: continuous + audit
    RG-08 · MAS Singapore · FEAT principles + TRM 2021
    regulator: MAS Singapore
    cadence: quarterly + on-request
    RG-09 · HKMA Hong Kong · GP-1 governance + GS-2 GenAI
    regulator: HKMA Hong Kong
    cadence: quarterly + on-request
    RG-10 · OSFI Canada · E-23 model risk + OSFI guideline
    regulator: OSFI Canada
    cadence: quarterly + annual
    RG-11 · FINMA Switzerland · AI Guidance + circular updates
    regulator: FINMA Switzerland
    cadence: quarterly + on-request
    RG-12 · BaFin Germany · AI Act implementation + MaRisk + BAIT
    regulator: BaFin Germany
    cadence: quarterly + on-request
    RG-13 · ACPR France · AI Act + Solvency II AI add-on
    regulator: ACPR France
    cadence: quarterly + annual
    RG-14 · AMF France · Algorithmic trading + MIF II AI
    regulator: AMF France
    cadence: quarterly + on-request
    RG-15 · UK AISI · Capability evals + RedTeam findings (GIEN)
    regulator: UK AISI
    cadence: continuous + quarterly summary
    RG-16 · US AISI (NIST) · Capability evals + AI RMF evidence
    regulator: US AISI (NIST)
    cadence: continuous + quarterly summary
    RG-17 · Singapore AI Verify · AI Verify framework + GIEN exchange
    regulator: Singapore AI Verify
    cadence: quarterly + on-request
    RG-18 · Japan AISI · Capability evals + G7 Hiroshima evidence
    regulator: Japan AISI
    cadence: quarterly + on-request
    RG-19 · Canada AISI · Capability evals + AIDA implementation evidence
    regulator: Canada AISI
    cadence: quarterly + on-request

    Roadmap Items (RM-01..RM-18) (18)

    RM-01 · 2026Q1 · Foundation: AIMS scoping + ISO 42001 stage-1 audit + Hub MVP
    deps
      RM-02 · 2026Q2 · Governance Sidecars + OPA bundles + Kafka aigov.* live
      deps
      • RM-01
      RM-03 · 2026Q3 · WORM 25y + PQC migration kickoff + ARRE pilot (FCA + MAS)
      deps
      • RM-02
      RM-04 · 2026Q4 · Sentinel Enterprise stack MVP + TLA+ MGK first proof + EAV v0.1
      deps
      • RM-02
      RM-05 · 2027Q1 · Prompt Management & Reporting App productionized + Agent registry (A2A/MCP/ACP)
      deps
      • RM-02
      • RM-04
      RM-06 · 2027Q2 · ISO 42001 certification + ARRE coverage >=80% + Hub federation
      deps
      • RM-01
      • RM-03
      RM-07 · 2027Q3 · AGI Containment T3/T4 live + AISI MoUs (UK + US + EU)
      deps
      • RM-04
      RM-08 · 2027Q4 · RedTeam external quarterly + RTRI >=0.9 + ARE production rollout
      deps
      • RM-05
      RM-09 · 2028Q1 · CAS Registry + SR-DSL v1.0 + srdslc compiler emits Rego+WASM
      deps
      • RM-02
      • RM-06
      RM-10 · 2028Q2 · CAS-SPP pilot with EU AI Office + first zk-attestations
      deps
      • RM-09
      RM-11 · 2028Q3 · AutonomousAgentFleet trading live (Tier 1 + ICAAP add-on)
      deps
      • RM-05
      • RM-07
      RM-12 · 2028Q4 · QKD telemetry between core DCs + sovereign failover drilled
      deps
      • RM-03
      RM-13 · 2029Q1 · GIEN protocol live + federated exchange with peers + AISIs
      deps
      • RM-07
      RM-14 · 2029Q2 · Global Systemic Risk Registry federated + first systemic report
      deps
      • RM-13
      RM-15 · 2029Q3 · Regulator Audit Gateway live for 19 regulators + RCI=1.0 target
      deps
      • RM-10
      • RM-13
      RM-16 · 2029Q4 · CAS-SPP adoption broadened (FCA + MAS + HKMA + Fed)
      deps
      • RM-10
      • RM-15
      RM-17 · 2030Q2 · Civilizational layer (CEGL + LexAI-DSL + GASRGP/GASC) + GTI participation
      deps
      • RM-13
      • RM-15
      RM-18 · 2030Q4 · CGI >=0.75 + GTI >=0.85 + RCI =1.0 + program steady state
      deps
      • RM-17

      Dependency Graph (DAG edges) (17)

      DEP-01 · RM-01 · RM-02
      reason: AIMS + Hub required before Sidecar rollout
      DEP-02 · RM-02 · RM-03
      reason: Sidecars feed audit which feeds WORM + ARRE
      DEP-03 · RM-02 · RM-04
      reason: OPA + Kafka substrate required for Sentinel stack
      DEP-04 · RM-04 · RM-07
      reason: MGK + EAV required for T3/T4 containment
      DEP-05 · RM-02 · RM-05
      reason: Sidecars + OPA required for prompt app + agents
      DEP-06 · RM-05 · RM-08
      reason: Agent registry required for RedTeam coverage of agents
      DEP-07 · RM-01 · RM-06
      reason: ISO 42001 stage-1 -> certification path
      DEP-08 · RM-03 · RM-06
      reason: ARRE pilot evidence required for ISO 42001 cert
      DEP-09 · RM-02 · RM-09
      reason: OPA libraries required for CAS Registry + SR-DSL compiler
      DEP-10 · RM-06 · RM-09
      reason: ISO 42001 cert demonstrates control coverage required for CAS
      DEP-11 · RM-09 · RM-10
      reason: CAS + SR-DSL required for CAS-SPP zk-attestations
      DEP-12 · RM-05 · RM-11
      reason: Agent registry + interop required for trading fleet activation
      DEP-13 · RM-07 · RM-11
      reason: T3 containment required for autonomous trading Tier 1
      DEP-14 · RM-03 · RM-12
      reason: PQC migration must precede QKD telemetry rollout
      DEP-15 · RM-07 · RM-13
      reason: AISI MoUs required for GIEN federation
      DEP-16 · RM-13 · RM-14
      reason: GIEN required for Global Systemic Risk Registry federation
      DEP-17 · RM-10 · RM-15
      reason: CAS-SPP required for zk-verifiable Audit Gateway
      + +

      Schemas (20)

      namepurpose
      platformComponent.schema.jsonP1 AI governance platform component
      sentinelLayer.schema.jsonP2 Sentinel Enterprise stack layer
      containmentControl.schema.jsonP2 AGI containment control
      fiBlueprint.schema.jsonP3 FI blueprint item
      promptGovernance.schema.jsonP4 prompt management governance item
      cryptoSupervisionLayer.schema.jsonP5 CAS/CAS-SPP/SR-DSL layer
      deploymentArtifact.schema.jsonP6 deployment artifact (IaC/PQC/QKD)
      autonomousAgent.schema.jsonP6 AutonomousAgentFleet member
      regulatorGateway.schema.jsonP6 regulator audit gateway endpoint
      roadmapItem.schema.jsonPhased roadmap milestone
      dependency.schema.jsonDAG edge between roadmap items
      casRecord.schema.jsonControl Assurance Specification record
      casSppProof.schema.jsonCAS-SPP cryptographic supervisory proof envelope
      srDslRule.schema.jsonSR-DSL supervisory rule AST
      kpi.schema.jsonKPI definition with target + cadence
      evidence.schema.jsonEvidence pack envelope
      regulatorReport.schema.jsonARRE regulator report envelope
      incidentRecord.schema.jsonSEV-* incident record
      redTeamFinding.schema.jsonRedTeam finding with ATLAS/OWASP taxonomy
      agentAttestation.schema.jsonPer-action agent attestation (ML-DSA-87)
      +

      Code & IaC Artifacts (20)

      langnamepurpose
      regocompliance/eu-ai-act/high_risk.regoEU AI Act high-risk admission policy
      regocompliance/sr-11-7/model_tier.regoSR 11-7 model tier admission
      regocompliance/fca-cd/consumer_duty.regoFCA Consumer Duty outcome enforcement
      yamlk8s/sidecars/policy-sidecar.yamlOPA Envoy ext_authz sidecar deployment
      yamlk8s/sidecars/audit-sidecar.yamlKafka audit producer sidecar
      terraformmodules/worm/main.tfS3 Object Lock COMPLIANCE 25y
      terraformmodules/eks/main.tfBottlerocket + Karpenter EKS
      tlaspecs/MGK.tlaTLA+ Minimal Governance Kernel specification
      tlaspecs/MGK.cfgTLC model-check config
      circomzk/cas_spp.circomCAS-SPP zk-SNARK circuit
      pythonsrdslc/compiler.pySR-DSL -> Rego/WASM/zk compiler
      yamlargocd/governance-app.yamlArgo CD app for governance bundles
      yamltekton/sign-and-attest.yamlTekton Chains signing + in-toto
      jsonschemas/casRecord.schema.jsonCAS record JSON Schema
      graphqlhub/schema.graphqlGovernance Hub GraphQL Federation
      sqlgql/examples/fca_consumer_duty.gqlGQL example: FCA Consumer Duty evidence
      yamlsiem/correlation-rules.yamlSIEM correlation rules for aigov.* topics
      yamlsoar/playbooks/sev1-rollback.yamlSOAR playbook for SEV-1+ auto-rollback
      yamlqkd/link-monitor.yamlQKD link health monitoring
      yamlfailover/sovereign-runbook.yamlSovereign AI failover runbook
      +

      KPIs (34)

      kpitargetcadence
      AIMS-Coverage>=0.95quarterly
      MRGI>=0.95quarterly
      DRI>=0.95 (n=10)monthly
      CCS>=0.95quarterly
      ARI>=0.9 (frontier)per-release
      CSI>=0.95 (T3/T4)monthly
      RTRI>=0.9quarterly
      CDC-Score>=0.9monthly
      CSPI>=0.95continuous
      ARRE-Coverage>=0.98quarterly
      ARE-MTTR<=15min for 80%continuous
      ZTC-Score>=0.95quarterly
      PQC-Migration>=0.95 by 2028quarterly
      QKD-Uptime>=99.9% per linkmonthly
      SovFailover-RTO<=15minmonthly drill
      CGI>=0.75 by 2030annual
      GTI>=0.85 by 2030annual
      RCI=1.0quarterly
      Sidecar-Latency-p99<=8ms addedmonthly
      OPA-Decision-p99<5msmonthly
      WORM-Durability99.999999999% (11 9s)annual
      Audit-Loss-Rate0monthly
      RedTeam-External-CadenceQuarterly (Tier 1)quarterly
      ISO-42001-SurveillanceAnnual + zero majorsannual
      Breach-Isolate-MTTI<60smonthly drill
      Breach-Rollback-MTTR<15min for SEV-1+monthly drill
      Hub-Federation-Coverage>=95% of FIN/RISK systemsquarterly
      Agent-Kill-Switch-DrillMonthly + 100% passmonthly
      ARRE-On-Time-Filing>=99%quarterly
      CAS-Coverage>=100% of in-scope controlsquarterly
      SR-DSL-Compile-Success>=99% on PR mergemonthly
      zk-Attestation-Verify-Rate=1.0 (regulator-side)monthly
      GIEN-Exchange-Coverage>=80% of peer FIs by 2029annual
      Systemic-Risk-Registry-Coverage>=70% of in-scope models by 2030annual
      +

      Risk Control Matrix (22)

      riskcontrolownerregimes
      Unsupervised AI actuationOPA admission + MGK quorumCISO+CRO['EU AI Act Art. 14', 'SR 11-7']
      Audit tamperingWORM + Merkle + ML-DSA-87CISO['SEC 17a-4', 'DORA']
      Model driftDrift telemetry + auto-rollback (ARE)CDAO+MRM['NIST AI RMF MEASURE-3']
      PII leak in promptsRedaction sidecar + linter ban listDPO['GDPR']
      Prompt injectionRedTeam suite + filter + canaryCISO['OWASP LLM Top 10']
      Capability threshold crossing (frontier)T4 + 3-of-5 quorum + AISI <=24hBoard AI Chair['EU AI Act Art. 55']
      Cryptographic compromise (classical)PQC migration + ML-DSA-87 + ML-KEM-1024CISO['CNSA 2.0']
      Cross-firm model concentrationGIEN exchange + Systemic Risk RegistryCRO['FSB AI guidance']
      Autonomous trading run-awayPosition/VaR caps + kill-switch + MRM T1Head of Markets['FCA SS1/23', 'FRTB']
      Regulator data gapARRE + Audit Gateway + CAS-SPPCCO['FCA SS1/23', 'MAS FEAT']
      Air-gap breachHardware diode + signed channels + drillsCISO['EU AI Act Art. 55']
      MGK bypassTLA+ NoBypass invariant + eBPF enforcementCISO['ISO 42001 A.6']
      Vendor LLM data exfilProcurement gating + sandbox + redactionCISO+CCO['GDPR', 'GLBA']
      Adverse-action disclosure failureFCRA 615 + ECOA Reg-B reasons + GDPR Art-22CCO['FCRA 615', 'ECOA Reg-B', 'GDPR Art-22']
      ICAAP capital under-estimation for AIAI Pillar 2 add-on + scenario testsCRO['Basel III/IV', 'ICAAP']
      Sanctions missOPA-based sanction execution + quarterly list refreshHead of Sanctions['OFAC', 'FATF R.16']
      QKD link outageMulti-vendor links + PQC fallbackCISO['CNSA 2.0', 'ETSI QKD']
      Sovereign jurisdiction loss3-jurisdiction sovereign failover + GovCloudCIO+CCO['GDPR', 'MAS Notice 658']
      AGI deception / goal misgenEpistemicAlignmentVerifier + Apollo evalsHead of AI Safety['EU AI Act Art. 55', 'G7 Hiroshima']
      Civilizational misalignmentCEGL + LexAI-DSL + GASRGP + GTIBoard AI Chair['CEGL', 'GTI']
      Container/image supply chaincosign + SLSA-3 + ML-DSA-87 + Sigstore RekorCISO['NIST SSDF']
      OPA policy driftGitOps + signed bundles + ARE auto-revertHead of Platform['NIST SSDF', 'ISO 42001']
      +

      Cross-Regime Traceability (30)

      fromto
      EU AI Act Art. 9PC-10 (OPA Gatekeeper) + CC-15 (MGK invariants)
      EU AI Act Art. 10PC-04 (redaction sidecar) + PC-05 (lineage sidecar)
      EU AI Act Art. 14PC-11 (OPA Sidecar) + CC-08 (T3 dual-control)
      EU AI Act Art. 15PC-03 (telemetry sidecar) + DA-15 (OTel + Prometheus + Jaeger + OpenSearch)
      EU AI Act Art. 53/55SL-06 (L6 Evaluation) + CC-14 (AISI <=24h) + CC-15 (MGK)
      NIST AI RMF GOVERNFB-* + Hub + Codex (SL-09)
      NIST AI RMF MAPM3.1 (28-Regime Crosswalk) + CS-01 (Ontology)
      NIST AI RMF MEASURESL-06 (Evals) + PG-08 (Monitoring)
      NIST AI RMF MANAGEPC-18 (ARE) + M6.8 (Breach Response) + M6.11 (Fleet)
      ISO 42001 Clause 6M2.1 (AIMS) + M3.4 (MRM)
      ISO 42001 Annex A.6PC-10/PC-11 (OPA) + CC-15 (MGK)
      ISO 42001 Annex A.8PC-05 (lineage) + DA-22 (provenance)
      GDPR Art. 22FB-08 + PG-02 + RG-01 (EU AI Office)
      GDPR Art. 35DPIA template + Hub workflow + M3.4
      FCRA 615FB-02 + adverse-action template + ARRE
      ECOA Reg-B 1002FB-02 + fairness telemetry + M3.4
      SR 11-7M2.1 (MRM) + M3.4 + AA-* (agent MRM tier)
      OCC 2011-12M2.1 + M3.4 + FB-11 (Vendor LLM)
      Basel III/IV + ICAAPFB-01 + M3.8 (Investment) + AA-* (trading agents)
      FRTBFB-03 + AA-01/02/03/04 (trading agents) + MRM T1
      SEC 17a-4PC-06/PC-07 (Kafka + WORM) + DA-10 (S3 Object Lock)
      DORA Art. 17PC-06 + PC-16 (sGQL) + M6.12 (SIEM/SOAR)
      FCA Consumer DutyFB-06 + PG-11 + RG-02 + M3.4
      FCA SS1/23FB-05 + AA-* (trading) + M6.5 + RG-02/RG-03
      MAS FEATFB-* + PG-11 + RG-08 + M3.1
      HKMA GP-1 + GS-2FB-* + PG-11 + RG-09 + M3.1
      G7 Hiroshima + BletchleySL-08 (AISI) + CC-14 + M5.7/M5.8 (CAS-SPP + interop)
      CEGL + LexAI-DSL + GASRGPFB-16 + RM-17 + civilizational outcomes (CGI/GTI)
      NSA CNSA 2.0DA-08/DA-09 (PQC) + PC-07 (WORM 5y re-sign) + RM-03
      MITRE ATLASM2.10 (Adversarial) + DA-12 + M3.5 (RedTeam)
      +

      Data Flows (15)

      flow
      App -> policy-sidecar (OPA ext_authz) -> allow/deny + decision log -> Kafka aigov.policy-decisions
      App -> redaction-sidecar -> tokenized payload -> downstream + tokenization-vault audit
      App -> audit-sidecar -> Kafka aigov.* -> Iceberg S3 -> WORM S3 Object Lock COMPLIANCE 25y
      App -> telemetry-sidecar -> OTel collector -> Prometheus + Jaeger + OpenSearch + drift/fairness store
      App -> lineage-sidecar -> OpenLineage -> Marquez/Hub + W3C PROV emission
      Sentinel evals -> aigov.cre + WORM + capability dashboard + AISI MoU dispatch
      Hub UI -> GraphQL Federation -> backend stitching (Hub API + ARRE + GQL + sGQL)
      ARRE -> templates engine -> per-regulator submission -> regulator portal + WORM evidence pack
      ARE -> bounded actions -> OPA admission -> dual-control SEV-1+ -> WORM audit + Hub incident view
      CAS Registry -> CAS-SPP service -> Merkle root + ML-DSA-87 sig -> zk-SNARK proof -> Sigstore Rekor commit -> Regulator Audit Gateway
      SR-DSL source -> srdslc -> Rego bundle + WASM filter + zk circuit -> Argo CD GitOps deploy
      AutonomousAgentFleet action -> per-action ML-DSA-87 attestation -> OPA capability bounds -> WORM audit -> Hub fleet view
      QKD link -> key delivery -> PQC fallback if degraded -> SEV-* on outage > thresholds
      Sovereign failover trigger -> Argo Rollouts cross-region -> DNS shift -> RTO <=15min -> WORM record
      GIEN exchange -> peer/AISI -> anonymized payload -> Hub view + Systemic Risk Registry feed
      +

      Regulators (19)

      nameregimecadence
      EU AI OfficeEU AI Actcontinuous + quarterly summary
      UK FCAConsumer Duty + SS1/23 + SMCRcontinuous + quarterly returns
      UK PRASS1/23 + ICAAPquarterly + on-request
      US Fed ReserveSR 11-7quarterly + annual
      US OCCOCC 2011-12quarterly + on-request
      US SEC17a-4 + 10-K/8-K + Reg-SCIon-event + quarterly
      FINRA3110/4511continuous + audit
      MAS SingaporeFEAT + TRM 2021quarterly + on-request
      HKMA Hong KongGP-1 + GS-2quarterly + on-request
      OSFI CanadaE-23quarterly + annual
      FINMA SwitzerlandAI Guidancequarterly + on-request
      BaFin GermanyAI Act + MaRisk + BAITquarterly + on-request
      ACPR FranceAI Act + Solvency IIquarterly + annual
      AMF FranceAlgo Trading + MIF IIquarterly + on-request
      UK AISICapability evals + GIENcontinuous
      US AISI (NIST)Capability evals + AI RMFcontinuous
      Singapore AI VerifyAI Verify + GIENquarterly + on-request
      Japan AISICapability evals + G7 Hiroshimaquarterly
      Canada AISICapability evals + AIDAquarterly
      +

      90-Day Rollout (3)

      phasenameactions
      D0-30Foundation['AIMS scoping', 'OPA bundles seed', 'Kafka aigov.* topics', 'Hub MVP wireframes', 'TLA+ MGK draft spec', 'SR-DSL design doc', 'QKD vendor SOW', 'Sovereign failover region planning']
      D31-60Pilot['Policy sidecar in staging', 'Audit sidecar in staging', 'WORM S3 Object Lock prov', 'ARRE skeleton with FCA + MAS pilots', 'Sentinel L1-L3 MVP', 'Prompt registry MVP', 'RedTeam smoke suite', 'ARE policies drafted + paused']
      D61-90Pre-Prod['Canary deploy sidecars to Tier 2', 'ARRE first FCA filing draft', 'TLA+ MGK first proof', 'Hub federation MVP', 'Agent registry MVP', 'ISO 42001 stage-1 ready', 'Board AI Risk Committee chartered + first meeting', 'Regulator Audit Gateway pilot endpoint live']
      +

      2026-2030 Roadmap (6)

      phaseitems
      Phase 1 (2026)['RM-01 Foundation', 'RM-02 Sidecars/OPA/Kafka', 'RM-03 WORM/PQC/ARRE', 'RM-04 Sentinel MVP']
      Phase 2 (2027 H1)['RM-05 Prompt App + Agents', 'RM-06 ISO 42001 cert']
      Phase 3 (2027 H2)['RM-07 T3/T4 + AISI MoUs', 'RM-08 RedTeam ext + ARE prod']
      Phase 4 (2028)['RM-09 CAS + SR-DSL', 'RM-10 CAS-SPP pilot', 'RM-11 AutonomousAgentFleet trading', 'RM-12 QKD + sovereign failover']
      Phase 5 (2029)['RM-13 GIEN', 'RM-14 Systemic Risk Registry', 'RM-15 Audit Gateway 19 regs', 'RM-16 CAS-SPP broadened']
      Phase 6 (2030)['RM-17 Civilizational layer', 'RM-18 Steady state CGI/GTI/RCI']
      +

      Regulator Evidence Pack (24)

      item
      ISO 42001 management review + stage-1 + stage-2 audit reports
      EU AI Act Annex IV technical documentation (per high-risk system)
      GPAI Art. 53/55 evals + adversarial testing + cybersecurity + incident reports
      NIST AI RMF GOVERN/MAP/MEASURE/MANAGE evidence per Tier 1+2 model
      SR 11-7 model inventory + validation reports + MRM tier letters
      OCC 2011-12 model risk + vendor LLM attestations
      Basel III/IV ICAAP AI Pillar 2 add-on + scenario tests
      FCA Consumer Duty PRIN 2A outcome reports + CDC-Score telemetry
      FCA/PRA SS1/23 returns + SMCR SMF-AI letters
      MAS FEAT self-assessment + TRM 2021 attestations
      HKMA GP-1 + GS-2 attestations
      SEC 17a-4 WORM evidence + 10-K/8-K cyber disclosures
      DORA major-incident reports + NIS2 attestations
      GDPR DPIAs + Art-22 disclosures + Art-35 evidence
      FCRA 615 adverse-action templates + ECOA fairness reports
      AISI bilateral MoUs + capability eval reports (UK + US + EU + SG + JP + CA)
      GIEN exchange logs + peer attestations
      CAS-SPP zk-attestation receipts (per regulator)
      WORM audit chain-of-custody + 25y retention attestations
      Board AI Risk Committee minutes + Board minutes + annual AI Risk Report
      AutonomousAgentFleet kill-switch drill logs + ICAAP add-on capital memos
      RedTeam external quarterly reports + bounty program statistics
      QKD link uptime reports + sovereign failover drill logs
      Civilizational reports (CEGL participation, GTI scores, CGI evidence)
      + +
      +
      + diff --git a/rag-agentic-dashboard/server.js b/rag-agentic-dashboard/server.js index 9ae8b6e3..a7f01768 100644 --- a/rag-agentic-dashboard/server.js +++ b/rag-agentic-dashboard/server.js @@ -24818,6 +24818,134 @@ app.get('/api/unified-synthesis-blueprint/dependencies/:id', (req, res) => { // ===================== END WP-059 ===================== +// ===================== WP-060: End-to-End AI Governance & Cryptographic Supervision Blueprint 2026-2030 ===================== +const ECS60 = require('./data/end-to-end-cryptosupervision-blueprint.json'); + +// Page route +app.get('/end-to-end-cryptosupervision-blueprint', (req, res) => { + res.sendFile(path.join(__dirname, 'public', 'end-to-end-cryptosupervision-blueprint.html')); +}); + +// Summary + meta endpoints +app.get('/api/end-to-end-cryptosupervision-blueprint/summary', (req, res) => res.json({ + docRef: ECS60.docRef, version: ECS60.version, title: ECS60.title, + horizon: ECS60.horizon, apiPrefix: ECS60.apiPrefix, buildsOn: ECS60.buildsOn, + status: ECS60.status, classification: ECS60.classification, counts: ECS60.counts +})); +app.get('/api/end-to-end-cryptosupervision-blueprint/directive', (req, res) => res.json(ECS60.directive)); +app.get('/api/end-to-end-cryptosupervision-blueprint/pillars', (req, res) => res.json(ECS60.pillars)); +app.get('/api/end-to-end-cryptosupervision-blueprint/regimes', (req, res) => res.json(ECS60.regimes)); +app.get('/api/end-to-end-cryptosupervision-blueprint/counts', (req, res) => res.json(ECS60.counts)); +app.get('/api/end-to-end-cryptosupervision-blueprint/executive-summary', (req, res) => res.json(ECS60.executiveSummary)); +app.get('/api/end-to-end-cryptosupervision-blueprint/indices', (req, res) => res.json(ECS60.indices)); +app.get('/api/end-to-end-cryptosupervision-blueprint/tiers', (req, res) => res.json(ECS60.tiers)); +app.get('/api/end-to-end-cryptosupervision-blueprint/severities', (req, res) => res.json(ECS60.severities)); +app.get('/api/end-to-end-cryptosupervision-blueprint/investment', (req, res) => res.json(ECS60.investment)); + +// Standard collections +app.get('/api/end-to-end-cryptosupervision-blueprint/modules', (req, res) => res.json(ECS60.modules)); +app.get('/api/end-to-end-cryptosupervision-blueprint/modules/:id', (req, res) => { + const m = ECS60.modules.find(x => x.mid === req.params.id); + if (!m) return res.status(404).json({ error: 'module not found', id: req.params.id }); + res.json(m); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/schemas', (req, res) => res.json(ECS60.schemas)); +app.get('/api/end-to-end-cryptosupervision-blueprint/code', (req, res) => res.json(ECS60.code)); +app.get('/api/end-to-end-cryptosupervision-blueprint/kpis', (req, res) => res.json(ECS60.kpis)); +app.get('/api/end-to-end-cryptosupervision-blueprint/risk-control-matrix', (req, res) => res.json(ECS60.riskControlMatrix)); +app.get('/api/end-to-end-cryptosupervision-blueprint/traceability', (req, res) => res.json(ECS60.traceability)); +app.get('/api/end-to-end-cryptosupervision-blueprint/data-flows', (req, res) => res.json(ECS60.dataFlows)); +app.get('/api/end-to-end-cryptosupervision-blueprint/regulators', (req, res) => res.json(ECS60.regulators)); +app.get('/api/end-to-end-cryptosupervision-blueprint/regulators/:name', (req, res) => { + const r = ECS60.regulators.find(x => x.name === req.params.name); + if (!r) return res.status(404).json({ error: 'regulator not found', name: req.params.name }); + res.json(r); +}); +app.get('/api/end-to-end-cryptosupervision-blueprint/rollout-90', (req, res) => res.json(ECS60.rollout90)); +app.get('/api/end-to-end-cryptosupervision-blueprint/roadmap', (req, res) => res.json(ECS60.roadmap)); +app.get('/api/end-to-end-cryptosupervision-blueprint/evidence-pack', (req, res) => res.json(ECS60.evidencePack)); + +// Distinctive collections + ID lookups (11) +app.get('/api/end-to-end-cryptosupervision-blueprint/platform-components', (req, res) => res.json(ECS60.platformComponents)); +app.get('/api/end-to-end-cryptosupervision-blueprint/platform-components/:id', (req, res) => { + const p = ECS60.platformComponents.find(x => x.pid === req.params.id); + if (!p) return res.status(404).json({ error: 'platform component not found', id: req.params.id }); + res.json(p); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/sentinel-layers', (req, res) => res.json(ECS60.sentinelLayers)); +app.get('/api/end-to-end-cryptosupervision-blueprint/sentinel-layers/:id', (req, res) => { + const s = ECS60.sentinelLayers.find(x => x.slid === req.params.id); + if (!s) return res.status(404).json({ error: 'sentinel layer not found', id: req.params.id }); + res.json(s); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/containment-controls', (req, res) => res.json(ECS60.containmentControls)); +app.get('/api/end-to-end-cryptosupervision-blueprint/containment-controls/:id', (req, res) => { + const c = ECS60.containmentControls.find(x => x.cid === req.params.id); + if (!c) return res.status(404).json({ error: 'containment control not found', id: req.params.id }); + res.json(c); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/fi-blueprints', (req, res) => res.json(ECS60.fiBlueprints)); +app.get('/api/end-to-end-cryptosupervision-blueprint/fi-blueprints/:id', (req, res) => { + const f = ECS60.fiBlueprints.find(x => x.fid === req.params.id); + if (!f) return res.status(404).json({ error: 'fi blueprint not found', id: req.params.id }); + res.json(f); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/prompt-governance', (req, res) => res.json(ECS60.promptGovernance)); +app.get('/api/end-to-end-cryptosupervision-blueprint/prompt-governance/:id', (req, res) => { + const q = ECS60.promptGovernance.find(x => x.qid === req.params.id); + if (!q) return res.status(404).json({ error: 'prompt governance item not found', id: req.params.id }); + res.json(q); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/crypto-supervision-layers', (req, res) => res.json(ECS60.cryptoSupervisionLayers)); +app.get('/api/end-to-end-cryptosupervision-blueprint/crypto-supervision-layers/:id', (req, res) => { + const x = ECS60.cryptoSupervisionLayers.find(y => y.xid === req.params.id); + if (!x) return res.status(404).json({ error: 'crypto supervision layer not found', id: req.params.id }); + res.json(x); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/deployment-artifacts', (req, res) => res.json(ECS60.deploymentArtifacts)); +app.get('/api/end-to-end-cryptosupervision-blueprint/deployment-artifacts/:id', (req, res) => { + const d = ECS60.deploymentArtifacts.find(x => x.did === req.params.id); + if (!d) return res.status(404).json({ error: 'deployment artifact not found', id: req.params.id }); + res.json(d); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/autonomous-agents', (req, res) => res.json(ECS60.autonomousAgents)); +app.get('/api/end-to-end-cryptosupervision-blueprint/autonomous-agents/:id', (req, res) => { + const a = ECS60.autonomousAgents.find(x => x.aid === req.params.id); + if (!a) return res.status(404).json({ error: 'autonomous agent not found', id: req.params.id }); + res.json(a); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/regulator-gateways', (req, res) => res.json(ECS60.regulatorGateways)); +app.get('/api/end-to-end-cryptosupervision-blueprint/regulator-gateways/:id', (req, res) => { + const g = ECS60.regulatorGateways.find(x => x.gid === req.params.id); + if (!g) return res.status(404).json({ error: 'regulator gateway not found', id: req.params.id }); + res.json(g); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/roadmap-items', (req, res) => res.json(ECS60.roadmapItems)); +app.get('/api/end-to-end-cryptosupervision-blueprint/roadmap-items/:id', (req, res) => { + const r = ECS60.roadmapItems.find(x => x.rid === req.params.id); + if (!r) return res.status(404).json({ error: 'roadmap item not found', id: req.params.id }); + res.json(r); +}); + +app.get('/api/end-to-end-cryptosupervision-blueprint/dependencies', (req, res) => res.json(ECS60.dependencies)); +app.get('/api/end-to-end-cryptosupervision-blueprint/dependencies/:id', (req, res) => { + const d = ECS60.dependencies.find(x => x.eid === req.params.id); + if (!d) return res.status(404).json({ error: 'dependency not found', id: req.params.id }); + res.json(d); +}); + +// ===================== END WP-060 ===================== + // SECTION 10: START SERVER // ══════════════════════════════════════════════════════════════════════════════