☁️Haven GRC - easier governance, risk, and compliance 👨⚕️👮♀️🦸♀️🕵️♀️👩🔬
An easy way to programmatically run queries against FINRA's BrokerCheck database using Node.js.
Tight Shorts - short volume charts, total trading volume, short exempt volume for stock market.
Process FINRA Short Daily Data feeds
Governance framework for Microsoft 365 AI agents (Copilot Studio) in regulated financial services
ERC-3643 compliance toolkit for RWA tokenization — agent configs, SOUL.md agents, and regulatory templates (FINRA 3110/4511, SEC 17a-4, MiCA)
first-to-market cryptographically verified autonomous AI agent. 6.8MB footprint, air-gapped deployment, BYOLLM architecture. Built for defense, finance, healthcare, and manufacturing.
Investment Company and Variable Contracts Products
This repository deals with the personal project of setting up an API (Python) client wrapper for the FINRA API to load and request datasets. All available FINRA datasets can be loaded after valid credentials have been obtained. Metadata retrieval, filtering and a lot more methods are exemplary shown.
FINRA BrokerCheck compliance scraper
Uniform Securities Agent State Law Examination
The missing knowledge layer for AI agents. Curated, agent-readable context for trading, healthcare, legal, and more.
Provide a cross-platform CLI for AI agents to manage local files and cloud storage with standardized JSON output for safe, efficient file operations.
Add a description, image, and links to the finra topic page so that developers can more easily learn about it.
To associate your repository with the finra topic, visit your repo's landing page and select "manage topics."